← Tributary

CRM — December 2025

CRM vendors and the consultants who implement them (Salesforce FSC, Wealthbox, Redtail, Practifi).

1109 firms opened this window in the December 2025 SEC roster: 380 new office, 373 new registration, 126 headcount up, 101 aum up, 98 rename, 17 aum crossed 500m, 13 planning started, 1 acquisition.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

98
BROADVIEW WEALTH PARTNERS — (BOULDER, CO) is newly SEC-registered with $309.1M RAUM and 2 advisory reps. IAPD ↗
$309.1M RAUM · 2 reps · 303-323-4293 · broadviewwp.com
98
4:8 FINANCIAL — (CANBY, OR) is newly SEC-registered with $301.3M RAUM and 1 advisory reps. IAPD ↗
$301.3M RAUM · 1 reps · 503-266-4848 · 48financial.com
98
MOLDENHAUER & ASSOCIATES — (ORCHARD PARK, NY) is newly SEC-registered with $763.9M RAUM and 10 advisory reps. IAPD ↗
$763.9M RAUM · 10 reps · 716-662-4361 · moldenhauerassociates.com
98
WAFD WEALTH, INC — (SEATTLE, WA) is newly SEC-registered with $348.1M RAUM and 7 advisory reps. IAPD ↗
$348.1M RAUM · 7 reps · 206-467-2800 · wafdwealth.com
98
CLEARWAVE CAPITAL — (UPLAND, CA) is newly SEC-registered with $375.5M RAUM and 3 advisory reps. IAPD ↗
$375.5M RAUM · 3 reps · 909-949-9446 · clearwavecap.com
95
VIP PLANNERS, INC. — (ROANOKE, VA) is newly SEC-registered with $104.5M RAUM and 2 advisory reps. IAPD ↗
$104.5M RAUM · 2 reps · 5403421895 · vipplanners.com
95
FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC. — (BETHEL, CT) is newly SEC-registered with $103.9M RAUM and 4 advisory reps. IAPD ↗
$103.9M RAUM · 4 reps · 203-798-9873 · fsias.com
95
STONEFIELD INVESTMENT ADVISORY, INC. — (CEDAR RAPIDS, IA) is newly SEC-registered with $108.0M RAUM and 1 advisory reps. IAPD ↗
$108.0M RAUM · 1 reps · 319-377-7811
95
CLEARWATER CAPITAL MANAGEMENT — (location n/a) is newly SEC-registered with $129.5M RAUM and 1 advisory reps. IAPD ↗
$129.5M RAUM · 1 reps · 612-860-8489
95
WEALTH-BUILDERS, INC. — (location n/a) is newly SEC-registered with $103.6M RAUM and 1 advisory reps. IAPD ↗
$103.6M RAUM · 1 reps · 206-940-9010
95
GOING CPAS AND WEALTH ADVISORS — (OPELOUSAS, LA) is newly SEC-registered with $123.9M RAUM and 8 advisory reps. IAPD ↗
$123.9M RAUM · 8 reps · 337-942-3041 · goingcpa.com
95
SIGNIA CAPITAL MANAGEMENT — (SPOKANE, WA) is newly SEC-registered with $123.9M RAUM and 2 advisory reps. IAPD ↗
$123.9M RAUM · 2 reps · 509-789-8970 · signiacapital.com
95
ALESSANDRA CAPITAL MANAGEMENT, LLC — (TORRANCE, CA) is newly SEC-registered with $115.5M RAUM and 2 advisory reps. IAPD ↗
$115.5M RAUM · 2 reps · 310-377-9220 · alessandracapital.com
95
GARHWAL, CHAN & WILLIAMS INC. — (SAN FRANCISCO, CA) is newly SEC-registered with $123.6M RAUM and 2 advisory reps. IAPD ↗
$123.6M RAUM · 2 reps · (415) 263-1900 · gcwinc.com
95
PASNAU INVESTMENT MANAGEMENT, INC. — (location n/a) is newly SEC-registered with $114.0M RAUM and 2 advisory reps. IAPD ↗
$114.0M RAUM · 2 reps · 860-354-9903
95
KOON FINANCIAL PLANNING & CONSULTING/KFP&C — (GREENWOOD, IN) is newly SEC-registered with $114.5M RAUM and 1 advisory reps. IAPD ↗
$114.5M RAUM · 1 reps · 317-887-1714 · koonfinancial.com; https
95
GARDEN STATE RETIREMENT SPECIALISTS, LLC — (RED BANK, NJ) is newly SEC-registered with $103.6M RAUM and 2 advisory reps. IAPD ↗
$103.6M RAUM · 2 reps · 732-936-9641
95
YDREAM FINANCIAL SERVICES, INC. — (location n/a) is newly SEC-registered with $117.4M RAUM and 1 advisory reps. IAPD ↗
$117.4M RAUM · 1 reps · 734-447-5305
95
HARTLEY ADVISORS CORP. — (location n/a) is newly SEC-registered with $105.6M RAUM and 2 advisory reps. IAPD ↗
$105.6M RAUM · 2 reps · 215-801-4830 · hartleyadvisors.com
95
HORIZON CAPITAL MANAGEMENT, LLC — (LAKE FOREST, IL) is newly SEC-registered with $116.0M RAUM and 1 advisory reps. IAPD ↗
$116.0M RAUM · 1 reps · 847-738-0801 · horizoncapmgmt.com
95
FOREVER FINANCIAL ADVISORS, LLC — (location n/a) is newly SEC-registered with $52.9M RAUM and 1 advisory reps. IAPD ↗
$52.9M RAUM · 1 reps · 585-598-1377 · foreverfinancial.com
95
PETRIE CAPITAL MANAGEMENT LLC. — (SEATTLE, WA) is newly SEC-registered with $103.5M RAUM and 1 advisory reps. IAPD ↗
$103.5M RAUM · 1 reps · 206-545-0600 · petriecapital.com
95
AK GLOBAL ASSET MANAGEMENT, LLC — (OAKLAND, CA) is newly SEC-registered with $112.8M RAUM and 2 advisory reps. IAPD ↗
$112.8M RAUM · 2 reps · 510-466-6338 · akglobalusa.com
95
PRIVATE WEALTH MANAGEMENT LLC — (location n/a) is newly SEC-registered with $123.0M RAUM and 1 advisory reps. IAPD ↗
$123.0M RAUM · 1 reps · (702) 734-1475
95
SKLOFF FINANCIAL GROUP — (location n/a) is newly SEC-registered with $111.5M RAUM and 1 advisory reps. IAPD ↗
$111.5M RAUM · 1 reps · 908-464-3060 · skloff.com
95
BRIDGELIGHT FINANCIAL ADVISORS, INC — (SHELTON, CT) is newly SEC-registered with $139.0M RAUM and 3 advisory reps. IAPD ↗
$139.0M RAUM · 3 reps · 203-795-7080 · bridgelightadvisors.com
95
REALITY FINANCIAL PLANNING SERVICES, LLC — (SARASOTA, FL) is newly SEC-registered with $116.7M RAUM and 2 advisory reps. IAPD ↗
$116.7M RAUM · 2 reps · (941) 366-5700 · realityfinancialplanning.com
95
FAIRWAY ASSET MANAGEMENT, LLC — (OMAHA, NE) is newly SEC-registered with $111.9M RAUM and 3 advisory reps. IAPD ↗
$111.9M RAUM · 3 reps · (402) 932-4630 · fairwayasset.com
95
ZENDAMENTALS — (CHICAGO, IL) is newly SEC-registered with $129.6M RAUM and 1 advisory reps. IAPD ↗
$129.6M RAUM · 1 reps · 773-248-1000 · zenwealthgroup.com
95
FULLERTON ADVISORS, LLC — (DANVILLE, CA) is newly SEC-registered with $108.1M RAUM and 1 advisory reps. IAPD ↗
$108.1M RAUM · 1 reps · 925-480-7018 · fullertonadvisors.com
95
YUNISTONE INVESTMENT GROUP, LLC — (CHICAGO, IL) is newly SEC-registered with $103.2M RAUM and 1 advisory reps. IAPD ↗
$103.2M RAUM · 1 reps · 312-809-5038 · yunistone.com
95
DAVIS CAPITAL ADVISORS, LLC — (NEW YORK, NY) is newly SEC-registered with $41.8M RAUM and 1 advisory reps. IAPD ↗
$41.8M RAUM · 1 reps · 212-796-8440 · daviscapitaladvisors.com
95
INVESTMENT MANAGERS GROUP, LLC — (TEMECULA, CA) is newly SEC-registered with $110.1M RAUM and 2 advisory reps. IAPD ↗
$110.1M RAUM · 2 reps · 951-225-3260 · investmentmanagersgroup.com
95
STANDARD PARTNERS LLC — (BETHESDA, MD) is newly SEC-registered with $113.3M RAUM and 1 advisory reps. IAPD ↗
$113.3M RAUM · 1 reps · 240-494-6579
95
APPLEWHITE & BUYS FINANCIAL ADVISORS — (DALLAS, TX) is newly SEC-registered with $138.1M RAUM and 2 advisory reps. IAPD ↗
$138.1M RAUM · 2 reps · 214-710-2498 · applewhitefp.com
95
FIRST LOOK CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $120.5M RAUM and 1 advisory reps. IAPD ↗
$120.5M RAUM · 1 reps · 844-377-8526 · firstlookcm.com
95
NEW WAVE FINANCIAL SERVICES — (location n/a) is newly SEC-registered with $112.7M RAUM and 1 advisory reps. IAPD ↗
$112.7M RAUM · 1 reps · 213-316-8641
95
SYNERGY WEALTH MANAGEMENT, LLC — (GRAND RAPIDS, MI) is newly SEC-registered with $120.0M RAUM and 3 advisory reps. IAPD ↗
$120.0M RAUM · 3 reps · 616-285-7818 · synergywm.com
95
PUISSANCE CAPITAL MANAGEMENT LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 212-878-3702 · puissancecapital.com
95
AGEMY WEALTH ADVISORS, LLC — (DEVER, CO) is newly SEC-registered with $113.7M RAUM and 4 advisory reps. IAPD ↗
$113.7M RAUM · 4 reps · 203-738-0027
95
SUMMIT WEALTH MANAGEMENT LLC — (AKRON, OH) is newly SEC-registered with $107.7M RAUM and 3 advisory reps. IAPD ↗
$107.7M RAUM · 3 reps · 330-523-1065 · swm1.us
95
PEAK FINANCIAL MANAGEMENT, INC. — (BROOMFIELD, CO) is newly SEC-registered with $106.0M RAUM and 2 advisory reps. IAPD ↗
$106.0M RAUM · 2 reps · (303) 255-2252 · peakfinancialmanagement.com
95
PROSPERITEA PLANNING — (location n/a) is newly SEC-registered with $125.0M RAUM and 2 advisory reps. IAPD ↗
$125.0M RAUM · 2 reps · 413-829-4832
95
LIFESTYLE FREEDOM ADVISORY GROUP, LLC — (BRADENTON, FL) is newly SEC-registered with $125.6M RAUM and 5 advisory reps. IAPD ↗
$125.6M RAUM · 5 reps · 941-914-9422
95
WOLFGANG CAPITAL — (TEMECULA, CA) is newly SEC-registered with $108.6M RAUM and 3 advisory reps. IAPD ↗
$108.6M RAUM · 3 reps · 951-200-5084 · calendly.com
95
BERNARD & JOHNSON FAMILY WEALTH MANAGEMENT — (PASADENA, CA) is newly SEC-registered with $105.5M RAUM and 2 advisory reps. IAPD ↗
$105.5M RAUM · 2 reps · (626) 405-2920 · bernardandjohnson.com
95
SEEDSAFE FINANCIAL LLC — (location n/a) is newly SEC-registered with $108.7M RAUM and 2 advisory reps. IAPD ↗
$108.7M RAUM · 2 reps · 360-602-1274 · seedsafefinancial.com
95
SPIRIT WEST ADVISORS, LLC — (SCOTTSDALE, AZ) is newly SEC-registered with $106.0M RAUM and 1 advisory reps. IAPD ↗
$106.0M RAUM · 1 reps · 480-306-7823
95
FINANCIAL DESIGN STUDIO, INC. — (DEER PARK, IL) is newly SEC-registered with $105.0M RAUM and 3 advisory reps. IAPD ↗
$105.0M RAUM · 3 reps · (847) 238-8050
95
BRASIL PLURAL INVESTMENT ADVISOR LLC — (MIAMI, FL) is newly SEC-registered with $104.6M RAUM and 10 advisory reps. IAPD ↗
$104.6M RAUM · 10 reps · (305) 904-9496
95
ASCENT CAPITAL PARTNERS, LLC — (SCOTTSDALE, AZ) is newly SEC-registered with $197.0M RAUM and 2 advisory reps. IAPD ↗
$197.0M RAUM · 2 reps · (480) 841-6956
95
MAIDSTONE WEALTH MANAGEMENT, LLC — (CAMBRIDGE, NY) is newly SEC-registered with $25.5M RAUM and 1 advisory reps. IAPD ↗
$25.5M RAUM · 1 reps · 518-677-7358
95
AVENTINE FINANCIAL GROUP — (DOYLESTOWN, PA) is newly SEC-registered with $119.3M RAUM and 2 advisory reps. IAPD ↗
$119.3M RAUM · 2 reps · (212) 269-2512 · aventinefg.com
95
WEALTH MANAGEMENT SOLUTIONS — (location n/a) is newly SEC-registered with $116.2M RAUM and 3 advisory reps. IAPD ↗
$116.2M RAUM · 3 reps · (918) 499-1700 · wealthmgtsolutions.net
95
BONDURANT INVESTMENT ADVISORY, LLC — (EVANSTON, IL) is newly SEC-registered with $105.1M RAUM and 2 advisory reps. IAPD ↗
$105.1M RAUM · 2 reps · 847-602-6404 · sbondinvest.com
95
PASSPORT WEALTH MANAGEMENT — (CORNELIUS, NC) is newly SEC-registered with $112.3M RAUM and 1 advisory reps. IAPD ↗
$112.3M RAUM · 1 reps · (704) 457-0060 · passportwm.com
95
HATCHER CAPITAL INVESTMENTS, INC. — (LITTLE ROCK, AR) is newly SEC-registered with $112.3M RAUM and 3 advisory reps. IAPD ↗
$112.3M RAUM · 3 reps · 501-747-2656
95
PLEASANTDALE WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $100.6M RAUM and 3 advisory reps. IAPD ↗
$100.6M RAUM · 3 reps · 908-914-1572
95
KEYSTONE WEALTH MANAGEMENT — (WATERLOO, IA) is newly SEC-registered with $130.2M RAUM and 1 advisory reps. IAPD ↗
$130.2M RAUM · 1 reps · (319) 883-3096 · keystonewealth.com
95
FAMILY PARTNERS CAPITAL, LLC — (HAMILTON, MA) is newly SEC-registered with $102.0M RAUM and 1 advisory reps. IAPD ↗
$102.0M RAUM · 1 reps · 978-712-2990
95
ADVISORSTRUST PARTNERS LLC — (RALEIGH, NC) is newly SEC-registered with $216.8M RAUM and 3 advisory reps. IAPD ↗
$216.8M RAUM · 3 reps · (919) 607-4183 · jamesfinancialadvisors.com
95
WARM SPRINGS ADVISORS INC. — (LARKSPUR, CA) is newly SEC-registered with $138.0M RAUM and 1 advisory reps. IAPD ↗
$138.0M RAUM · 1 reps · 415-497-8564
95
ICONOCLASTIC CAPITAL MANAGEMENT LLC — (ROCHESTER, NY) is newly SEC-registered with $55.2M RAUM and 3 advisory reps. IAPD ↗
$55.2M RAUM · 3 reps · 585-504-1616 · iconocapital.com
95
GENESIS INVESTMENTS — (OOLTEWAH, TN) is newly SEC-registered with $102.6M RAUM and 4 advisory reps. IAPD ↗
$102.6M RAUM · 4 reps · 423-290-2619 · genesis.investments
95
THE CAPELOTO & HEDRICK CO — (location n/a) is newly SEC-registered with $121.0M RAUM and 2 advisory reps. IAPD ↗
$121.0M RAUM · 2 reps · 206-659-1715 · fosterpointcapital.com
95
SIKORSKI WEALTH MANAGEMENT, LLC — (SAN DIEGO, CA) is newly SEC-registered with $102.7M RAUM and 2 advisory reps. IAPD ↗
$102.7M RAUM · 2 reps · 619-363-6007 · sikorskiwealthmgmt.com
95
Q2 WEALTH MANAGEMENT — (LEXINGTON, KY) is newly SEC-registered with $107.9M RAUM and 3 advisory reps. IAPD ↗
$107.9M RAUM · 3 reps · 859-216-2169
95
SOUNDPATH RETIREMENT STRATEGIES, LLC — (BELLEVUE, WA) is newly SEC-registered with $111.5M RAUM and 3 advisory reps. IAPD ↗
$111.5M RAUM · 3 reps · (425) 365-0204 · soundpathretirement.com
95
FINANCIAL DESIGN GROUP, LLC — (LAVISTA, NE) is newly SEC-registered with $109.8M RAUM and 2 advisory reps. IAPD ↗
$109.8M RAUM · 2 reps · 402-509-2250 · fdgomaha.com
95
NEU WEALTH GROUP — (location n/a) is newly SEC-registered with $205.5M RAUM and 1 advisory reps. IAPD ↗
$205.5M RAUM · 1 reps · 516-695-2844 · neuwealthgroup.com
95
SYNCHRONOUS WEALTH ADVISORS LLC — (location n/a) is newly SEC-registered with $163.6M RAUM and 3 advisory reps. IAPD ↗
$163.6M RAUM · 3 reps · (805) 452-5918 · synchronouswealth.com
95
ATTLEBORO WEALTH MANAGEMENT LLC — (YARDLEY, PA) is newly SEC-registered with $113.1M RAUM and 4 advisory reps. IAPD ↗
$113.1M RAUM · 4 reps · 215-310-9440
95
DIVVI WEALTH MANAGEMENT — (KANSAS CITY, MO) is newly SEC-registered with $111.2M RAUM and 4 advisory reps. IAPD ↗
$111.2M RAUM · 4 reps · 8162378137
95
