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CLEVELAND CAPITAL MANAGEMENT, L.L.C.

ROCKY RIVER, OH · CRD 341686 · IAPD ↗ · clevelandcapital.com · 440 333 4925

$215.8MRegulatory AUM
2Advisory reps
2Employees
0Clients
n/aPlanning clients
4Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
June 2026 — CLEVELAND CAPITAL MANAGEMENT, L.L.C.'s provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
80
May 2026 — CLEVELAND CAPITAL MANAGEMENT, L.L.C. (ROCKY RIVER, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.