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CAPITAL FINANCIAL, LLC

OLNEY, MD · CRD 122844 · IAPD ↗ · capfinllc.com · 301-260-8575

$159.4MRegulatory AUM
2Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
April 2026 — CAPITAL FINANCIAL, LLC notice-filed in DC, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
July 2025 — CAPITAL FINANCIAL, LLC (OLNEY, MD) is newly SEC-registered with $140.8M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.