FINANCIAL PLANNING FIRST, LLC — (TUSCON, AZ) is newly SEC-registered with $109.5M RAUM and 1 advisory reps. IAPD ↗
$109.5M RAUM · 1 reps · 520-314-1301 · financialplanningfirst.com
95
BUTTERWORTH FINANCIAL LLC — (DANVERS, MA) is newly SEC-registered with $100.3M RAUM and 1 advisory reps. IAPD ↗
$100.3M RAUM · 1 reps · 617-792-8492 · butterworthfinancial.net
95
ALTAR ROCK — (location n/a) is newly SEC-registered with $140.5M RAUM and 5 advisory reps. IAPD ↗
$140.5M RAUM · 5 reps · 917 226 0565 · altarrockwealth.com
95
CAIRN FINANCIAL PLANNING — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (360) 362-4922
95
MAVROS CAPITAL MANAGEMENT, LLC — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (424) 522-2524 · mavrosgroup.com
95
TRIO WEALTH MANAGEMENT, LLC — (GREAT FALLS, VA) is newly SEC-registered with $101.4M RAUM and 2 advisory reps. IAPD ↗
$101.4M RAUM · 2 reps · (703) 459-9171
95
RIVERTREE WEALTH — (LITTLE ROCK, AR) is newly SEC-registered with $108.6M RAUM and 2 advisory reps. IAPD ↗
$108.6M RAUM · 2 reps · (501) 500-0893
95
STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC — (SPOKANE, WA) is newly SEC-registered with $106.4M RAUM and 4 advisory reps. IAPD ↗
$106.4M RAUM · 4 reps · 509-443-0845 · scfinancials.com
95
TERRAFIRMA WEALTH PARTNERS — (WALNUT CREEK, CA) is newly SEC-registered with $108.6M RAUM and 1 advisory reps. IAPD ↗
$108.6M RAUM · 1 reps · 925-587-8882 · terrafirmawealth.com
95
TRUNORTH FINANCIAL LLC — (location n/a) is newly SEC-registered with $29.5M RAUM and 1 advisory reps. IAPD ↗
$29.5M RAUM · 1 reps · 845-741-7150
95
PMC WEALTH, LLC — (CLARENCE, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 716-425-8800 · pmcwealthadvisors.com
95
SERENITY CAPITAL ADVISORS INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 585-662-8111 · serenitycapadvisors.com
95
EXIT WEALTH ADVISORS — (ALPHARETTA, GA) is newly SEC-registered with $187.2M RAUM and 3 advisory reps. IAPD ↗
$187.2M RAUM · 3 reps · 404-474-8513 · exitwealth.com
95
HERMITAGE WEALTH — (RICHMOND, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 804-270-7877
95
BULLSEYE INVESTMENT GROUP — (location n/a) is newly SEC-registered with $27.0M RAUM and 1 advisory reps. IAPD ↗
$27.0M RAUM · 1 reps · (917) 710-8347 · bullseyeig.com
95
IDEAL RETIREMENT SOLUTIONS — (PORT CHARLOTTE, FL) is newly SEC-registered with $101.4M RAUM and 4 advisory reps. IAPD ↗
$101.4M RAUM · 4 reps · (941) 876-8985 · idealretirementsolutions.com
95
HORIZON WEALTH — (DENVER, CO) is newly SEC-registered with $101.1M RAUM and 4 advisory reps. IAPD ↗
$101.1M RAUM · 4 reps · 303-777-7124 · myhorizonwealth.com
95
WELARA — (location n/a) is newly SEC-registered with $34.1M RAUM and 3 advisory reps. IAPD ↗
$34.1M RAUM · 3 reps · 1 917-524-6125
95
SOUTHEAST CAPITAL MANAGEMENT LTD — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 66 62 609 5962
95
AFT US CAPITAL LLC — (PALO ALTO, CA) is newly SEC-registered (provisional 120-day approval) with $216 RAUM and 0 advisory reps. IAPD ↗
$216 RAUM · 0 reps · 213-454-0601 · aspireapp.com
95
MPM ADVISORS GROUP LLC — (LIVERPOOL, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 315-461-0414
95
PM WEALTH ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 212-643-0099
95
NEW WEST ASSET MANAGEMENT — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 1.913.209.9796 · newwestcap.com
95
SANDLOT PRIVATE WEALTH LLC — (OREM, UT) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 801 428 7744 · sandlotwealth.com
95
GRANITE ISLANDS PRIVATE WEALTH, LLC — (GUILFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 203-889-3899 · graniteislands.com
95
HOOVER PRIVATE WEALTH, LLC — (ROYAL OAK, MI) is newly SEC-registered with $132.0M RAUM and 2 advisory reps. IAPD ↗
$132.0M RAUM · 2 reps · (248) 298-4000 · hooverprivatewealth.com
95
ANCHORED FINANCIAL PLANNING LLC — (WEST DEPTFORD, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 856-796-3500 · anchoredfinancialplanning.com
95
STRATEGIC WEALTH PARTNERS LLC — (FRANKLIN, TN) is newly SEC-registered with $101.7M RAUM and 2 advisory reps. IAPD ↗
$101.7M RAUM · 2 reps · 407-310-3354 · strategicwealthpartners.net
95
ENCORE WEALTH ADVISORS — (MORRIS, MN) is newly SEC-registered (provisional 120-day approval) with $108.0M RAUM and 3 advisory reps. IAPD ↗
$108.0M RAUM · 3 reps · 320-288-4084
95
ALIGN ADVISOR GROUP, LLC — (VINELAND, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 856-692-0555
95
PATHFINDER WEALTH CONSULTING — (WILMINGTON, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗
$0 RAUM · 9 reps · (910) 793-0616
95
ROCK CREEK WEALTH MANAGEMENT — (HILLSBORO, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 503-505-7000 · rockcreekwm.com
95
AXIENT INVESTMENT ADVISORS LLC — (HUNTSVILLE, AL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
$0 RAUM · 8 reps · 256-980-1723 · axientadvisors.com
95
HOLON WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 510.325.1701
95
ACTIVE WEALTH ADVISORS — (WOODCLIFF LAKE, NJ) is newly SEC-registered with $52.6M RAUM and 1 advisory reps. IAPD ↗
$52.6M RAUM · 1 reps · 551-502-2266 · activewealthadvisors.com
95
NEXUS ONE FINANCIAL ADVISORS LLC — (PLANO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · (469) 246-3642 · nxfa.com
95
WEALTHDOOR INVEST — (SUGAR LAND, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 832-592-1760 · wealthdoorinvest.com
95
PROVIDENCE LEGACY ADVISORS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 484 302 8343
95
L 1 GLOBAL WEALTH LLC — (COCONUT GROVE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 305-848-3411
95
ASPENRIDGE WEALTH ADVISORS — (FORT WORTH, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 682-231-8331 · aspenridgewealthadvisors.com
95
KFG, LLC — (RAPID CITY, SD) is newly SEC-registered with $173.9M RAUM and 9 advisory reps. IAPD ↗
$173.9M RAUM · 9 reps · 605-343-1400 · kahlerfinancial.com
95
SAUL WEALTH ADVISORS, LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 212-457-1990 · saulwealthadvisors.com
95
CADIA PRIVATE CLIENT LLC — (PARSIPPANY, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 973-993-6300
95
LUEDTKE & ASSOCIATES — (ADELL, WI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 262-626-4783
95
LIFECAPITAL PARTNERS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (917) 968-0055 · lifecapital-partners.com
95
WEALTH FORWARD ADVISORS — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 917-734-0826 · yourwealthforward.com
95
KTF INVESTMENTS, LLC — (SEAL BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 513-618-4498 · ktfinvestments.com
95
CANE CAPITAL PARTNERS, LLC — (SAINT FRANCISVILLE, LA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 281-608-1137
95
DESIGNED WEALTH USA LTD. — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 705-930-1218
95
COUNTRYSIDE FINANCIAL LLC — (WILLIAMSVILLE, NY) is newly SEC-registered (provisional 120-day approval) with $62.7M RAUM and 3 advisory reps. IAPD ↗
$62.7M RAUM · 3 reps · 716-256-1330
95
PIONEER ADVISORY LLC — (JERSEY CITY, NJ) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 1-206-661-5225 · pitrade.com
95
LEO WEALTH MANAGEMENT, LLC — (STATEN ISLAND, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 201-951-6828 · leowealthmgmt.com
95
CARDONE WEALTH ADVISORS — (AVENTURA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 310-777-0255 · cardonewealthadvisors.com
95
BCM CAPITAL MANAGEMENT LLC — (NORTHFIELD, IL) is newly SEC-registered with $126.6M RAUM and 3 advisory reps. IAPD ↗
$126.6M RAUM · 3 reps · 847-446-7372 · bcmcapitalmanagement.com
95
AVRIO WEALTH LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (646) 825-3957 · avriowealth.com
95
COLLABORATIVE CAPITAL ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 646-933-5730 · collaborativecapitaladvisors.com
95
CLEAR TRAIL ADVISORS, LLC — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (713) 893-9870
95
BLACK WALNUT WEALTH MANAGEMENT — (TRAVERSE CITY, MI) is newly SEC-registered (provisional 120-day approval) with $129.0M RAUM and 1 advisory reps. IAPD ↗
$129.0M RAUM · 1 reps · 231-421-7711 · blackwalnutwm.com
95
SCIA NY — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 212-849-1773
95
MARATHON WEALTH PARTNERS, INC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 512-587-6259 · marathonwealthpartners.com
95
PURSUIT WEALTH STRATEGIES, LLC — (RALEIGH, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 919-847-7600 · pursuitwealthstrategies.com
95
CLARITY RETIREMENT & WEALTH, LLC — (NEW BEDFORD, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 774-992-7444
95
CYNOSURE PORTFOLIO ADVISORS LLC — (SALT LAKE CITY, UT) is newly SEC-registered with $0 RAUM and 8 advisory reps. IAPD ↗
$0 RAUM · 8 reps · 801-521-3100 · cynosureportfolioadvisors.com
95
CONTANGO WEALTH MANAGEMENT LLC — (OAKLAND, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 415.794.1622
95
CANTERBURY CAPITAL WEALTH MANAGEMENT, LLC — (TUSCALOOSA, AL) is newly SEC-registered with $100.5M RAUM and 1 advisory reps. IAPD ↗
$100.5M RAUM · 1 reps · 205-534-1310 · canterburycapitalwealth.com
95
ENRICH FINANCE LLC — (SAN FRANCISCO, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 415-949-7080 · enrichfinance.com
95
BARK SECURITIES, LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 551-330-2708 · bark.finance
95
DESERT SKY ADVISORY, LLC — (PORTLAND, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 503-635-5244
95
CAGR FINANCE LLC — (LEWES, DE) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 202-455-6725 · cagr.finance
95
MEZZI — (MENLO PARK, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (415) 612-2667
95
LIVET WEALTH, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 801-893-8320 · livetwealth.com
95
EMVISION CAPITAL ADVISORS, LLC — (AURORA, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗
$0 RAUM · 9 reps · 330-954-3770 · emvisioncapital.com
95
MPI INFINITE INVESTORS, LLC — (GILBERT, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 480-695-3214 · mpiinfiniteinvestors.com
95
RIGHTOAK ASSET MANAGEMENT, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 517-306-4884 · rightoakassetmanagement.com
95
HARPER GLOBAL GROUP — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 415-397-6200 · harperglobalgroup.com
95
AUTONOMOUS WEALTH MANAGEMENT LLC — (BROOKLYN, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 914-650-1988 · autonomouswealthmanagement.com
95
KRAKEN ADVISER LLC — (FORT LAUDERDALE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 888-837-8818 · t.me
95
TRINITY STRATEGIC WEALTH — (TULSA, OK) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 16 advisory reps. IAPD ↗
$0 RAUM · 16 reps · 918-492-2150 · trinitystrategicwealth.com
95
LANE FAMILY WEALTH MANAGEMENT — (NORTH LIBERTY, IA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 319-535-4525 · lanefamilywm.com
95
STONEBRIDGE FINANCIAL GROUP, LLC — (ST. LOUIS, MO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
$0 RAUM · 7 reps · 617-800-0388 · stonebridgefin.com
95
LIFTPOINT FAMILY WEALTH ADVISORS, LLC — (FAR HILLS, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (862) 412-8862 · stonekeyfwm.com
95
SCHLEGEL DUNN LLC — (PLANO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (972) 327-3607 · schlegeldunn.com
95
ALTURA WEALTH ADVISORS — (VIRGINIA BEACH, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (757) 834-7661 · alturawealth.com
95
MARATHON FINANCIAL GROUP — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 857-201-3420 · meetmarathon.com
95
CSI GROUP ADVISORS, LLC — (WALL TOWNSHIP, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (732) 224-3990
95
DESTINY FAMILY OFFICE — (TAVARES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
$0 RAUM · 7 reps · 844-357-1120 · destinyfamilyoffice.com
95
HARVEST - FAITH-BASED INVESTING — (LYNCHBURG, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (872) 242-4689 · harvest-app.co
95
META WEALTH ADVISORY — (TIMONIUM, MD) is newly SEC-registered with $130.5M RAUM and 1 advisory reps. IAPD ↗
$130.5M RAUM · 1 reps · (410) 683-9263
95
HERITAGE STRATEGIC WEALTH, LLC — (CARY, IL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 847-826-2472
95
WEALTH ALIGNMENT PARTNERS, LLC — (HONOLULU, HI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 651-955-7903
95
COLUCCI WEALTH MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 917-773-8326
95
QUANGENTICS INC. — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 1-302-778-9092 · stonki.ai
95
EXDS CAPITAL — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · +13023425079
95
NORTHERN EDGE WEALTH MANAGEMENT — (MARQUETTE, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 906-228-9191 · northernedgewealth.com
95
FIVE CORNERS FINANCIAL SERVICES — (EASTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 508-297-2033 · 5cornersfinancial.com
95
