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PULLIAM FAMILY OFFICE, LLC

CRESTED BUTTE, CO · CRD 338839 · IAPD ↗ · pulliamfamilyoffice.com · 972-947-9400

$141.7MRegulatory AUM
1Advisory reps
3Employees
0Clients
1-10Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
May 2026 — PULLIAM FAMILY OFFICE, LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
May 2026 — PULLIAM FAMILY OFFICE, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
May 2026 — PULLIAM FAMILY OFFICE, LLC now reports custody of client assets ($345,898).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
May 2026 — PULLIAM FAMILY OFFICE, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
January 2026 — PULLIAM FAMILY OFFICE, LLC (CRESTED BUTTE, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.