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PCM MANAGEMENT ADVISOR, LLC

CHAGRIN FALLS, OH · CRD 323946 · IAPD ↗ · peppertreecapital.com · 440-528-0333

$7.89BRegulatory AUM
38Advisory reps
495Employees
0Clients
n/aPlanning clients
18Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2026 — PCM MANAGEMENT ADVISOR, LLC added office(s): 0 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2026 — PCM MANAGEMENT ADVISOR, LLC grew from 23 to 38 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
July 2025 — PCM MANAGEMENT ADVISOR, LLC (CHAGRIN FALLS, OH) is newly SEC-registered with $7.64B RAUM and 23 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.