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PRELUDE GROWTH PARTNERS

NEW YORK, NY · CRD 293249 · IAPD ↗ · preludegrowth.com · 917-409-0120

$1.22BRegulatory AUM
10Advisory reps
12Employees
0Clients
n/aPlanning clients
4Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
April 2026 — PRELUDE GROWTH PARTNERS MANAGEMENT COMPANY, LLC is now doing business as PRELUDE GROWTH PARTNERS.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
70
April 2026 — PRELUDE GROWTH PARTNERS crossed $1B in regulatory AUM ($589.8M -> $1.22B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
83
July 2025 — PRELUDE GROWTH PARTNERS MANAGEMENT COMPANY, LLC (NEW YORK, NY) is newly SEC-registered with $589.8M RAUM and 9 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.