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TONY WALKER FINANCIAL

BOWLING GREEN, KY · CRD 145457 · IAPD ↗ · 270-843-9380

$373.7MRegulatory AUM
4Advisory reps
17Employees
250Clients
More than 500Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
July 2025 — TONY WALKER FINANCIAL now reports custody of client assets ($128.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
64
March 2025 — TONY WALKER FINANCIAL reported RAUM up 31% ($239.3M -> $312.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
78
March 2025 — TONY WALKER FINANCIAL now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
25
November 2024 — TONY WALKER FINANCIAL changed its website from 3personalities.com to tonywalkerfinancial.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
42
May 2024 — TONY WALKER FINANCIAL notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
March 2024 — TONY WALKER FINANCIAL added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
60
March 2024 — TONY WALKER FINANCIAL reported RAUM up 26% ($189.8M -> $239.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.