XCEPTION FAMILY OFFICE — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 404-547-0223
95
HYPHEN WEALTH MANAGEMENT — (LAFAYETTE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 408 314 7895
95
PARROT FINANCE, INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (707) 343-8594 · parrotfinance.io
95
BROWN BROTHERS HARRIMAN CREDIT PARTNERS, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 29 advisory reps. IAPD ↗
$0 RAUM · 29 reps · 212-483-1818 · bbh.com
95
COASTLINE COMPLETE WEALTH LLC — (BEAUFORT, SC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 843-379-1300 · coastlinecw.com
95
EQV ADVISORY, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 919-744-8191
95
SKYVIEW PINNACLE — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 813-716-3581 · skyviewpinnacle.com
95
3ROOTS WEALTH PARTNERS LLC — (SCOTTSDALE, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 402-980-1525
95
HUMILIS INVESTMENT STRATEGIES, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 612-804-2308 · humilisinv.com
95
NEXTMOVE CAPITAL INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · +1 201-463-1030 · nextmovecap.com
95
LC VERO MANAGER — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $70.3M RAUM and 3 advisory reps. IAPD ↗
$70.3M RAUM · 3 reps · 917-657-5639 · verocapital.com
95
MANHATTAN WEALTH MANAGEMENT GROUP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 212-810-6961
95
ENDURE CAPITAL, LLC — (SANTA ANA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 949-341-4800 · endure-capital.com
95
PACIFIC POINT WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (858)-248-7054
95
TUTTLE WEALTH PARTNERS LLC — (location n/a) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 888-723-2821 · tuttlewealth.com
95
STEELHEAD WEALTH MANAGEMENT — (GLEN ALLEN, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (804) 393-2042 · steelheadwealth.com
95
ACP INVESTMENT MANAGEMENT — (KAILUA-KONA, HI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 808-657-6511
95
MUSAFFA LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 1-212-290-1492 · musaffa.com
95
YOUR IA, LLC — (ST. GEORGE, UT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 800-823-0489
95
STRUCTURE WEALTH PARTNERS LLC — (ORLANDO, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 407-739-5094
95
POINTONE FAMILY OFFICE — (MANHATTAN BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 551-486-3150 · p1fo.com
95
DERRYRUSH WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 631-848-2145
95
CLEAR WAVE WEALTH MANAGEMENT, LLC — (RED BANK, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 862-200-9438
95
ASPIRE WEALTH ADVISORY GROUP, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 212-540-9490
95
SCOUT WEALTH ADVISORS LLC — (PASADENA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 844-839-9100 · scoutwa.com
95
ARX PRIVATE WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 717-587-6586
95
MARTINWRIGHT ADVISORY, LLC — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 404-882-8756 · mwadvisory.com
95
SPRING STREET WEALTH — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 917-695-9535 · springstreetwealth.com
95
MARY & PIP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 212-281-9546
95
SHARPE ADVISORS, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 917-608-0622
95
TWENTY-FIVE CAPITAL PARTNERS — (NEWPORT BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 9255776909
95
71 WEST CAPITAL PARTNERS — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 12 advisory reps. IAPD ↗
$0 RAUM · 12 reps · 617-513-4127 · 71westcapital.com
95
MCKINNEY CAPITAL MANAGEMENT — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 713-888-0841 · retirewithmcm.com
95
ULTRA ADVISORY GROUP — (IRVINE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 949-590-4923 · ultraadvisorygroup.com
95
GRAY LION CAPITAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $5.5M RAUM and 1 advisory reps. IAPD ↗
$5.5M RAUM · 1 reps · 480-284-0384 · graylioncapital.com
95
CANBY FINANCIAL ADVISORS — (FRAMINGHAM, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 508-598-1082 · canbyfinancial.com
95
BECKETT CLARK PRIVATE WEALTH, LLC — (BETHESDA, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 301-708-8911 · bcprivatewealth.com
95
LANMAR CAPITAL MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 347-409-1302
95
DANIEL INVESTMENT GROUP INC. — (ROYAL OAK, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 248-544-4122 · danielinvestment.com
95
PEREON WEALTH LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 845-641-0404 · pereonwealth.com
95
IOLITE ASSET MANAGEMENT — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 866-903-1822 · rcmwa.com
95
HAZLETT WEALTH MANAGEMENT LLC — (KETCHUM, ID) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 208-726-0605 · hazlettwealth.com
95
A3 CAPITAL ADVISORS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 832-967-5688
95
BELLARS HARRIS WEALTH MANAGEMENT — (VIRGINIA BEACH, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 757-704-4200 · bellarsharriswealth.com
95
818 FAMILY OFFICE, LLC — (AUSTIN, TX) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 512-241-7341
95
NAVIANT PARTNERS, LLC — (FAIRHOPE, AL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 251-270-5320 · naviantpartners.com
95
PFLUEGER WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 215-499-6850 · pfluegerwealth.com
95
STOREN LEGACY PARTNERS, LLC — (ZIONSVILLE, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 317-733-1000
95
AUGUST WEALTH ADVISORS LLC — (WESTPORT, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · (800) 985-9477 · augustwealthadvisors.com
90
BLUEDOOR PRIVATE WEALTH, LLC — filed an Item 4A succession naming LIVE OAK FAMILY OFFICES LLC (CRD 141570) — one firm absorbed the other. IAPD ↗
$105.9M RAUM · 4 reps · 781-810-4604 · bluedoorprivate.com
85
PROSPERA FINANCIAL SERVICES, INC. — grew from 159 to 207 advisory reps. IAPD ↗
$12.44B RAUM · 207 reps · 972-581-3000
85
CAPITAL RESEARCH AND MANAGEMENT COMPANY — grew from 372 to 393 advisory reps. IAPD ↗
$3753.54B RAUM · 393 reps · 213-486-9200 · capitalgroup.com
85
CONSOLIDATED PORTFOLIO REVIEW CORP — grew from 28 to 44 advisory reps. IAPD ↗
$1.29B RAUM · 44 reps · 631-845-5100 · delanceywealth.com
85
WAVERLY ADVISORS, LLC — grew from 152 to 190 advisory reps. IAPD ↗
$28.26B RAUM · 190 reps · 205-871-3334
85
VANDERBILT ADVISORY SERVICES — grew from 124 to 144 advisory reps. IAPD ↗
$2.11B RAUM · 144 reps · 631-845-5100 · rainbowinvestmentsolutions.com
85
FOCUS PARTNERS WEALTH, LLC — grew from 1050 to 1090 advisory reps. IAPD ↗
$95.89B RAUM · 1090 reps · (314) 725-0455
85
APELLA WEALTH — grew from 53 to 68 advisory reps. IAPD ↗
$7.95B RAUM · 68 reps · 860.785.2260
85
SANCTUARY ADVISORS, LLC — grew from 351 to 370 advisory reps. IAPD ↗
$27.70B RAUM · 370 reps · 317-975-7729
85
THURSTON SPRINGER ADVISORS — grew from 68 to 86 advisory reps. IAPD ↗
$3.68B RAUM · 86 reps · 317.581.4000 · cohen-cap.com
85
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. — grew from 60 to 96 advisory reps. IAPD ↗
$42.71B RAUM · 96 reps · 213-486-9200
85
CONCURRENT INVESTMENT ADVISORS, LLC — grew from 146 to 163 advisory reps. IAPD ↗
$9.90B RAUM · 163 reps · 813-709-8800 · tailormade-wealth.com
84
GREENSPRING ADVISORS, LLC — grew from 28 to 42 advisory reps. IAPD ↗
$3.78B RAUM · 42 reps · 443-564-4600 · greenspringadvice.com
83
DAYBRIGHT ADVISORY SERVICES, INC. — grew from 8 to 21 advisory reps. IAPD ↗
$4.21B RAUM · 21 reps · 305-671-2200 · ingham.com
83
OPENARC CORPORATE ADVISORY, LLC — grew from 1 to 140 advisory reps. IAPD ↗
$443.7M RAUM · 140 reps · 844-648-6001
82
MOORS & CABOT, INC — grew from 73 to 85 advisory reps. IAPD ↗
$3.44B RAUM · 85 reps · 800-426-0501
80
OAKMONT CAPITAL MANAGEMENT, LLC — grew from 6 to 16 advisory reps. IAPD ↗
$3.14B RAUM · 16 reps · (412) 828-5550 · oakmontcap.com
80
PROSPERITY - AN EISNERAMPER COMPANY — grew from 46 to 56 advisory reps. IAPD ↗
$3.20B RAUM · 56 reps · 410-363-7211 · prosperityconsult.com
80
DAYBRIGHT ADVISORY SERVICES, INC. — now offers financial planning (Item 5G(1)). IAPD ↗
$4.21B RAUM · 21 reps · 305-671-2200 · ingham.com
79
ARAX ADVISORY PARTNERS — grew from 52 to 61 advisory reps. IAPD ↗
$8.96B RAUM · 61 reps · 303-633-5900 · swsllc.com
79
BIP WEALTH, LLC — grew from 27 to 36 advisory reps. IAPD ↗
$4.46B RAUM · 36 reps · 404-495-5230
79
CX INSTITUTIONAL, LLC — grew from 59 to 68 advisory reps. IAPD ↗
$4.12B RAUM · 68 reps · 260-927-1830 · cxwealthdirect.com
78
WISCONSIN CAPITAL MANAGEMENT, LLC — now offers financial planning (Item 5G(1)). IAPD ↗
$256.6M RAUM · 2 reps · 608-960-4616 · plumbfunds.com
78
FMI — now offers financial planning (Item 5G(1)). IAPD ↗
$314.6M RAUM · 5 reps · 580-226-4058
78
CLOUD INVESTMENTS, LLC — now offers financial planning (Item 5G(1)). IAPD ↗
$343.8M RAUM · 6 reps · 256-715-0094
78
EDGEROCK WEALTH MANAGEMENT — now offers financial planning (Item 5G(1)). IAPD ↗
$470.5M RAUM · 9 reps · 303.780.7350
78
ENCOMPASS MORE ASSET MANAGEMENT LLC — now offers financial planning (Item 5G(1)). IAPD ↗
$581.9M RAUM · 76 reps · 925-272-8850
78
ZEGA INVESTMENTS, LLC — now offers financial planning (Item 5G(1)). IAPD ↗
$548.8M RAUM · 10 reps · 800.380.9342 · luckinbillfinancial.com
77
THE PATRIOT FINANCIAL GROUP, LLC — grew from 30 to 37 advisory reps. IAPD ↗
$2.41B RAUM · 37 reps · 508-251-6100
76
BAKER TILLY WEALTH MANAGEMENT, LLC — grew from 15 to 21 advisory reps. IAPD ↗
$4.60B RAUM · 21 reps · 833-761-0673 · bakertilly.com
75
WAVERLY ADVISORS, LLC — reported RAUM up 75% ($16.13B -> $28.26B). IAPD ↗
$28.26B RAUM · 190 reps · 205-871-3334
75
DAYBRIGHT ADVISORY SERVICES, INC. — reported RAUM up 301% ($1.05B -> $4.21B). IAPD ↗
$4.21B RAUM · 21 reps · 305-671-2200 · ingham.com
75
CAPITAL BANK AND TRUST COMPANY — reported RAUM up 84% ($75.86B -> $139.29B). IAPD ↗
$139.29B RAUM · 0 reps · (949) 975-5000
75
SIMPLIFY ASSET MANAGEMENT INC. — reported RAUM up 107% ($4.66B -> $9.64B). IAPD ↗
$9.64B RAUM · 17 reps · 702-389-9705 · simplify.us
75
RTD FINANCIAL ADVISORS INC — grew from 18 to 23 advisory reps. IAPD ↗
$2.38B RAUM · 23 reps · 215-557-3800
75
FORVIS MAZARS WEALTH ADVISORS, LLC — grew from 73 to 78 advisory reps. IAPD ↗
$9.75B RAUM · 78 reps · 417.831.7283 · forvismazars.us
75
BOULAY WEALTH — grew from 27 to 32 advisory reps. IAPD ↗
$2.42B RAUM · 32 reps · 952-893-9320
75
RUBINBROWN ADVISORS LLC — grew from 16 to 21 advisory reps. IAPD ↗
$3.27B RAUM · 21 reps · 314-290-3300 · rubinbrownadvisors.com
75
HBW ADVISORY SERVICES LLC — grew from 63 to 68 advisory reps. IAPD ↗
$1.75B RAUM · 68 reps · 800-473-3856 · wealthfort.com
75
WEALTHFRONT ADVISERS LLC — grew from 20 to 25 advisory reps. IAPD ↗
$42.95B RAUM · 25 reps · 855-695-8437 · support.wealthfront.com
75
TRU INDEPENDENCE ASSET MANAGEMENT, LLC — grew from 4 to 11 advisory reps. IAPD ↗
$575.3M RAUM · 11 reps · (971) 371-3444 · waparkadvisors.com
75
FACET — grew from 58 to 63 advisory reps. IAPD ↗
$4.75B RAUM · 63 reps · (443)376-6222
75
CAPITAL CONSULTING & ASSET MANAGEMENT — now offers financial planning (Item 5G(1)). IAPD ↗
$182.2M RAUM · 3 reps · 402-477-2500 · ccam.net
75
NORTON CAPITAL MANAGEMENT, INC. — now offers financial planning (Item 5G(1)). IAPD ↗
$136.6M RAUM · 2 reps · (757) 623-1200
75
RESOLUTE CAPITAL, LLC — now offers financial planning (Item 5G(1)). IAPD ↗
$188.7M RAUM · 10 reps · (864) 800-1831 · retiretrunorth.com
75
AVAIL INVESTMENT PARTNERS, LLC — now offers financial planning (Item 5G(1)). IAPD ↗
$138.6M RAUM · 6 reps · 814-996-7206
75
AMICORP WEALTH SERVICES — now offers financial planning (Item 5G(1)). IAPD ↗
$172.4M RAUM · 2 reps · (786) 8421075 · amicorp.com
75
YARASH GLOBAL SOLUTIONS INC. — now offers financial planning (Item 5G(1)). IAPD ↗
$18.0M RAUM · 1 reps · (877) 927-2741 · yarashglobal.com
74
LUTZ FINANCIAL — grew from 10 to 14 advisory reps. IAPD ↗
$2.61B RAUM · 14 reps · 402-827-2300
74
FORTIS CAPITAL MANAGEMENT LLC — grew from 11 to 17 advisory reps. IAPD ↗
$775.9M RAUM · 17 reps · 425-453-5010
74
MACERATIO LLC — grew from 2 to 6 advisory reps. IAPD ↗
$1.10B RAUM · 6 reps · 305-398-9010
74
SIMPLIFY ASSET MANAGEMENT INC. — grew from 13 to 17 advisory reps. IAPD ↗
$9.64B RAUM · 17 reps · 702-389-9705 · simplify.us
74
MILESTONE FINANCIAL ASSOCIATES, LLC — grew from 1 to 7 advisory reps. IAPD ↗
$591.7M RAUM · 7 reps · 6104218777
73
APELLA WEALTH — reported RAUM up 69% ($4.71B -> $7.95B). IAPD ↗
$7.95B RAUM · 68 reps · 860.785.2260
73
ALLIANCE PRIVATE WEALTH, LLC — reported RAUM up 340% ($102.3M -> $449.6M). IAPD ↗
$449.6M RAUM · 3 reps · 978-276-1300
73
RANGE ADVISORY, LLC — reported RAUM up 86% ($144.7M -> $269.0M). IAPD ↗
$269.0M RAUM · 18 reps · (703) 261-4126
73
LUCAS GROUP FINANCIAL ADVISORS, LLC — reported RAUM up 178% ($118.3M -> $329.0M). IAPD ↗
$329.0M RAUM · 7 reps · 815-235-9610 · lucasgroupfinancial.com
