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GIBERT WEALTH MANAGEMENT

CHARLOTTE, NC · CRD 341458 · IAPD ↗ · gibertwealth.com · 7045755349

$316.0MRegulatory AUM
2Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
July 2026 — GIBERT WEALTH MANAGEMENT notice-filed in GA, LA, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
July 2026 — GIBERT WEALTH MANAGEMENT now reports custody of client assets ($23.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
July 2026 — GIBERT WEALTH MANAGEMENT's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
May 2026 — GIBERT WEALTH MANAGEMENT (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.