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COLTON WEALTH MANAGEMENT

ARCADIA, CA · CRD 150486 · IAPD ↗ · coltonwealthmanagement.com · 626-726-4203

$135.1MRegulatory AUM
3Advisory reps
3Employees
0Clients
101-250Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
March 2026 — COLTON WEALTH MANAGEMENT now reports custody of client assets ($39.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
March 2026 — COLTON WEALTH MANAGEMENT reports 101-250 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
May 2024 — COLTON WEALTH MANAGEMENT (ARCADIA, CA) is newly SEC-registered with $107.2M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.