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HARBOUR INVESTMENT MANAGEMENT L.L.C.

EDMONDS, WA · CRD 111166 · IAPD ↗ · harbourinvest.com · 425-742-1557

$381.6MRegulatory AUM
5Advisory reps
6Employees
0Clients
26-50Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
March 2026 — HARBOUR INVESTMENT MANAGEMENT L.L.C. now reports custody of client assets ($104.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
61
March 2025 — HARBOUR INVESTMENT MANAGEMENT L.L.C. reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.