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EATON FINANCIAL GROUP

CORAL SPRINGS, FL · CRD 316323 · IAPD ↗ · 954-575-9323

$382.2MRegulatory AUM
1Advisory reps
4Employees
0Clients
251-500Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
September 2026 — EATON FINANCIAL GROUP (CORAL SPRINGS, FL) left the SEC roster (was $382.2M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
68
March 2025 — EATON FINANCIAL GROUP now reports custody of client assets ($121.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
53
September 2024 — EATON FINANCIAL GROUP shrank from 9 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
61
April 2024 — EATON FINANCIAL GROUP reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
64
April 2024 — EATON FINANCIAL GROUP reported RAUM up 34% ($322.4M -> $432.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.