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OPTIMUM FINANCIAL SERVICES, LLC

JACKSON, MS · CRD 105878 · IAPD ↗ · 601-981-5900

$300.2MRegulatory AUM
3Advisory reps
4Employees
0Clients
n/aPlanning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
March 2025 — OPTIMUM FINANCIAL SERVICES, LLC now reports custody of client assets ($4.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.