← Tributary

SERA CAPITAL MANAGEMENT, LLC

ANNAPOLIS, MD · CRD 120896 · IAPD ↗ · seracapital.com · 301-464-8333

$114.3MRegulatory AUM
5Advisory reps
5Employees
105Clients
n/aPlanning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
May 2026 — SERA CAPITAL MANAGEMENT, LLC (ANNAPOLIS, MD) is newly SEC-registered with $114.3M RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.