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SLG CAPITAL MANAGEMENT LLC

NEW YORK, NY · CRD 331370 · IAPD ↗ · 212-594-2700

$1.41BRegulatory AUM
15Advisory reps
20Employees
0Clients
n/aPlanning clients
2Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

70
April 2026 — SLG CAPITAL MANAGEMENT LLC crossed $1B in regulatory AUM ($100.3M -> $1.31B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
35
March 2025 — SLG CAPITAL MANAGEMENT LLC shrank from 20 to 15 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
50
March 2025 — SLG CAPITAL MANAGEMENT LLC now reports custody of client assets ($191,355).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
March 2025 — SLG CAPITAL MANAGEMENT LLC reported RAUM up 301% ($25.0M -> $100.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
October 2024 — SLG CAPITAL MANAGEMENT LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
80
June 2024 — SLG CAPITAL MANAGEMENT LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 20 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.