← Tributary

DS2 CAPITAL LLC

· CRD 340706 · IAPD ↗ · ds2capital.com · 704-210-8560

$250.6MRegulatory AUM
5Advisory reps
7Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

53
August 2026 — DS2 CAPITAL LLC now reports custody of client assets ($250.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
58
August 2026 — DS2 CAPITAL LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
80
May 2026 — DS2 CAPITAL LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.