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VENTANA PRIVATE WEALTH LLC

DENVER, CO · CRD 311878 · IAPD ↗ · (720) 764-7200

$158.6MRegulatory AUM
2Advisory reps
3Employees
0Clients
11-25Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
April 2026 — VENTANA PRIVATE WEALTH LLC added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
March 2026 — VENTANA PRIVATE WEALTH LLC now reports custody of client assets ($19.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
58
February 2024 — VENTANA PRIVATE WEALTH LLC reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.