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CAPITAL INVESTMENT COUNSEL INC

RALEIGH, NC · CRD 104591 · IAPD ↗ · capital-invest.com · 919-831-2370

$1.02BRegulatory AUM
4Advisory reps
11Employees
0Clients
1-10Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
May 2026 — CAPITAL INVESTMENT COUNSEL INC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
85
May 2026 — CAPITAL INVESTMENT COUNSEL INC crossed $1B in regulatory AUM ($889.4M -> $1.02B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
May 2025 — CAPITAL INVESTMENT COUNSEL INC notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
May 2025 — CAPITAL INVESTMENT COUNSEL INC reported RAUM up 29% ($691.5M -> $889.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
63
May 2024 — CAPITAL INVESTMENT COUNSEL INC reported RAUM up 29% ($537.9M -> $691.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.