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LEWIS FINANCIAL, LLC

SAN LUIS OBISPO, CA · CRD 170324 · IAPD ↗ · lewisfinancialslo.com · (805) 548-0900

$133.9MRegulatory AUM
3Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
July 2025 — LEWIS FINANCIAL, LLC (SAN LUIS OBISPO, CA) is newly SEC-registered with $108.1M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.