73
TORREN MANAGEMENT, LLC — reported RAUM up 89% ($177.0M -> $333.6M). IAPD ↗
$333.6M RAUM · 3 reps · 619-649-0700 · torren.com
73
SMARTHARVEST PORTFOLIOS — reported RAUM up 108% ($170.0M -> $354.2M). IAPD ↗
$354.2M RAUM · 1 reps · 206-841-9944 · smartharvestportfolios.com
73
ASPEN CAPITAL MANAGEMENT, LLC — grew from 6 to 9 advisory reps. IAPD ↗
$1.13B RAUM · 9 reps · 208-345-0174
73
GATEWAY INVESTMENT ADVISERS, LLC — grew from 6 to 9 advisory reps. IAPD ↗
$10.91B RAUM · 9 reps · 513-719-1100 · gia.com
73
CITRIN COOPERMAN WEALTH MANAGEMENT, LLC — grew from 5 to 8 advisory reps. IAPD ↗
$1.63B RAUM · 8 reps · 212-697-1000
73
RITTER DANIHER FINANCIAL ADVISORY LLC — grew from 5 to 10 advisory reps. IAPD ↗
$605.9M RAUM · 10 reps · 513-233-0715 · ritterdaniher.com
73
LUCAS GROUP FINANCIAL ADVISORS, LLC — grew from 2 to 7 advisory reps. IAPD ↗
$329.0M RAUM · 7 reps · 815-235-9610 · lucasgroupfinancial.com
72
PEAK RETIREMENT PLANNING, INC. — reported RAUM up 72% ($242.5M -> $416.4M). IAPD ↗
$416.4M RAUM · 16 reps · (614) 500-4121 · peakretirementplanning.com
72
LEGACY BEYOND WEALTH LLC — reported RAUM up 70% ($200.0M -> $340.0M). IAPD ↗
$340.0M RAUM · 1 reps · 408-464-3876
72
BEESE FULMER PRIVATE WEALTH MANAGEMENT — grew from 5 to 7 advisory reps. IAPD ↗
$1.58B RAUM · 7 reps · 330-454-6555 · beesefulmer.com
72
WEDMONT PRIVATE CAPITAL — grew from 7 to 9 advisory reps. IAPD ↗
$2.37B RAUM · 9 reps · 6108858200
72
BCO WEALTH MANAGEMENT, LLC — grew from 3 to 7 advisory reps. IAPD ↗
$300.5M RAUM · 7 reps · 575-887-2013 · bco-wealth.com
72
NORDWAND ADVISORS — grew from 5 to 7 advisory reps. IAPD ↗
$4.21B RAUM · 7 reps · 484-630-2510
72
SPIREPOINT PRIVATE CLIENT, LLC — grew from 4 to 6 advisory reps. IAPD ↗
$1.12B RAUM · 6 reps · 772-316-1271 · spirepointpc.com
72
BRADY MARTZ WEALTH SOLUTIONS, LLC — grew from 4 to 8 advisory reps. IAPD ↗
$795.3M RAUM · 8 reps · 701-223-1717 · bradymartz.com
72
THIRD VIEW PRIVATE WEALTH — grew from 4 to 6 advisory reps. IAPD ↗
$1.05B RAUM · 6 reps · 8607590650 · thirdviewpw.com
72
ASSET ONE WEALTH MANAGEMENT, LLC — grew from 3 to 7 advisory reps. IAPD ↗
$435.6M RAUM · 7 reps · (425) 504-830 · assetone.com
72
DUCERE WEALTH MANAGEMENT — grew from 2 to 6 advisory reps. IAPD ↗
$329.8M RAUM · 6 reps · 714-393-0959 · ducerewealth.com
71
LRZ CAPITAL LLC — reported RAUM up 70% ($220.0M -> $373.0M). IAPD ↗
$373.0M RAUM · 3 reps · 305-615-0215 · lrzcapital.com
71
FAMILY INVESTMENT CENTER — grew from 9 to 12 advisory reps. IAPD ↗
$595.9M RAUM · 12 reps · 816-233-4100
71
STILES FINANCIAL SERVICES, INC. — grew from 5 to 8 advisory reps. IAPD ↗
$439.3M RAUM · 8 reps · 952-988-0452
71
KLAAS FINANCIAL ASSET ADVISORS, LLC. — grew from 12 to 15 advisory reps. IAPD ↗
$632.1M RAUM · 15 reps · 815-877-8440
71
COLTON GROOME FINANCIAL ADVISORS, LLC — grew from 9 to 12 advisory reps. IAPD ↗
$444.0M RAUM · 12 reps · 828-252-1816 · coltongroome.com
71
FMSA — grew from 12 to 18 advisory reps. IAPD ↗
$189.1M RAUM · 18 reps · 5612892602 · myfmsa.com
71
ARISTIDES CAPITAL LLC — grew from 5 to 8 advisory reps. IAPD ↗
$472.8M RAUM · 8 reps · (502) 694-8001 · aristidescapital.com
71
BIG INVESTMENT SERVICES — grew from 1 to 4 advisory reps. IAPD ↗
$283.0M RAUM · 4 reps · 302-734-7526
71
PEAK RETIREMENT PLANNING, INC. — grew from 13 to 16 advisory reps. IAPD ↗
$416.4M RAUM · 16 reps · (614) 500-4121 · peakretirementplanning.com
71
RICHMOND INVESTMENT SERVICES LLC — grew from 10 to 13 advisory reps. IAPD ↗
$393.5M RAUM · 13 reps · 262-242-4200
71
STONE TEMPLE PARTNERS LLC — grew from 6 to 9 advisory reps. IAPD ↗
$619.8M RAUM · 9 reps · (203) 253-1823 · stpartners.co
70
GOOGINS ADVISORS, INC. — crossed $500M in regulatory AUM ($429.1M -> $501.0M). IAPD ↗
$501.0M RAUM · 4 reps · 608 514-1044 · googins.com
70
JAMES T. BORELLO & CO. — crossed $500M in regulatory AUM ($427.4M -> $514.1M). IAPD ↗
$514.1M RAUM · 4 reps · 847-426-0200 · jamestborello.com
70
QUANTUM FINANCIAL ADVISORS INC — crossed $500M in regulatory AUM ($163.7M -> $507.1M). IAPD ↗
$507.1M RAUM · 7 reps · 301-296-6203 · instragram.com
70
SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C. — crossed $500M in regulatory AUM ($406.1M -> $516.9M). IAPD ↗
$516.9M RAUM · 2 reps · 859-223-6333
70
KEYSTONE GLOBAL PARTNERS LLC — crossed $500M in regulatory AUM ($445.6M -> $504.9M). IAPD ↗
$504.9M RAUM · 2 reps · 646-998-8141
70
TRIUMPH CAPITAL MANAGEMENT — crossed $500M in regulatory AUM ($483.4M -> $530.0M). IAPD ↗
$530.0M RAUM · 16 reps · 720-399-5555 · gotostage.com
70
COINBASE ASSET MANAGEMENT, LLC — crossed $500M in regulatory AUM ($87.9M -> $733.7M). IAPD ↗
$733.7M RAUM · 6 reps · (203) 489-1450
70
STENGER FAMILY OFFICE, LLC — crossed $500M in regulatory AUM ($433.4M -> $521.5M). IAPD ↗
$521.5M RAUM · 8 reps · 630-912-8295
70
DIGITAL WEALTH PARTNERS — crossed $500M in regulatory AUM ($368.0M -> $589.0M). IAPD ↗
$589.0M RAUM · 7 reps · 307-396-0295
70
ASCENTIS WEALTH MANAGEMENT, LLC — crossed $500M in regulatory AUM ($415.8M -> $556.5M). IAPD ↗
$556.5M RAUM · 5 reps · 214-440-3909 · ascentiswealth.com
70
AERIE ADVISORY GROUP LLC — crossed $500M in regulatory AUM ($481.8M -> $742.4M). IAPD ↗
$742.4M RAUM · 3 reps · (253) 209-7425
70
PRECISE INVESTMENT MANAGEMENT, INC. — reported RAUM up 170% ($69.0M -> $186.3M). IAPD ↗
$186.3M RAUM · 4 reps · 702-906-0940
70
COPE CONNELLY — reported RAUM up 213% ($79.1M -> $247.6M). IAPD ↗
$247.6M RAUM · 3 reps · (888) 336-8402
70
AMICORP WEALTH SERVICES — reported RAUM up 706% ($21.4M -> $172.4M). IAPD ↗
$172.4M RAUM · 2 reps · (786) 8421075 · amicorp.com
70
LUMIDA WEALTH MANAGEMENT LLC — reported RAUM up 79% ($83.1M -> $148.6M). IAPD ↗
$148.6M RAUM · 1 reps · (833) 512-5111 · lumidanews.com
70
ANCHOR BAY PRIVATE WEALTH LLC — reported RAUM up 85% ($27.9M -> $51.7M). IAPD ↗
$51.7M RAUM · 5 reps · 760-602-3470 · anchorbayprivatewealth.com
70
STIRLINGSHIRE INVESTMENTS — reported RAUM up 160% ($69.2M -> $179.8M). IAPD ↗
$179.8M RAUM · 25 reps · 877-600-7026
70
OLD BRIDGE WEALTH, INC — reported RAUM up 271% ($38.7M -> $143.7M). IAPD ↗
$143.7M RAUM · 3 reps · (347) 723-8943 · oldbridgewealth.com
70
EVERY SECURITIES LLC — reported RAUM up 591% ($17.4M -> $120.4M). IAPD ↗
$120.4M RAUM · 1 reps · 628-227-6078 · every.io
70
APEX INVESTMENT GROUP — reported RAUM up 92% ($101.6M -> $194.6M). IAPD ↗
$194.6M RAUM · 3 reps · 7743510805
70
ARIA WEALTH PARTNERS — reported RAUM up 117% ($46.2M -> $100.5M). IAPD ↗
$100.5M RAUM · 2 reps · 434-338-6840 · ariawealthpartners.com
70
O ASSET MANAGEMENT LLC — reported RAUM up 362% ($16.0M -> $73.9M). IAPD ↗
$73.9M RAUM · 10 reps · 585 313 5978 · oamquant.com
70
GRANT STREET ASSET MANAGEMENT INC — grew from 5 to 7 advisory reps. IAPD ↗
$668.9M RAUM · 7 reps · 412-257-8060
70
HENRICKSON NAUTA WEALTH ADVISORS, INC. — grew from 8 to 10 advisory reps. IAPD ↗
$805.4M RAUM · 10 reps · 616-361-9308 · hnwealthadvisors.com
70
CORDANT WEALTH PARTNERS — grew from 4 to 6 advisory reps. IAPD ↗
$337.7M RAUM · 6 reps · (503) 621-9207 · cordantwealth.com
70
VERMILLION WEALTH MANAGEMENT INC. — grew from 3 to 5 advisory reps. IAPD ↗
$364.0M RAUM · 5 reps · 651-480-4601 · vermillionwealthmanagement.com
70
ARCADIA WEALTH MANAGEMENT, LLC — grew from 7 to 9 advisory reps. IAPD ↗
$380.2M RAUM · 9 reps · 603-681-9190
70
HENDRICKS WEALTH AND ESTATE MANAGEMENT — grew from 4 to 6 advisory reps. IAPD ↗
$411.6M RAUM · 6 reps · 847-428-3997
70
AEGIS FINANCIAL — grew from 5 to 7 advisory reps. IAPD ↗
$419.0M RAUM · 7 reps · 920-233-4650 · aegis4me.com
70
GREY FOX WEALTH ADVISORS, LLC — grew from 5 to 7 advisory reps. IAPD ↗
$544.1M RAUM · 7 reps · 302-482-3211
70
GALAPAGOS ADVISORY LLC — grew from 4 to 6 advisory reps. IAPD ↗
$274.9M RAUM · 6 reps · 3055155878 · galapagoscapital.us
70
LIFEGOAL INVESTMENTS, LLC — grew from 3 to 5 advisory reps. IAPD ↗
$271.0M RAUM · 5 reps · 607-434-0742
70
SONOMA ALLOCATIONS — grew from 2 to 4 advisory reps. IAPD ↗
$308.0M RAUM · 4 reps · 707-490-8842 · sonomaallocations.com
70
ODYSSEY GROUP WEALTH ADVISORS — grew from 1 to 3 advisory reps. IAPD ↗
$388.5M RAUM · 3 reps · 717-553-4722
69
LEGACY KNIGHT MFO, LLC — reported RAUM up 46% ($1.50B -> $2.20B). IAPD ↗
$2.20B RAUM · 15 reps · 945-536-5580 · legacyknight.com
69
INSIGHT SECURITIES, INC. — grew from 10 to 14 advisory reps. IAPD ↗
$94.2M RAUM · 14 reps · 224-632-4700 · insightamericas.net
69
LONESTAR REGISTERED INVESTMENT ADVISORS, PLLC — grew from 5 to 9 advisory reps. IAPD ↗
$164.2M RAUM · 9 reps · 866-785-5350 · retirewithlonestar.com
69
BLUE FINANCIAL — grew from 3 to 7 advisory reps. IAPD ↗
$100.4M RAUM · 7 reps · 7043021141
69
QUANT ALPHA LLC — grew from 1 to 5 advisory reps. IAPD ↗
$217 RAUM · 5 reps · 310 696 3287 · quantalpha.net
68
KRILOGY — reported RAUM up 40% ($3.54B -> $4.95B). IAPD ↗
$4.95B RAUM · 56 reps · 314-884-2800
68
HMV WEALTH ADVISORS, LLC — reported RAUM up 52% ($305.2M -> $464.8M). IAPD ↗
$464.8M RAUM · 3 reps · 318-517-6255 · hmvwealth.com
68
LIFEGOAL INVESTMENTS, LLC — reported RAUM up 55% ($175.0M -> $271.0M). IAPD ↗
$271.0M RAUM · 5 reps · 607-434-0742
68
URBAN WEALTH MANAGEMENT OR UWM — grew from 2 to 5 advisory reps. IAPD ↗
$202.1M RAUM · 5 reps · 424-277-2260
68
SLP WEALTH — grew from 13 to 16 advisory reps. IAPD ↗
$29.2M RAUM · 16 reps · (910) 315-0973 · slpwealth.com
68
CORDINGLEY & PARKINSON WEALTH MANAGEMENT — grew from 2 to 5 advisory reps. IAPD ↗
$193.0M RAUM · 5 reps · 208-356-9022 · sandcreekcap.com
68
BQS FINANCIAL ADVISORS, LLC — grew from 1 to 4 advisory reps. IAPD ↗
$165.0M RAUM · 4 reps · 917-939-0632
68
INNOVATIVE ASSET ADVISORS GROUP — grew from 1 to 4 advisory reps. IAPD ↗
$134.5M RAUM · 4 reps · 203-444-3599 · innovativeaag.com
68
NERDWALLET WEALTH PARTNERS, LLC — grew from 4 to 7 advisory reps. IAPD ↗
$236.1M RAUM · 7 reps · 917-275-7821 · nerdwalletwealthpartners.com
67
A.G.P / ALLIANCE GLOBAL PARTNERS — reported RAUM up 36% ($1.69B -> $2.30B). IAPD ↗
$2.30B RAUM · 140 reps · 800-727-7922 · coleaaronson.com
67
ALPHA WEALTH FUNDS, LLC — reported RAUM up 60% ($118.5M -> $190.0M). IAPD ↗
$190.0M RAUM · 7 reps · 435-269-4100 · alphawealthfunds.com
67
BAUMAN WEALTH ADVISORS — reported RAUM up 63% ($118.3M -> $193.2M). IAPD ↗
$193.2M RAUM · 6 reps · 702-897-9997 · toddbauman.com
67
MERCURY ADVISORY, LLC — reported RAUM up 39% ($11.07B -> $15.37B). IAPD ↗
$15.37B RAUM · 3 reps · 415-878-1068
67
GATEPASS CAPITAL, LLC — reported RAUM up 50% ($174.6M -> $261.7M). IAPD ↗
$261.7M RAUM · 5 reps · 833-428-3727
67
KAI WEALTH LLC — reported RAUM up 62% ($108.0M -> $174.6M). IAPD ↗
$174.6M RAUM · 1 reps · 312-605-8020
67
PILE WEALTH MANAGEMENT — grew from 2 to 4 advisory reps. IAPD ↗
$168.4M RAUM · 4 reps · (317) 269-3454 · pilewealth.com
67
WH CORNERSTONE INVESTMENTS INC. — grew from 2 to 4 advisory reps. IAPD ↗
$180.9M RAUM · 4 reps · (888) 797-9009
67
D. M. BRENNER, INC. — grew from 2 to 4 advisory reps. IAPD ↗
$176.1M RAUM · 4 reps · 858-345-1001 · dmbrenner.com
67
INNOVATIVE ADVISORY GROUP — grew from 7 to 9 advisory reps. IAPD ↗
$160.5M RAUM · 9 reps · 781-577-2782
67
CROSS BORDER WEALTH, LLC — grew from 5 to 7 advisory reps. IAPD ↗
$138.8M RAUM · 7 reps · 646-688-5333
67
SOUND FINANCIAL, LLC — grew from 5 to 7 advisory reps. IAPD ↗
$169.8M RAUM · 7 reps · 425-332-6568
67
BLUEDOOR PRIVATE WEALTH, LLC — grew from 2 to 4 advisory reps. IAPD ↗
$105.9M RAUM · 4 reps · 781-810-4604 · bluedoorprivate.com
67
WEBULL ADVISORS LLC — grew from 1 to 3 advisory reps. IAPD ↗
$46.4M RAUM · 3 reps · 1-917-725-2408 · webull.com
67
RIDGELINE WEALTH PLANNING LLC — grew from 3 to 5 advisory reps. IAPD ↗
$200.5M RAUM · 5 reps · (937)-739-3744 · ridgelinewealthplanning.com
67
STARK WEALTH MANAGEMENT LLC — grew from 2 to 4 advisory reps. IAPD ↗
$176.9M RAUM · 4 reps · 610-419-9894 · starkfinancialgroup.com
67
RIGDEN CAPITAL STRATEGIES — grew from 4 to 6 advisory reps. IAPD ↗
$104.1M RAUM · 6 reps · 303-351-1618
67
MADRID WEALTH MANAGEMENT — grew from 2 to 4 advisory reps. IAPD ↗
$127.3M RAUM · 4 reps · 505-633-5332 · madridwm.com
67
PARADIGM INVESTMENT ADVISORY, LLC — grew from 2 to 4 advisory reps. IAPD ↗
$182.8M RAUM · 4 reps · 908-450-7402
67
FLFS ADVISORY LLC — grew from 3 to 5 advisory reps. IAPD ↗
$142.2M RAUM · 5 reps · 646-395-3900 · fingerlakesfinancialservicesinc.com
67
BINVESTING — grew from 2 to 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 713-980-4690 · binvesting.us
67
STRONG RETIREMENT SOLUTIONS — grew from 3 to 5 advisory reps. IAPD ↗
$155.8M RAUM · 5 reps · 360-566-2264
66
VANDERBILT ADVISORY SERVICES — reported RAUM up 30% ($1.62B -> $2.11B). IAPD ↗
$2.11B RAUM · 144 reps · 631-845-5100 · rainbowinvestmentsolutions.com
66
THE RETIREMENT PLANNING GROUP, LLC — reported RAUM up 33% ($3.02B -> $4.01B). IAPD ↗
$4.01B RAUM · 28 reps · 913-498-8898
66
BIP WEALTH, LLC — reported RAUM up 33% ($3.36B -> $4.46B). IAPD ↗
