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SUCCESSION FINANCIAL, INC

MCKINNEY, TX · CRD 336434 · IAPD ↗ · succession-financial.com · 214-334-6261

$210.3MRegulatory AUM
3Advisory reps
6Employees
2Clients
101-250Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
March 2026 — SUCCESSION FINANCIAL, INC now reports custody of client assets ($146.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
March 2026 — SUCCESSION FINANCIAL, INC reports 101-250 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
July 2025 — SUCCESSION FINANCIAL, INC (MCKINNEY, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.