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RBS WEALTH MANAGEMENT

ALTO, MI · CRD 336536 · IAPD ↗ · rbswealthmgt.com · 6167278484

$322.3MRegulatory AUM
2Advisory reps
6Employees
0Clients
0Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
April 2026 — RBS WEALTH MANAGEMENT notice-filed in CA, FL, IN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
April 2026 — RBS WEALTH MANAGEMENT now reports custody of client assets ($38.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
July 2025 — RBS WEALTH MANAGEMENT (ALTO, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.