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SANDERS & SCOTT, CHFC

WATKINSVILLE, GA · CRD 125741 · IAPD ↗ · sandersandscott.com · 770-760-8933

$148.8MRegulatory AUM
2Advisory reps
3Employees
0Clients
251-500Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
April 2026 — SANDERS & SCOTT, CHFC notice-filed in NC, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
July 2025 — SANDERS & SCOTT, CHFC notice-filed in AL, FL, LA, SC, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
July 2025 — SANDERS & SCOTT, CHFC now reports custody of client assets ($44.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
May 2024 — SANDERS & SCOTT, CHFC (WATKINSVILLE, GA) is newly SEC-registered with $119.1M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.