← Tributary

GLD ADVISORS, LLC

MIAMI BEACH, FL · CRD 341098 · IAPD ↗ · 212-257-5790

$257.3MRegulatory AUM
3Advisory reps
4Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

53
September 2026 — GLD ADVISORS, LLC now reports custody of client assets ($257.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
September 2026 — GLD ADVISORS, LLC grew from 1 to 3 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
58
September 2026 — GLD ADVISORS, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
58
September 2026 — GLD ADVISORS, LLC now reports 1 private fund(s) ($257.3M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
May 2026 — GLD ADVISORS, LLC (MIAMI BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.