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HERITAGE GROVE WEALTH MANAGEMENT, LLC

· CRD 336771 · IAPD ↗ · heritagegrovewealth.com · 925-890-8839

$88.8MRegulatory AUM
1Advisory reps
1Employees
44Clients
0Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

46
April 2026 — HERITAGE GROVE WEALTH MANAGEMENT, LLC notice-filed in HI, NV, NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
July 2025 — HERITAGE GROVE WEALTH MANAGEMENT, LLC (location n/a) is newly SEC-registered with $110.5M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.