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COMPASS INVESTMENT ADVISERS, LLC

PORTLAND, OR · CRD 131933 · IAPD ↗ · compassadv.net · 503-473-8422

$110.5MRegulatory AUM
2Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
March 2026 — COMPASS INVESTMENT ADVISERS, LLC now reports custody of client assets ($2.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
November 2024 — COMPASS INVESTMENT ADVISERS, LLC (PORTLAND, OR) is newly SEC-registered with $101.3M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.