$4.46B RAUM · 36 reps · 404-495-5230
65
PROSPERA FINANCIAL SERVICES, INC. — reported RAUM up 27% ($9.81B -> $12.44B). IAPD ↗
$12.44B RAUM · 207 reps · 972-581-3000
65
SAVANT WEALTH MANAGEMENT — reported RAUM up 25% ($29.65B -> $37.13B). IAPD ↗
$37.13B RAUM · 178 reps · 815-227-0300
65
ALPHA SOLUTIONS INVESTMENT ADVISORS — reported RAUM up 39% ($261.5M -> $363.9M). IAPD ↗
$363.9M RAUM · 3 reps · 415-882-7088
65
BQS FINANCIAL ADVISORS, LLC — reported RAUM up 53% ($108.0M -> $165.0M). IAPD ↗
$165.0M RAUM · 4 reps · 917-939-0632
64
NGC FINANCIAL, LLC — reported RAUM up 46% ($39.1M -> $57.1M). IAPD ↗
$57.1M RAUM · 1 reps · 718-423-1100 · ngcfinancial.com
64
EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC — reported RAUM up 32% ($519.6M -> $688.4M). IAPD ↗
$688.4M RAUM · 10 reps · 212-417-8247 · empiream.com
64
CLARITY WEALTH MANAGEMENT, L.L.C. — reported RAUM up 48% ($167.7M -> $247.8M). IAPD ↗
$247.8M RAUM · 2 reps · 480-776-9670 · claritywealthmgt.com
64
QUANTEL ASSET MANAGEMENT LLC — reported RAUM up 46% ($20.8M -> $30.4M). IAPD ↗
$30.4M RAUM · 1 reps · 844-836-5461
64
SIGNATURE EQUITY PARTNERS, LLC — reported RAUM up 32% ($250.9M -> $330.6M). IAPD ↗
$330.6M RAUM · 25 reps · 614-846-6000 · mgonzalezwealth.com
64
BRADY MARTZ WEALTH SOLUTIONS, LLC — reported RAUM up 33% ($599.4M -> $795.3M). IAPD ↗
$795.3M RAUM · 8 reps · 701-223-1717 · bradymartz.com
63
SANKALA GROUP LLC — reported RAUM up 43% ($116.1M -> $166.6M). IAPD ↗
$166.6M RAUM · 4 reps · 720-310-0605
63
L&S INVESTMENT ADVISORS, LLC — reported RAUM up 44% ($152.2M -> $218.5M). IAPD ↗
$218.5M RAUM · 5 reps · 786-241-7000 · ls.finance
63
MIDWEST HERITAGE FINANCIAL ADVISORS — reported RAUM up 27% ($314.2M -> $398.7M). IAPD ↗
$398.7M RAUM · 4 reps · 515-246-8378 · midwestheritage.com
63
DOWNSHIFT FINANCIAL — reported RAUM up 41% ($135.4M -> $191.5M). IAPD ↗
$191.5M RAUM · 3 reps · (720) 515-0564
63
CENTURION WEALTH MANAGEMENT — reported RAUM up 25% ($591.4M -> $741.2M). IAPD ↗
$741.2M RAUM · 8 reps · 571-765-1890 · centurionwealth.com
62
WEBULL ADVISORS LLC — reported RAUM up 38% ($33.7M -> $46.4M). IAPD ↗
$46.4M RAUM · 3 reps · 1-917-725-2408 · webull.com
61
IMG WEALTH MANAGEMENT, INC. — reported RAUM up 33% ($151.4M -> $201.2M). IAPD ↗
$201.2M RAUM · 7 reps · 904-731-9955 · imgwealthmanagement.com
61
CORNERSTONE WEALTH ADVISORS, INC. — reported RAUM up 30% ($110.2M -> $143.4M). IAPD ↗
$143.4M RAUM · 4 reps · 760-476-1376 · cwainvestors.com
61
HENDERSON FINANCIAL GROUP LLC — reported RAUM up 34% ($97.0M -> $130.2M). IAPD ↗
$130.2M RAUM · 3 reps · 757-314-4638 · hendersonfg.com
60
LIBERTY ASSET MANAGEMENT — reported RAUM up 29% ($106.2M -> $136.8M). IAPD ↗
$136.8M RAUM · 5 reps · 610 398-7333
60
HAHN FINANCIAL GROUP — reported RAUM up 28% ($133.9M -> $171.2M). IAPD ↗
$171.2M RAUM · 9 reps · 605-275-3600 · hahnfinancialgroup.com
60
ANKERSTAR WEALTH, LLC — reported RAUM up 27% ($107.6M -> $136.4M). IAPD ↗
$136.4M RAUM · 6 reps · 512-614-0085
60
LEGACY WEALTH MANAGEMENT INC. — reported RAUM up 26% ($177.3M -> $223.4M). IAPD ↗
$223.4M RAUM · 3 reps · 877-650-4738
60
SAFE HARBOR WEALTH ADVISORS, LLC — reported RAUM up 26% ($128.8M -> $162.7M). IAPD ↗
$162.7M RAUM · 3 reps · 614-760-0670 · safeharboroh.net
60
SMART PORTFOLIO — reported RAUM up 26% ($35.0M -> $44.1M). IAPD ↗
$44.1M RAUM · 1 reps · 858-898-8000 · smrtportfolio.com
60
IVANOFF WEALTH MANAGEMENT INC. — reported RAUM up 30% ($109.2M -> $141.4M). IAPD ↗
$141.4M RAUM · 3 reps · 714-262-1658 · ivanoffinsights.com
60
WAYSTONE ADVISORS LLC — reported RAUM up 27% ($136.1M -> $172.8M). IAPD ↗
$172.8M RAUM · 4 reps · (425) 484-0045
60
DUNHAM — & ASSOCIATES INVESTMENT COUNSEL, INC. is now doing business as DUNHAM. IAPD ↗
$4.74B RAUM · 9 reps · 858-964-0500
60
FAMILY MANAGE LLC — FAMILY MANAGEMENT CORPORATION is now doing business as . IAPD ↗
$4.40B RAUM · 20 reps · 212-872-9600
60
ORANGE INVESTMENT ADVISORS, INC. — HUDSON VALLEY INVESTMENT ADVISORS, INC. is now doing business as . IAPD ↗
$1.65B RAUM · 8 reps · 845-294-6127 · hviaonline.com
60
CPC ADVISORS, LLC — CONSOLIDATED PLANNING CORPORATION is now doing business as . IAPD ↗
$2.10B RAUM · 22 reps · 404-879-3000
60
BOULAY WEALTH — BOULAY FINANCIAL ADVISORS, LLC is now doing business as . IAPD ↗
$2.42B RAUM · 32 reps · 952-893-9320
60
WEALTHSPIRE RETIREMENT ADVISORY — NFP RETIREMENT INC. is now doing business as . IAPD ↗
$118.03B RAUM · 149 reps · 949.460.9898
60
PNC WEALTH MANAGEMENT — PNC INVESTMENTS is now doing business as . IAPD ↗
$26.53B RAUM · 818 reps · 800-762-6111
60
DAYBRIGHT ADVISORY SERVICES, INC. — TRPC ADVISORY SERVICES is now doing business as . IAPD ↗
$4.21B RAUM · 21 reps · 305-671-2200 · ingham.com
60
DYNAMIC — WEALTH ADVISORS is now doing business as DYNAMIC. IAPD ↗
$5.34B RAUM · 73 reps · (877) 257-3840 · ridgevalefp.com
60
CLARO ADVISORS INC. — CLARO ADVISORS, LLC is now doing business as . IAPD ↗
$1.28B RAUM · 16 reps · (800) 604-2838
60
SACHEM HILL LLC — SCHOOLCRAFT CAPITAL LLC is now doing business as . IAPD ↗
$1.23B RAUM · 5 reps · 303-625-6868 · sachemhill.com
60
WILLOW WEALTH — YIELDSTREET is now doing business as . IAPD ↗
$1.86B RAUM · 26 reps · 844-943-5378
60
HB WEALTH — HOMRICH BERG is now doing business as . IAPD ↗
$25.88B RAUM · 95 reps · 404-264-1400
60
CONCENTRIC — ADVISOR PARTNERS is now doing business as . IAPD ↗
$7.67B RAUM · 9 reps · 888-265-2257 · concentricinnovation.com
58
TRANSITION FINANCIAL ADVISORS GROUP, LLC — TRANSITION FINANCIAL ADVISORS GROUP, INC. is now doing business as . IAPD ↗
$261.5M RAUM · 3 reps · (480) 722-9414 · transitionfinancial.ca
58
REIFY WEALTH ADVISORS, INC. — WORLEY ERHART-GRAVES FINANCIAL ADVISORS, INC. is now doing business as . IAPD ↗
$445.5M RAUM · 11 reps · 317-872-5090
58
GREY LEDGE ADVISORS, LLC — GSB WEALTH MANAGEMENT, LLC is now doing business as . IAPD ↗
$540.4M RAUM · 7 reps · 203-453-9075 · greyledge.com
58
CFCI — COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC. is now doing business as . IAPD ↗
$515.1M RAUM · 18 reps · 812-334-3190 · cfci.us
58
SALTMARSH FINANCIAL ADVISORS, LLC — SALTMARSH FINANCIAL ADVISORS, L.L.C. is now doing business as . IAPD ↗
$318.4M RAUM · 6 reps · 850-435-8300
58
ABACUS FCF ADVISORS LLC — FCF ADVISORS LLC is now doing business as . IAPD ↗
$763.0M RAUM · 3 reps · 212-217-2597
58
SONOMA WEST ADVISORS — DTS GROUP LLC is now doing business as . IAPD ↗
$265.4M RAUM · 1 reps · 415 497-7533 · sonomawestadvisors.com
58
KOM WEALTH MANAGEMENT GROUP, LLC — KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP is now doing business as . IAPD ↗
$385.0M RAUM · 7 reps · 920-733-3865 · onekom.com
58
EVEREST PRIVATE WEALTH — EVEREST MANAGEMENT CORP. is now doing business as . IAPD ↗
$307.0M RAUM · 2 reps · (408) 502-6015
58
ASPEN WEALTH MANAGEMENT, LLC — ASPEN WEALTH MANAGEMENT is now doing business as . IAPD ↗
$509.6M RAUM · 6 reps · 817-546-6353 · aspenwealthmgmt.com
58
EVERGREEN WEALTH — TROXELL FINANCIAL is now doing business as . IAPD ↗
$969.8M RAUM · 6 reps · (217) 321-3210
58
WELLFULL — BERNARDO WEALTH PLANNING, LLC is now doing business as . IAPD ↗
$755.9M RAUM · 9 reps · 267-500-1080
58
ROBERTS FINANCIAL SERVICES, LLC — ERTS WEALTH ADVISORS, LLC is now doing business as . IAPD ↗
$342.5M RAUM · 3 reps · (906) 228-5564 · baroberts.com
58
KINTRA WEALTH, LLC — EVERGREEN WEALTH SOLUTIONS, LLC is now doing business as . IAPD ↗
$460.9M RAUM · 7 reps · 570-601-6960 · evergreenwealthsolutions.com
58
ASCENTIS ASSET MANAGEMENT, LLC — GOLDEN STATE ASSET MANAGEMENT is now doing business as . IAPD ↗
$559.3M RAUM · 6 reps · 866-273-1563 · ascentisasset.com
58
LUCAS GROUP FINANCIAL ADVISORS, LLC — WALLEM ASSOCIATES, INC. is now doing business as . IAPD ↗
$329.0M RAUM · 7 reps · 815-235-9610 · lucasgroupfinancial.com
58
LIFEGOAL INVESTMENTS, LLC — LIFEGOAL WEALTH ADVISORS LLC is now doing business as . IAPD ↗
$271.0M RAUM · 5 reps · 607-434-0742
58
ZEGA INVESTMENTS, LLC — ZEGA INVESTMENTS is now doing business as . IAPD ↗
$548.8M RAUM · 10 reps · 800.380.9342 · luckinbillfinancial.com
58
ASCENTIS WEALTH MANAGEMENT, LLC — ORG WEALTH PARTNERS is now doing business as . IAPD ↗
$556.5M RAUM · 5 reps · 214-440-3909 · ascentiswealth.com
58
SESTANTE FAMILY OFFICE — SESTANTE WEALTH MANAGEMENT, LLC is now doing business as . IAPD ↗
$376.3M RAUM · 2 reps · 619-268-6279 · sestante.com
58
SPIEGELMAN WEALTH MANAGEMENT, INC. — SPIEGELMAN WEALTH MANAGEMENT LLC is now doing business as . IAPD ↗
$431.9M RAUM · 1 reps · 925-385-6200
58
OPENARC CORPORATE ADVISORY, LLC — 1330 ADVISORS, LLC is now doing business as . IAPD ↗
$443.7M RAUM · 140 reps · 844-648-6001
58
VANTUS WEALTH — ROY INVESTMENT ADVISORS is now doing business as . IAPD ↗
$379.4M RAUM · 5 reps · 844-682-6887 · vantuswealth.com
58
MEADOWBROOK ADVISORS — LLC is now doing business as MEADOWBROOK ADVISORS. IAPD ↗
$313.4M RAUM · 3 reps · 973-370-7850
55
MOORS & CABOT, INC — added office(s): 13 -> 30 additional locations. IAPD ↗
$3.44B RAUM · 85 reps · 800-426-0501
55
ROTHSCHILD INVESTMENT — added office(s): 0 -> 2 additional locations. IAPD ↗
$2.31B RAUM · 18 reps · 312-983-8900 · rothschildwealth.com
55
PROSPERA FINANCIAL SERVICES, INC. — added office(s): 123 -> 139 additional locations. IAPD ↗
$12.44B RAUM · 207 reps · 972-581-3000
55
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC — added office(s): 37 -> 40 additional locations. IAPD ↗
$13.32B RAUM · 97 reps · 612-376-4777 · claconnect.com
55
MONETA GROUP INVESTMENT ADVISORS, LLC — added office(s): 6 -> 8 additional locations. IAPD ↗
$42.80B RAUM · 220 reps · 314-726-2300
55
NOTTINGHAM ADVISORS INC. — added office(s): 1 -> 4 additional locations. IAPD ↗
$1.65B RAUM · 6 reps · 716-633-3800
55
PLANCORP, LLC — added office(s): 4 -> 7 additional locations. IAPD ↗
$7.29B RAUM · 39 reps · (636) 532-7824
55
SAVANT WEALTH MANAGEMENT — added office(s): 43 -> 45 additional locations. IAPD ↗
$37.13B RAUM · 178 reps · 815-227-0300
55
INTELLICENTS INVESTMENT SOLUTIONS INC — added office(s): 10 -> 11 additional locations. IAPD ↗
$7.36B RAUM · 46 reps · 507-377-2919
55
SFMG WEALTH ADVISORS — added office(s): 0 -> 1 additional locations. IAPD ↗
$2.52B RAUM · 16 reps · 972-960-6460 · sfmg.com
55
EARNED WEALTH ADVISORS, LLC — added office(s): 9 -> 15 additional locations. IAPD ↗
$1.92B RAUM · 20 reps · 925.939.2500
55
SEIZERT CAPITAL PARTNERS — added office(s): 0 -> 2 additional locations. IAPD ↗
$2.32B RAUM · 6 reps · 248-593-1500
55
GRIMES & COMPANY — added office(s): 25 -> 26 additional locations. IAPD ↗
$5.59B RAUM · 29 reps · 508-366-3883
55
WASHINGTON TRUST ADVISORS — added office(s): 1 -> 2 additional locations. IAPD ↗
$2.00B RAUM · 9 reps · 781-235-7055
55
DAVIDSON INVESTMENT ADVISORS, INC. — added office(s): 4 -> 6 additional locations. IAPD ↗
$5.03B RAUM · 13 reps · 406-727-6111 · caprinbonds.com
55
BARON CAPITAL MANAGEMENT, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$5.76B RAUM · 44 reps · 212-583-2000
55
FORVIS MAZARS WEALTH ADVISORS, LLC — added office(s): 52 -> 62 additional locations. IAPD ↗
$9.75B RAUM · 78 reps · 417.831.7283 · forvismazars.us
55
ORLEANS CAPITAL MANAGEMENT CORP — added office(s): 2 -> 3 additional locations. IAPD ↗
$1.58B RAUM · 7 reps · 504-592-4680 · orleanscapital.com
55
ADVISORS CAPITAL MANAGEMENT, LLC — added office(s): 19 -> 21 additional locations. IAPD ↗
$9.47B RAUM · 41 reps · 201-447-3400 · bridgeviewwealth.com
55
WAVERLY ADVISORS, LLC — added office(s): 38 -> 42 additional locations. IAPD ↗
$28.26B RAUM · 190 reps · 205-871-3334
55
TRUE NORTH ADVISORS, LLC — added office(s): 3 -> 5 additional locations. IAPD ↗
$4.48B RAUM · 28 reps · 214-360-7300
55
SEQUOIA FINANCIAL GROUP, L.L.C. — added office(s): 29 -> 36 additional locations. IAPD ↗
$23.03B RAUM · 168 reps · 330-375-9480
55
HOWARD CAPITAL MANAGEMENT, INC. — added office(s): 1 -> 3 additional locations. IAPD ↗
$6.87B RAUM · 15 reps · 770-642-4902 · howardcmetfs.com
55
PAUL WINKLER, INC. — added office(s): 10 -> 12 additional locations. IAPD ↗
$1.17B RAUM · 14 reps · 615-851-1950
55
VERITY INVESTMENT PARTNERS — added office(s): 3 -> 5 additional locations. IAPD ↗
$1.21B RAUM · 12 reps · 843-379-6661 · verityvip.com
55
PRIVATE CLIENT SERVICES, LLC — added office(s): 22 -> 23 additional locations. IAPD ↗
$1.05B RAUM · 50 reps · 502-451-0600
55
BEACON CAPITAL MANAGEMENT, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$4.67B RAUM · 5 reps · 937-439-9093 · beaconinvesting.com
55
DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL, INC. — added office(s): 0 -> 2 additional locations. IAPD ↗
$2.25B RAUM · 6 reps · 248-358-3220
55
FRAGASSO FINANCIAL ADVISORS — added office(s): 2 -> 3 additional locations. IAPD ↗
$2.42B RAUM · 25 reps · 412-227-3200
55
SAGEVIEW ADVISORY GROUP, LLC — added office(s): 36 -> 37 additional locations. IAPD ↗
$238.55B RAUM · 133 reps · 800-814-8742
55
