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TRIAD INVESTMENT MANAGEMENT, LLC

NEWPORT BEACH, CA · CRD 146786 · IAPD ↗ · (949) 679-3991

$119.5MRegulatory AUM
2Advisory reps
2Employees
0Clients
26-50Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
May 2026 — TRIAD INVESTMENT MANAGEMENT, LLC (NEWPORT BEACH, CA) is newly SEC-registered with $119.5M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.