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RAMIREZ ASSET MANAGEMENT, INC.

NEW YORK, NY · CRD 110637 · IAPD ↗ · 212-248-0500

$12.27BRegulatory AUM
21Advisory reps
48Employees
0Clients
0Planning clients
5Private funds
27States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

51
January 2026 — RAMIREZ ASSET MANAGEMENT, INC. notice-filed in LA, MN, NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
March 2025 — RAMIREZ ASSET MANAGEMENT, INC. now reports custody of client assets ($382.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
75
February 2025 — RAMIREZ ASSET MANAGEMENT, INC. now reports 5 private fund(s) ($382.2M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
66
January 2025 — RAMIREZ ASSET MANAGEMENT, INC. reported RAUM up 33% ($9.13B -> $12.14B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.