APRIO WEALTH MANAGEMENT, LLC — added office(s): 13 -> 14 additional locations. IAPD ↗
$2.64B RAUM · 24 reps · 404-892-9651 · wealth.aprio.com
55
ANNEX WEALTH MANAGEMENT, LLC — added office(s): 7 -> 8 additional locations. IAPD ↗
$7.95B RAUM · 66 reps · 262-786-6363 · annexwealth.wistia.com
55
SMITH SALLEY WEALTH MANAGEMENT — added office(s): 3 -> 4 additional locations. IAPD ↗
$2.34B RAUM · 17 reps · 336-379-7556 · smith-salley.com
55
THE RETIREMENT PLANNING GROUP, LLC — added office(s): 9 -> 11 additional locations. IAPD ↗
$4.01B RAUM · 28 reps · 913-498-8898
55
EXENCIAL WEALTH ADVISORS — added office(s): 12 -> 14 additional locations. IAPD ↗
$5.30B RAUM · 50 reps · 405-478-1971
55
GREENSPRING ADVISORS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$3.78B RAUM · 42 reps · 443-564-4600 · greenspringadvice.com
55
ARAX ADVISORY PARTNERS — added office(s): 15 -> 20 additional locations. IAPD ↗
$8.96B RAUM · 61 reps · 303-633-5900 · swsllc.com
55
WATERLOO CAPITAL — added office(s): 7 -> 9 additional locations. IAPD ↗
$1.69B RAUM · 37 reps · 512-777-5900
55
PROSPERITY - AN EISNERAMPER COMPANY — added office(s): 9 -> 12 additional locations. IAPD ↗
$3.20B RAUM · 56 reps · 410-363-7211 · prosperityconsult.com
55
NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$3.00B RAUM · 10 reps · 781-416-1700 · nepwealth.com
55
DAYBRIGHT ADVISORY SERVICES, INC. — added office(s): 2 -> 11 additional locations. IAPD ↗
$4.21B RAUM · 21 reps · 305-671-2200 · ingham.com
55
ELEVATION POINT WEALTH PARTNERS, LLC — added office(s): 7 -> 8 additional locations. IAPD ↗
$2.43B RAUM · 20 reps · 303-382-2880 · superiorwealth.net
55
LARSON FINANCIAL GROUP, LLC — added office(s): 18 -> 20 additional locations. IAPD ↗
$4.03B RAUM · 57 reps · 866.569.2450
55
PARALLEL ADVISORS, LLC — added office(s): 19 -> 20 additional locations. IAPD ↗
$8.74B RAUM · 64 reps · 866-627-6984
55
BULLTICK WEALTH MANAGEMENT, LLC — added office(s): 7 -> 9 additional locations. IAPD ↗
$1.68B RAUM · 20 reps · 305-533-1541 · bulltick.com
55
CANNELL & SPEARS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$6.32B RAUM · 17 reps · 212-752-5255
55
BIP WEALTH, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$4.46B RAUM · 36 reps · 404-495-5230
55
JASPER RIDGE PARTNERS, L.P. — added office(s): 2 -> 3 additional locations. IAPD ↗
$40.12B RAUM · 35 reps · 817-333-0027 · jasperridge.com
55
FORUM FINANCIAL MANAGEMENT, LP — added office(s): 50 -> 53 additional locations. IAPD ↗
$9.03B RAUM · 87 reps · (630) 873-8520
55
GATEWAY INVESTMENT ADVISERS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$10.91B RAUM · 9 reps · 513-719-1100 · gia.com
55
LEAFHOUSE FINANCIAL ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$20.72B RAUM · 7 reps · (512) 879-1505 · leafhousefinancial.com
55
CS PLANNING CORP — added office(s): 31 -> 33 additional locations. IAPD ↗
$1.27B RAUM · 49 reps · 503-292-5853 · cultivant.com
55
GLASSMAN WEALTH SERVICES, LLC — added office(s): 13 -> 14 additional locations. IAPD ↗
$2.19B RAUM · 13 reps · 703-534-4444
55
ANDINA FAMILY OFFICES — added office(s): 2 -> 3 additional locations. IAPD ↗
$1.02B RAUM · 12 reps · 801-653-0564 · andinaadvisors.com
55
MSH CAPITAL ADVISORS LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$1.09B RAUM · 11 reps · 480-563-2021 · buchanancapitalinc.com
55
REBALANCE LLC — added office(s): 10 -> 11 additional locations. IAPD ↗
$1.56B RAUM · 6 reps · 650-396-3900
55
PHAROS CAPITAL GROUP, LLC — added office(s): 2 -> 4 additional locations. IAPD ↗
$1.07B RAUM · 11 reps · 615-234-5522
55
STEELPEAK WEALTH, LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
$3.44B RAUM · 29 reps · (818) 835-8720 · steelpeak.com
55
MUTUAL ADVISORS, LLC — added office(s): 74 -> 75 additional locations. IAPD ↗
$6.75B RAUM · 123 reps · 307-439-6357 · purplecloverwm.com
55
WEALTHSHIELD PARTNERS, LLC — added office(s): 5 -> 11 additional locations. IAPD ↗
$1.08B RAUM · 13 reps · 919-948-4453
55
MCADAM LLC — added office(s): 71 -> 77 additional locations. IAPD ↗
$2.29B RAUM · 138 reps · (888) 614-5323 · cmwealth.com
55
APELLA WEALTH — added office(s): 23 -> 29 additional locations. IAPD ↗
$7.95B RAUM · 68 reps · 860.785.2260
55
B.O.S.S. RETIREMENT ADVISORS, LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
$1.06B RAUM · 41 reps · 801-990-5055
55
DESTINY WEALTH PARTNERS, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$1.13B RAUM · 11 reps · 352.343.2700
55
ONE WEALTH MAP, LLC — added office(s): 7 -> 8 additional locations. IAPD ↗
$1.10B RAUM · 5 reps · 702-470-2660 · hhtba.net
55
FIDUCIARY FINANCIAL ADVISORS — added office(s): 5 -> 6 additional locations. IAPD ↗
$1.17B RAUM · 38 reps · 616-622-3062
55
RIVER WEALTH ADVISORS LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.26B RAUM · 7 reps · 717-888-9830 · riverwealthadvisors.com
55
FALCON WEALTH PLANNING, INC. — added office(s): 41 -> 43 additional locations. IAPD ↗
$1.16B RAUM · 25 reps · 855-963-2526
55
ALPHACORE CAPITAL LLC — added office(s): 12 -> 17 additional locations. IAPD ↗
$6.06B RAUM · 42 reps · 858-875-4100 · alphacore.com
55
ELLEVEST — added office(s): 0 -> 12 additional locations. IAPD ↗
$1.01B RAUM · 13 reps · 844-355-7100
55
INTRUA FINANCIAL — added office(s): 7 -> 8 additional locations. IAPD ↗
$1.21B RAUM · 41 reps · 713-355-9910
55
COURIER CAPITAL, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$3.09B RAUM · 11 reps · 716-883-9595 · couriercapital.com
55
INSIGNEO ADVISORY SERVICES, LLC — added office(s): 14 -> 15 additional locations. IAPD ↗
$3.61B RAUM · 188 reps · 305.373.9000 · insigneo.com
55
LEXAURUM ADVISORS — added office(s): 20 -> 23 additional locations. IAPD ↗
$1.01B RAUM · 30 reps · 913-261-9316 · crg1.com
55
BOGART WEALTH, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$2.68B RAUM · 23 reps · (703) 570-8651 · bogartwealth.com
55
ONEASCENT FINANCIAL SERVICES LLC — added office(s): 34 -> 35 additional locations. IAPD ↗
$2.61B RAUM · 57 reps · 205-313-9142
55
THE FIDUCIARY ALLIANCE — added office(s): 21 -> 22 additional locations. IAPD ↗
$1.92B RAUM · 38 reps · 864-385-7999
55
ALERA INVESTMENT ADVISORS, LLC — added office(s): 16 -> 23 additional locations. IAPD ↗
$3.57B RAUM · 53 reps · (847) 457-3000 · aleragroup.com
55
SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$4.95B RAUM · 26 reps · 317-975-5033
55
ROBERTSON STEPHENS — added office(s): 25 -> 27 additional locations. IAPD ↗
$7.14B RAUM · 63 reps · 415-500-6810
55
CX INSTITUTIONAL, LLC — added office(s): 11 -> 14 additional locations. IAPD ↗
$4.12B RAUM · 68 reps · 260-927-1830 · cxwealthdirect.com
55
STOKES FAMILY OFFICE LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$2.48B RAUM · 10 reps · (504) 399-4100 · stokesfamilyoffice.com
55
SIGNAL ADVISORS WEALTH, LLC — added office(s): 16 -> 18 additional locations. IAPD ↗
$1.35B RAUM · 10 reps · 1-866-774-4625
55
AMERICANA PARTNERS, LLC — added office(s): 6 -> 10 additional locations. IAPD ↗
$6.08B RAUM · 26 reps · 713-429-5552 · americanapartners.podbean.com
55
IEQ CAPITAL, LLC — added office(s): 13 -> 14 additional locations. IAPD ↗
$35.38B RAUM · 140 reps · 650-581-9807 · ieqcapital.com
55
ABSHER WEALTH MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.10B RAUM · 7 reps · 919-283-2340 · absherwealth.com
55
WEDMONT PRIVATE CAPITAL — added office(s): 4 -> 5 additional locations. IAPD ↗
$2.37B RAUM · 9 reps · 6108858200
55
MAIN STREET FINANCIAL SOLUTIONS, LLC — added office(s): 24 -> 25 additional locations. IAPD ↗
$2.49B RAUM · 35 reps · 215-259-5021
55
ONYX BRIDGE WEALTH GROUP LLC — added office(s): 8 -> 9 additional locations. IAPD ↗
$1.00B RAUM · 17 reps · (914) 909-6699 · onyxbridge.com
55
HAYS FINANCIAL GROUP, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$6.09B RAUM · 4 reps · (612) 373-9863
55
UX WEALTH PARTNERS LLC — added office(s): 3 -> 5 additional locations. IAPD ↗
$2.06B RAUM · 4 reps · 720-797-8357
55
GAMMA INVESTING LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
$1.42B RAUM · 6 reps · 888-585-1755 · gammainvesting.com
55
FIFTH THIRD WEALTH ADVISORS LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
$6.08B RAUM · 52 reps · (513) 534-7452
55
HB WEALTH — added office(s): 10 -> 11 additional locations. IAPD ↗
$25.88B RAUM · 95 reps · 404-264-1400
55
VALENCE8 — added office(s): 3 -> 4 additional locations. IAPD ↗
$1.40B RAUM · 5 reps · 508-281-9208
55
CITRIN COOPERMAN WEALTH MANAGEMENT, LLC — added office(s): 0 -> 3 additional locations. IAPD ↗
$1.63B RAUM · 8 reps · 212-697-1000
55
ONEPOINT BFG WEALTH PARTNERS — added office(s): 19 -> 20 additional locations. IAPD ↗
$12.13B RAUM · 96 reps · (973) 575-4180 · bleakley.com
55
CONCENTRIC — added office(s): 1 -> 2 additional locations. IAPD ↗
$7.67B RAUM · 9 reps · 888-265-2257 · concentricinnovation.com
55
CONCURRENT INVESTMENT ADVISORS, LLC — added office(s): 29 -> 42 additional locations. IAPD ↗
$9.90B RAUM · 163 reps · 813-709-8800 · tailormade-wealth.com
55
TITLEIST ASSET MANAGEMENT, LLC — added office(s): 14 -> 15 additional locations. IAPD ↗
$2.43B RAUM · 32 reps · 210-826-2424 · paragonpwg.com
55
UNITED ADVISOR GROUP — added office(s): 24 -> 29 additional locations. IAPD ↗
$1.09B RAUM · 43 reps · 888-242-4912 · wealthsyncpartners.com
55
SPIREPOINT PRIVATE CLIENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$1.12B RAUM · 6 reps · 772-316-1271 · spirepointpc.com
55
STONEBRIDGE FINANCIAL GROUP, LLC — added office(s): 2 -> 4 additional locations. IAPD ↗
$1.83B RAUM · 20 reps · 717-736-7007
55
SOVRAN ADVISORS, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$1.31B RAUM · 53 reps · 619-281-9890
55
DIVERSIFIED, LLC — added office(s): 5 -> 7 additional locations. IAPD ↗
$2.08B RAUM · 28 reps · 302-765-3500
55
BERMAN MCALEER — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.60B RAUM · 14 reps · 410-560-9960
55
PCM ENCORE, LLC — added office(s): 5 -> 7 additional locations. IAPD ↗
$1.24B RAUM · 6 reps · 425-214-1755
55
HORAN WEALTH, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.45B RAUM · 22 reps · 513-745-0707 · horanwealth.com
55
MONTICELLO ASSOCIATES, LLC — MONTICELLO ASSOCIATES INC is now doing business as . IAPD ↗
$0 RAUM · 22 reps · 303-572-6300
55
REDBLACK ADVISERS, INC. — INTELLIFLO ADVISERS, INC. is now doing business as . IAPD ↗
$124.0M RAUM · 3 reps · 800-607-3340
55
STONEX INTERNATIONAL ADVISORS INC — INTERCAM ADVISORS, INC. is now doing business as . IAPD ↗
$225.1M RAUM · 23 reps · 305-377-8008 · intercam.us
55
AUREUM WEALTH MANAGEMENT, LLC — TFG FINANCIAL ADVISORS, LLC is now doing business as . IAPD ↗
$154.5M RAUM · 4 reps · (561) 209-1120 · aureumwealthmanagement.com
55
THE LIFE GROUP FINANCIAL SERVICES — GUNCHEON FINANCIAL, LLC is now doing business as . IAPD ↗
$136.5M RAUM · 4 reps · 563-587-7840
55
URBAN WEALTH MANAGEMENT OR UWM — URBAN WEALTH MANAGEMENT is now doing business as . IAPD ↗
$202.1M RAUM · 5 reps · 424-277-2260
55
SKY ALPHA ASSET ADVISORS — LLC is now doing business as SKY ALPHA ASSET ADVISORS. IAPD ↗
$208.0M RAUM · 2 reps · 561-410-7790 · skyalphaadvisors.com
55
INTEREST FINANCIAL, LLC — GRIFIN is now doing business as . IAPD ↗
$0 RAUM · 1 reps · 813-421-5704
55
DELOS CAPITAL ADVISORS — DELOS WEALTH ADVISORS is now doing business as . IAPD ↗
$162.2M RAUM · 4 reps · 972-810-1610
55
QUINCY WELLS ADVISORS, LLC — GREAT POINT ADVISORS, LLC is now doing business as . IAPD ↗
$45.1M RAUM · 20 reps · 312-356-4875
55
BANTAMAC CAPITAL, LLC — BOSUN ASSET MANAGEMENT, LLC is now doing business as . IAPD ↗
$214.8M RAUM · 3 reps · 8723261723 · bantamac.com
55
COHESION WEALTH MANAGEMENT, LLC — EPIQWEST CULVER WEALTH ADVISORS LLC is now doing business as . IAPD ↗
$227.9M RAUM · 6 reps · 303-442-3670 · cohesionwm.com
55
VALTRION CAPITAL MANAGEMENT, LLC — REAL TALK CAPITAL, LLC is now doing business as . IAPD ↗
$143.6M RAUM · 4 reps · 833-856-2088 · valtrioncapital.com
55
RANDALL & ASSOCIATES WEALTH MANAGEMENT — BENNETT ASSOCIATES WEALTH MANAGEMENT is now doing business as . IAPD ↗
$144.8M RAUM · 2 reps · 724-602-0075 · randallawm.com
55
GANNETT WEALTH ADVISORS — SOUND ADVISORY is now doing business as . IAPD ↗
$69.9M RAUM · 7 reps · (208)254-0142
55
INNOVATIVE FAMILY OFFICE LLC — BROADSTREET FAMILY OFFICE LLC is now doing business as . IAPD ↗
$21.5M RAUM · 6 reps · (914) 427-8036 · innovativefo.com
55
ALTURA PRIVATE CAPITAL, LLC — MASTER RIA, LLC is now doing business as . IAPD ↗
$0 RAUM · 1 reps · 786-530.6274
55
PROTOCOL WEALTH, LLC — ENCLAVE DIGITAL WEALTH, LLC is now doing business as . IAPD ↗
$126.0M RAUM · 3 reps · 720-439-9055 · protocolwealth.io
55
COPPERLINE WEALTH MANAGEMENT & PLANNING — LLC is now doing business as COPPERLINE WEALTH MANAGEMENT & PLANNING. IAPD ↗
$118.0M RAUM · 2 reps · 307-586-1880 · copperlinewealth.com
55
THRYVE WEALTH MANAGEMENT — STRIVE WEALTH MANAGEMENT, LLC is now doing business as . IAPD ↗
$179.1M RAUM · 4 reps · 805-451-2909 · thryvewealthmanagement.com
