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XENA FINANCIAL PLANNING, LLC

PORTLAND, OR · CRD 333436 · IAPD ↗ · xenafp.com · (503) 714-7357

$104.5MRegulatory AUM
2Advisory reps
4Employees
31Clients
101-250Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
March 2026 — XENA FINANCIAL PLANNING, LLC now reports custody of client assets ($22.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
January 2026 — XENA FINANCIAL PLANNING, LLC (PORTLAND, OR) is newly SEC-registered with $100.2M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.