← Tributary

TOCCATA CAPITAL

· CRD 168265 · IAPD ↗ · toccap.com · +1 605 269 8889

$50.0MRegulatory AUM
1Advisory reps
1Employees
0Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

80
July 2025 — TOCCATA CAPITAL (location n/a) is newly SEC-registered with $50.0M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.