55
NERDWALLET WEALTH PARTNERS, LLC — NERD WALLET WEALTH PARTNERS is now doing business as . IAPD ↗
$236.1M RAUM · 7 reps · 917-275-7821 · nerdwalletwealthpartners.com
55
LEGACY ROAD FAMILY OFFICES — LEGACY ROAD LLC is now doing business as . IAPD ↗
$121.4M RAUM · 1 reps · 917-626-1042
53
HAMEL ASSOCIATES,INC. — added office(s): 2 -> 3 additional locations. IAPD ↗
$514.6M RAUM · 5 reps · 973-665-1400 · hamelassociatesinc.com
53
NORTHSTAR ASSET MANAGEMENT INC — added office(s): 3 -> 5 additional locations. IAPD ↗
$727.3M RAUM · 14 reps · 617-522-2635 · northstarasset.com
53
AVISO WEALTH MANAGEMENT — added office(s): 6 -> 7 additional locations. IAPD ↗
$494.9M RAUM · 9 reps · 877-633-1210 · avisowealthmanagement.com
53
FIRST AFFIRMATIVE FINANCIAL NETWORK LLC — added office(s): 6 -> 7 additional locations. IAPD ↗
$956.1M RAUM · 14 reps · 719-478-7036
53
LOWERY THOMAS, LLC — added office(s): 2 -> 5 additional locations. IAPD ↗
$341.1M RAUM · 4 reps · 831-230-6380 · lowerythomas.com
53
KEATING INVESTMENT COUNSELORS INC — added office(s): 0 -> 1 additional locations. IAPD ↗
$343.5M RAUM · 3 reps · 561-278-7862 · keatinginvestment.com
53
LEVEL FINANCIAL ADVISORS, INC. — added office(s): 1 -> 4 additional locations. IAPD ↗
$684.2M RAUM · 9 reps · 716-634-6113
53
TILSON FINANCIAL GROUP INC — added office(s): 2 -> 3 additional locations. IAPD ↗
$640.2M RAUM · 7 reps · 908-561-6203 · login.bdreporting.com
53
DESTINY CAPITAL CORPORATION — added office(s): 1 -> 4 additional locations. IAPD ↗
$333.3M RAUM · 8 reps · (720) 715-7570
53
CHICAGO WEALTH MANAGEMENT, INC. — added office(s): 0 -> 4 additional locations. IAPD ↗
$307.4M RAUM · 4 reps · 312-376-8350
53
QUANTUM FINANCIAL ADVISORS INC — added office(s): 5 -> 6 additional locations. IAPD ↗
$507.1M RAUM · 7 reps · 301-296-6203 · instragram.com
53
DEW WEALTH MANAGEMENT — added office(s): 11 -> 13 additional locations. IAPD ↗
$361.9M RAUM · 20 reps · 480-614-9119
53
SLAYTON LEWIS INC — added office(s): 1 -> 2 additional locations. IAPD ↗
$307.7M RAUM · 3 reps · 801-521-2191 · slaytonlewis.com
53
PEREGRINE ASSET ADVISERS, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$575.6M RAUM · 6 reps · 503-459-4651 · peregrineaa.com
53
TRANSITION FINANCIAL ADVISORS GROUP, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$261.5M RAUM · 3 reps · (480) 722-9414 · transitionfinancial.ca
53
LAUREL WEALTH ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$972.7M RAUM · 7 reps · 704-927-4379
53
FINANCIAL MANAGEMENT STRATEGIES, INC. — added office(s): 6 -> 7 additional locations. IAPD ↗
$619.5M RAUM · 23 reps · 216-642-1099 · fmstrategies.biz
53
GIBRALTAR CAPITAL MANAGEMENT, INC. — added office(s): 0 -> 4 additional locations. IAPD ↗
$840.6M RAUM · 12 reps · (918) 492-4209 · gibraltar-capital.com
53
SAXONY CAPITAL MANAGEMENT, LLC — added office(s): 18 -> 20 additional locations. IAPD ↗
$297.9M RAUM · 0 reps · 314-963-9336
53
PURKISS CAPITAL ADVISORS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$633.0M RAUM · 3 reps · (203) 431-5862 · pcapadvisors.com
53
PKS ADVISORY SERVICES, LLC — added office(s): 25 -> 26 additional locations. IAPD ↗
$905.4M RAUM · 37 reps · (518) 426-5791 · woehlerfinancialgroup.com
53
RB CAPITAL MANAGEMENT, LLC — added office(s): 10 -> 11 additional locations. IAPD ↗
$817.2M RAUM · 12 reps · (775) 993-2900
53
RICHARD YOUNG ASSOCIATES, LTD. — added office(s): 0 -> 1 additional locations. IAPD ↗
$972.4M RAUM · 8 reps · 706-739-0725 · vimeo.com
53
CFCI — added office(s): 1 -> 2 additional locations. IAPD ↗
$515.1M RAUM · 18 reps · 812-334-3190 · cfci.us
53
COLTON GROOME FINANCIAL ADVISORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$444.0M RAUM · 12 reps · 828-252-1816 · coltongroome.com
53
RICHARDSON CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$526.5M RAUM · 7 reps · 262-255-4100 · richardson-financial.com
53
MADISON ADVISORY SERVICES, INC. — added office(s): 2 -> 3 additional locations. IAPD ↗
$428.9M RAUM · 15 reps · 914-328-8558 · madisonplanning.net
53
PIONEER WEALTH MANAGEMENT GROUP — added office(s): 2 -> 3 additional locations. IAPD ↗
$273.7M RAUM · 9 reps · 512-334-6800
53
TORREY GROWTH & INCOME ADVISORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$322.2M RAUM · 3 reps · 760-274-2744 · torreygrowth.com
53
MASON & ASSOCIATES, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$631.3M RAUM · 7 reps · 323-254-3072 · masonlifeplanning.com
53
KEATING FINANCIAL ADVISORY SERVICES — added office(s): 4 -> 5 additional locations. IAPD ↗
$330.0M RAUM · 30 reps · 785-537-0366 · theweddleteam.com
53
COMMERCE STREET INVESTMENT MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$876.5M RAUM · 12 reps · 214-545-6800
53
WALSH & ASSOCIATES, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$660.2M RAUM · 8 reps · 941-952-1188 · walshandassociates.com
53
INSIGHT STRATEGIC WEALTH LLC — added office(s): 0 -> 4 additional locations. IAPD ↗
$256.9M RAUM · 2 reps · 866-467-9756 · insightstrategicwealth.com
53
MERITAS WEALTH MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$533.8M RAUM · 5 reps · 415-300-4560
53
OLD NORTH STATE WEALTH MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$384.5M RAUM · 6 reps · 910-509-3800 · thefamilycfo.com
53
ALPHA OMEGA WEALTH MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$905.8M RAUM · 9 reps · 804-955-1600
53
MINICHMACGREGOR WEALTH MANAGEMENT, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$630.0M RAUM · 7 reps · (518) 499-4565 · minichmacgregor.com
53
ALLSQUARE WEALTH MANAGEMENT, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$284.8M RAUM · 4 reps · (518) 456-8900 · allsquarewealth.com
53
FUSION CAPITAL, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$405.4M RAUM · 4 reps · 843-972-0065
53
MARKET STREET WEALTH MANAGEMENT — added office(s): 3 -> 5 additional locations. IAPD ↗
$714.9M RAUM · 10 reps · (610) 692-3200 · marketstreetwealth.net
53
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC — added office(s): 3 -> 4 additional locations. IAPD ↗
$744.7M RAUM · 14 reps · 720-500-0050 · mountaincapital.us
53
LIFESTYLE ASSET MANAGEMENT, INC. — added office(s): 3 -> 4 additional locations. IAPD ↗
$399.2M RAUM · 14 reps · 281-612-2035 · lsaminc.com
53
PARADIEM, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$466.2M RAUM · 8 reps · 985-727-0770
53
TLWM FINANCIAL — added office(s): 3 -> 4 additional locations. IAPD ↗
$577.3M RAUM · 10 reps · 1-877-348-8822 · tlwmadvisor.com
53
HARVEST INVESTMENT SERVICES, LLC — added office(s): 10 -> 11 additional locations. IAPD ↗
$534.2M RAUM · 23 reps · (630) 613-9230
53
BENCHMARK INVESTMENT ADVISORS LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$305.3M RAUM · 4 reps · 312-552-9595 · trustbenchmark.com
53
MONUMENT WEALTH MANAGEMENT — added office(s): 5 -> 8 additional locations. IAPD ↗
$465.1M RAUM · 8 reps · 703-504-9600
53
OAKWELL PRIVATE WEALTH MANAGEMENT — added office(s): 2 -> 3 additional locations. IAPD ↗
$461.9M RAUM · 9 reps · 1-800-55OAKWELL · oakwellpwm.com
53
ROTHSCHILD WEALTH LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$751.1M RAUM · 14 reps · 630-448-5711
53
BRIGHT ROAD WEALTH MANAGEMENT, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$349.5M RAUM · 10 reps · (907) 339-1555
53
ARGENT RETIREMENT PLAN ADVISORS, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$651.9M RAUM · 3 reps · 381-251-5800 · argentfinancial.com
53
CHEVIOT VALUE MANAGEMENT, LLC — added office(s): 0 -> 4 additional locations. IAPD ↗
$963.3M RAUM · 4 reps · 310-451-8600
53
DARWIN WEALTH MANAGEMENT — added office(s): 4 -> 5 additional locations. IAPD ↗
$617.3M RAUM · 6 reps · 813-579-4074
53
VICTRIX INVESTMENT ADVISORS — added office(s): 2 -> 3 additional locations. IAPD ↗
$312.3M RAUM · 7 reps · 772-320-9658
53
TRU INDEPENDENCE ASSET MANAGEMENT, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$575.3M RAUM · 11 reps · (971) 371-3444 · waparkadvisors.com
53
MBI LLC — added office(s): 2 -> 5 additional locations. IAPD ↗
$300.7M RAUM · 9 reps · (301) 986-0600 · cbmcpa.com
53
GEOMETRIC WEALTH ADVISORS, LLC — added office(s): 7 -> 8 additional locations. IAPD ↗
$971.6M RAUM · 9 reps · (973) 525-4901
53
FORTIS CAPITAL MANAGEMENT LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$775.9M RAUM · 17 reps · 425-453-5010
53
ATON FINANCIAL LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$469.1M RAUM · 7 reps · 787-725-6070 · atonfinancial.com
53
BROWN EDWARDS WEALTH STRATEGIES — added office(s): 12 -> 13 additional locations. IAPD ↗
$330.7M RAUM · 7 reps · 434 948-9000 · brownedwardswealth.com
53
KEY CAPITAL MANAGEMENT, INC. — added office(s): 2 -> 4 additional locations. IAPD ↗
$293.0M RAUM · 7 reps · 615-826-5749
53
TREVIAN WEALTH MANAGEMENT, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$549.9M RAUM · 2 reps · 847-347-3000 · trevianwealth.com
53
WEST RIDGE ADVISORS — added office(s): 4 -> 5 additional locations. IAPD ↗
$268.1M RAUM · 10 reps · (702) 547-9483 · westridgeadvisors.com
53
SUMMIT WEALTH PARTNERS, LLC — added office(s): 3 -> 5 additional locations. IAPD ↗
$629.7M RAUM · 10 reps · 407-656-2252 · mysummitwealth.com
53
ATLAS PRIVATE WEALTH ADVISORS — added office(s): 7 -> 8 additional locations. IAPD ↗
$688.1M RAUM · 13 reps · (888) 996-2666
53
PAX FINANCIAL GROUP — added office(s): 1 -> 2 additional locations. IAPD ↗
$728.5M RAUM · 12 reps · 210-881-5700 · listennotes.com
53
XYPN INVEST — added office(s): 26 -> 27 additional locations. IAPD ↗
$321.0M RAUM · 31 reps · (360) 301-7579
53
BRICKLEY WEALTH MANAGEMENT — added office(s): 0 -> 5 additional locations. IAPD ↗
$824.3M RAUM · 4 reps · (650) 638-0111
53
SILVER GROVE ADVISORY SERVICES — added office(s): 9 -> 10 additional locations. IAPD ↗
$326.6M RAUM · 16 reps · (716) 800-4291 · silvergrovegroup.com
53
MAIA WEALTH — added office(s): 7 -> 8 additional locations. IAPD ↗
$704.3M RAUM · 35 reps · (720) 644-8803 · ifatoday.com
53
SOVEREIGN FINANCIAL GROUP, INC. — added office(s): 21 -> 22 additional locations. IAPD ↗
$882.7M RAUM · 17 reps · (888) 765-8180 · stonearchwealth.com
53
CANTON HATHAWAY LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$672.7M RAUM · 5 reps · 401-433-7800 · cantonhathaway.com
53
FIRETHORN WEALTH PARTNERS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$543.6M RAUM · 5 reps · 706.426.4243
53
CASTLE COAST WEALTH, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$412.3M RAUM · 4 reps · (858) 546-1247 · castlecoastwealthllc.com
53
HILTON HEAD CAPITAL PARTNERS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$253.8M RAUM · 5 reps · 843-790-7573
53
GREAT DIAMOND PARTNERS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$613.4M RAUM · 5 reps · 207-274-2500
53
GLOBAL ASSETS ADVISORY, LLC — added office(s): 13 -> 14 additional locations. IAPD ↗
$338.1M RAUM · 21 reps · 407-254-1500 · iaac.com
53
RANCH CAPITAL ADVISORS INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$338.2M RAUM · 6 reps · (941) 462-2666 · ranchcap.com
53
CARTER FINANCIAL GROUP, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$325.1M RAUM · 5 reps · 847-713-2700
53
CONVERGENCE FINANCIAL — added office(s): 11 -> 12 additional locations. IAPD ↗
$703.4M RAUM · 13 reps · (573) 818-2264
53
INVESTMENT RESEARCH PARTNERS — added office(s): 3 -> 6 additional locations. IAPD ↗
$359.6M RAUM · 4 reps · 814-966-7206
53
BUTTONWOOD WEALTH — added office(s): 1 -> 2 additional locations. IAPD ↗
$306.9M RAUM · 5 reps · 540-662-5233
53
TSG ADVICE PARTNERS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$762.2M RAUM · 12 reps · (614) 697-2750
53
ENVOY ADVISORY INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$533.9M RAUM · 12 reps · 888-879-1376
53
CREEKMUR ASSET MANAGEMENT, LLC — added office(s): 4 -> 6 additional locations. IAPD ↗
$561.8M RAUM · 15 reps · 309-925-2043
53
CORNERSTONE PLANNING GROUP — added office(s): 6 -> 7 additional locations. IAPD ↗
$650.0M RAUM · 15 reps · 973-487-3220 · cspgllc.com
53
STRAIT & SOUND — added office(s): 6 -> 7 additional locations. IAPD ↗
$303.9M RAUM · 7 reps · (425) 577-7710
53
SNOWWATER INVESTMENT PARTNERS, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$795.0M RAUM · 2 reps · (203) 997-6670 · snowwaterinvestments.com
53
ORG PARTNERS — added office(s): 12 -> 13 additional locations. IAPD ↗
$772.6M RAUM · 15 reps · 260-469-9173 · tinkercapital.com
53
ENDEAVOR PRIVATE WEALTH, INC. — added office(s): 1 -> 3 additional locations. IAPD ↗
$352.8M RAUM · 4 reps · 785-329-2510
53
ROOTED WEALTH ADVISORS — added office(s): 6 -> 7 additional locations. IAPD ↗
$318.3M RAUM · 7 reps · 866.766.8332
53
THEPARTNERS WEALTH MANAGEMENT — added office(s): 20 -> 22 additional locations. IAPD ↗
$454.5M RAUM · 32 reps · 800-324-3010 · coactivewealthstrategists.com
53
KINEO CAPITAL LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$258.0M RAUM · 3 reps · 212-457-1268 · kineocapital.com
