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SENECA FINANCIAL ADVISORS LLC

ROCHESTER, NY · CRD 152824 · IAPD ↗ · senecafinancialadvisors.com · 585-203-1211

$847.2MRegulatory AUM
5Advisory reps
19Employees
21Clients
251-500Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
March 2025 — SENECA FINANCIAL ADVISORS LLC now reports custody of client assets ($14.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
45
February 2024 — SENECA FINANCIAL ADVISORS LLC notice-filed in CT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.