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TAYLOR FINANCIAL GROUP, INC.

ROANOKE, VA · CRD 116744 · IAPD ↗ · taylorfg.com · 540-774-7971

$410.0MRegulatory AUM
4Advisory reps
6Employees
2Clients
More than 500Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

64
March 2025 — TAYLOR FINANCIAL GROUP, INC. reports More than 500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
March 2025 — TAYLOR FINANCIAL GROUP, INC. now reports custody of client assets ($250,000).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.