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BLUE POINT FINANCIAL, INC.

SCARBOROUGH, ME · CRD 299688 · IAPD ↗ · 207-883-2009

$152.7MRegulatory AUM
2Advisory reps
3Employees
0Clients
1-10Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2026 — BLUE POINT FINANCIAL, INC. reported RAUM up 35% ($113.3M -> $152.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2026 — BLUE POINT FINANCIAL, INC. now reports custody of client assets ($1.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
July 2025 — BLUE POINT FINANCIAL, INC. (SCARBOROUGH, ME) is newly SEC-registered with $113.3M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.