53
FORTRESS FINANCIAL GROUP, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$303.7M RAUM · 7 reps · (507) 529-1400
53
DISCIPLINE WEALTH SOLUTIONS, INC. — added office(s): 11 -> 12 additional locations. IAPD ↗
$316.3M RAUM · 15 reps · 864-322-6046 · lindedin.com
53
ALLIANCE PRIVATE WEALTH, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$449.6M RAUM · 3 reps · 978-276-1300
53
ALDEN INVESTMENT GROUP — added office(s): 0 -> 1 additional locations. IAPD ↗
$319.2M RAUM · 40 reps · 215-572-8700
53
GADDIS PREMIER WEALTH ADVISORS LLC — added office(s): 6 -> 8 additional locations. IAPD ↗
$314.0M RAUM · 7 reps · 580-745-8133
53
HILLCREST FINANCIAL GROUP — added office(s): 0 -> 1 additional locations. IAPD ↗
$470.8M RAUM · 4 reps · (805) 373-8686
53
CENTURION WEALTH MANAGEMENT — added office(s): 1 -> 2 additional locations. IAPD ↗
$741.2M RAUM · 8 reps · 571-765-1890 · centurionwealth.com
53
CORA CAPITAL ADVISORS — added office(s): 1 -> 2 additional locations. IAPD ↗
$587.5M RAUM · 7 reps · 856-513-8600
53
HIBERNIA WEALTH PARTNERS, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$346.6M RAUM · 6 reps · 225-778-7972
53
WEALTH SCIENCE ADVISORS LLC — added office(s): 8 -> 9 additional locations. IAPD ↗
$512.5M RAUM · 7 reps · 678-480-2681 · wealthscienceadvisors.net
53
BREAKWATER CAPITAL GROUP — added office(s): 4 -> 5 additional locations. IAPD ↗
$843.4M RAUM · 3 reps · (551) 342-3733 · breakwatercapitalgroup.com
53
APOLLON FINANCIAL, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
$890.4M RAUM · 13 reps · 843-579-0018 · apollonfinancial.com
53
RITTER DANIHER FINANCIAL ADVISORY LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$605.9M RAUM · 10 reps · 513-233-0715 · ritterdaniher.com
53
ONEASCENT FAMILY OFFICES — added office(s): 5 -> 6 additional locations. IAPD ↗
$360.2M RAUM · 6 reps · (205) 313-9142 · sovereignfamilyoffice.co
53
UPTICK PARTNERS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$688.1M RAUM · 7 reps · (936) 800-0800
53
MARIDEA WEALTH MANAGEMENT — added office(s): 12 -> 13 additional locations. IAPD ↗
$469.2M RAUM · 15 reps · 347-289-5227 · marideawealth.com
53
TRIAD WEALTH PARTNERS, LLC — added office(s): 9 -> 23 additional locations. IAPD ↗
$425.0M RAUM · 13 reps · 785-830-0000 · triadwealthpartners.com
53
LUCAS GROUP FINANCIAL ADVISORS, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$329.0M RAUM · 7 reps · 815-235-9610 · lucasgroupfinancial.com
53
SIGNATURE EQUITY PARTNERS, LLC — added office(s): 8 -> 12 additional locations. IAPD ↗
$330.6M RAUM · 25 reps · 614-846-6000 · mgonzalezwealth.com
53
CURIO WEALTH, LLC — added office(s): 8 -> 10 additional locations. IAPD ↗
$384.3M RAUM · 7 reps · 410-449-2599 · curiowealth.com
53
TORREN MANAGEMENT, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$333.6M RAUM · 3 reps · 619-649-0700 · torren.com
53
BALANCE WEALTH — added office(s): 8 -> 9 additional locations. IAPD ↗
$348.4M RAUM · 9 reps · (800) 551-7787 · balancewealth.com
53
ZEGA INVESTMENTS, LLC — added office(s): 0 -> 5 additional locations. IAPD ↗
$548.8M RAUM · 10 reps · 800.380.9342 · luckinbillfinancial.com
53
PARKWOODS WEALTH PARTNERS, LLC — added office(s): 7 -> 11 additional locations. IAPD ↗
$408.6M RAUM · 3 reps · (877) 278-2716 · parkwoodswealth.com
53
UNITING WEALTH PARTNERS — added office(s): 5 -> 6 additional locations. IAPD ↗
$544.7M RAUM · 7 reps · 479-364-0686 · unitingwealthpartners.com
53
STONE TEMPLE PARTNERS LLC — added office(s): 5 -> 7 additional locations. IAPD ↗
$619.8M RAUM · 9 reps · (203) 253-1823 · stpartners.co
53
SANTA BARBARA MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$259.2M RAUM · 6 reps · 734-604-9891 · santabarbaramanagement.com
53
WARNER WEALTH — added office(s): 1 -> 2 additional locations. IAPD ↗
$362.8M RAUM · 5 reps · 203-929-2727 · warnerwealthct.com
53
CEDAR COVE WEALTH PARTNERS — added office(s): 0 -> 3 additional locations. IAPD ↗
$431.7M RAUM · 10 reps · 952-358-3456 · cedarcovewealth.com
53
ASSET ONE WEALTH MANAGEMENT, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$435.6M RAUM · 7 reps · (425) 504-830 · assetone.com
53
PEARL PLANNING — added office(s): 0 -> 1 additional locations. IAPD ↗
$312.8M RAUM · 3 reps · 734.274.6744 · pearlplan.com
53
NAPIER FINANCIAL — added office(s): 1 -> 2 additional locations. IAPD ↗
$517.7M RAUM · 8 reps · 781-884-2300 · napierfinancial.com
53
MEADOWBROOK ADVISORS — added office(s): 0 -> 2 additional locations. IAPD ↗
$313.4M RAUM · 3 reps · 973-370-7850
53
DUCERE WEALTH MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$329.8M RAUM · 6 reps · 714-393-0959 · ducerewealth.com
50
HEXIMER INVESTMENT MANAGEMENT INC. — added office(s): 0 -> 2 additional locations. IAPD ↗
$113.9M RAUM · 2 reps · (614) 760-9100
50
FINANCIAL CONSULTANTS GROUP INC — added office(s): 1 -> 2 additional locations. IAPD ↗
$139.9M RAUM · 3 reps · 770-627-2121 · financialconsultantsgroup.net
50
MILLENIA FINANCIAL PARTNERS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$115.8M RAUM · 1 reps · 908-268-5550
50
PROFOCUS INCORPORATED — added office(s): 1 -> 2 additional locations. IAPD ↗
$151.0M RAUM · 2 reps · 480-598-9960 · profocus.com
50
ELIOT ROSE WEALTH MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$152.8M RAUM · 2 reps · (401) 588-5102
50
LONGVIEW FINANCIAL ADVISORS, INC. — added office(s): 3 -> 4 additional locations. IAPD ↗
$195.5M RAUM · 3 reps · 256-534-1196
50
PATRICK MAURO INVESTMENT ADVISOR, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$196.2M RAUM · 2 reps · (630) 789-3374 · mauroinvestor.com
50
PENBROOK MANAGEMENT LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$169.8M RAUM · 4 reps · 212-792-6952 · penbrookllc.com
50
MCDERMOTT INVESTMENT ADVISORS, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$211.0M RAUM · 10 reps · (610) 882-1460 · mcdermottadvisors.com
50
CANNON BEACH FINANCIAL ADVISORS — added office(s): 1 -> 2 additional locations. IAPD ↗
$175.7M RAUM · 2 reps · 888-839-9399
50
LONESTAR REGISTERED INVESTMENT ADVISORS, PLLC — added office(s): 6 -> 8 additional locations. IAPD ↗
$164.2M RAUM · 9 reps · 866-785-5350 · retirewithlonestar.com
50
INNOVATIVE ADVISORY GROUP — added office(s): 4 -> 6 additional locations. IAPD ↗
$160.5M RAUM · 9 reps · 781-577-2782
50
TNT ASSET MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$145.3M RAUM · 4 reps · 512-255-1600
50
IQVESTMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$10.9M RAUM · 2 reps · 877-486-4702 · iqvestment.io
50
DEL-SETTE CAPITAL MANAGEMENT, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$145.8M RAUM · 4 reps · 518-793-3851
50
CAPSTONE INVESTMENT GROUP — added office(s): 1 -> 2 additional locations. IAPD ↗
$152.4M RAUM · 6 reps · 360-570-9888 · wisdomanddiscipline.com
50
BLUELINE ADVISORS — added office(s): 0 -> 1 additional locations. IAPD ↗
$211.1M RAUM · 3 reps · 603-418-0940 · blueline-advisors.com
50
CHRISTIAN FINANCIAL ADVISORS — added office(s): 0 -> 1 additional locations. IAPD ↗
$187.7M RAUM · 5 reps · 830-609-6986 · christianfinancialadvisors.com
50
LEXINGTON AVENUE CAPITAL MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$144.3M RAUM · 3 reps · 845-708-5306 · lexingtonave.com
50
MD FINANCIAL ADVISORS / VESTMENT FINANCIAL — added office(s): 12 -> 13 additional locations. IAPD ↗
$243.2M RAUM · 11 reps · (888) 256-6855
50
RUGGIERO INVESTMENTS — added office(s): 3 -> 4 additional locations. IAPD ↗
$114.0M RAUM · 3 reps · (800) 777-4726
50
HIPPOCRATIC FINANCIAL ADVISORS — added office(s): 2 -> 3 additional locations. IAPD ↗
$170.2M RAUM · 3 reps · 866-447-2380 · hippocraticfa.com
50
CAPITAL CITY WEALTH MANAGEMENT, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$126.0M RAUM · 3 reps · (701) 250-7220
50
STONE STEPS FINANCIAL, LLC — added office(s): 0 -> 5 additional locations. IAPD ↗
$105.4M RAUM · 3 reps · 760-456-7147
50
WEALTHCOLLAB — added office(s): 0 -> 1 additional locations. IAPD ↗
$229.5M RAUM · 1 reps · 206-456-6171
50
KERR WEALTH MANAGEMENT — added office(s): 1 -> 2 additional locations. IAPD ↗
$125.6M RAUM · 5 reps · (559) 277-4772 · kerrwealth.com
50
PRECISE INVESTMENT MANAGEMENT, INC. — added office(s): 2 -> 3 additional locations. IAPD ↗
$186.3M RAUM · 4 reps · 702-906-0940
50
NAVIGATION WEALTH MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$127.7M RAUM · 10 reps · 970-672-1236 · navwm.com
50
Q3 ADVISORS, LLC — added office(s): 12 -> 15 additional locations. IAPD ↗
$0 RAUM · 12 reps · 720-730-9892
50
RETIREWISE TAX AND WEALTH ADVISORS, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$170.1M RAUM · 7 reps · 785-228-1234
50
SOUTH COVE FINANCIAL, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$145.0M RAUM · 3 reps · 206-914-4132 · southcovefinancial.com
50
URBAN WEALTH MANAGEMENT OR UWM — added office(s): 0 -> 1 additional locations. IAPD ↗
$202.1M RAUM · 5 reps · 424-277-2260
50
ALERE PLANNING LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$184.2M RAUM · 2 reps · 410-252-0088 · alereplanning.com
50
LAKE HILLS WEALTH MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$175.5M RAUM · 3 reps · (512) 580-4740
50
DAVIDSON KAHN CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$215.2M RAUM · 3 reps · (310) 928-8192 · davidsonkahn.com
50
PRISM PLANNING PARTNERS — added office(s): 0 -> 1 additional locations. IAPD ↗
$191.4M RAUM · 4 reps · (847) 250-9870
50
SECURE WEALTH, INC. — added office(s): 2 -> 3 additional locations. IAPD ↗
$113.0M RAUM · 4 reps · 561-340-2667
50
ORBA WEALTH ADVISORS, LLC — added office(s): 15 -> 16 additional locations. IAPD ↗
$136.9M RAUM · 16 reps · (312) 670-6262
50
BABB WEALTH ADVISORS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$140.9M RAUM · 3 reps · 928-526-2911 · babbgroup.com
50
RE-ENVISION WEALTH — added office(s): 0 -> 2 additional locations. IAPD ↗
$117.4M RAUM · 4 reps · 301-233-7903
50
FOUNDRY FINANCIAL LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$104.7M RAUM · 4 reps · (213) 802-8662
50
SAGE WEALTH PLANNING — added office(s): 1 -> 2 additional locations. IAPD ↗
$113.7M RAUM · 3 reps · (231) 221-2448 · sagewealthplans.com
50
RESOLUTE CAPITAL, LLC — added office(s): 0 -> 3 additional locations. IAPD ↗
$188.7M RAUM · 10 reps · (864) 800-1831 · retiretrunorth.com
50
SMARTPATH ADVISORS — added office(s): 7 -> 8 additional locations. IAPD ↗
$0 RAUM · 8 reps · (678) 538-9420 · smartpathadvisors.co
50
EMPOWER WEALTH MANAGEMENT — added office(s): 1 -> 2 additional locations. IAPD ↗
$200.2M RAUM · 2 reps · 512-833-6557 · empoweringretirement.com
50
OPTIMA CAPITAL MANAGEMENT — added office(s): 1 -> 2 additional locations. IAPD ↗
$116.5M RAUM · 4 reps · 480-757-9052
50
STRATTON CAPITAL INVESTMENT ADVISORY LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$75.2M RAUM · 6 reps · (914) 471-3377 · stratton-capital.com
50
EMISSARY WEALTH — added office(s): 0 -> 1 additional locations. IAPD ↗
$156.1M RAUM · 4 reps · 201-853-9103
50
AMARA FINANCIAL, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$200.1M RAUM · 2 reps · 415-319-1071 · amarafinancial.com
50
ALIGN FINANCIAL, LLC — added office(s): 0 -> 3 additional locations. IAPD ↗
$101.5M RAUM · 1 reps · 218-336-2506 · align.financial
50
DIAMOND CLIENT GROUP, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$117.3M RAUM · 9 reps · 832-319-1555
50
INVESTED ADVISORS — added office(s): 2 -> 3 additional locations. IAPD ↗
$226.2M RAUM · 2 reps · 814-235-2703 · weareinvested.com
50
NEXWEALTH LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$132.4M RAUM · 4 reps · 561-971-3939 · nexwealthllc.com
50
ATX FINANCIAL PLANNING, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$139.9M RAUM · 2 reps · 512-693-4040 · atxfinancialplanning.com
50
SIGNAL TREE FINANCIAL PARTNERS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$171.2M RAUM · 6 reps · (330) 590-5937
50
MISSION FINANCIAL GROUP, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$232.8M RAUM · 5 reps · 808-445-9965 · missionfinancial.com
50
VITA PLANNING GROUP LLC — added office(s): 2 -> 5 additional locations. IAPD ↗
$64.6M RAUM · 5 reps · 650-567-9300 · vita401k.com
50
CABIN ADVISORS, LLC — added office(s): 7 -> 8 additional locations. IAPD ↗
$133.6M RAUM · 15 reps · 913-933-3351 · financialarchitects.com
50
J.M. ARBOUR, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$154.0M RAUM · 6 reps · (207) 248-6767 · jmarbour.com
50
DOWNSHIFT FINANCIAL — added office(s): 1 -> 2 additional locations. IAPD ↗
$191.5M RAUM · 3 reps · (720) 515-0564
50
BLUEPRINT FINANCIAL ADVISORS — added office(s): 14 -> 15 additional locations. IAPD ↗
$201.5M RAUM · 17 reps · 844-200-2568 · bluegrasscapadv.com
50
AVAIL INVESTMENT PARTNERS, LLC — added office(s): 4 -> 6 additional locations. IAPD ↗
$138.6M RAUM · 6 reps · 814-996-7206
50
PEACE OF MIND WEALTH MANAGEMENT — added office(s): 1 -> 2 additional locations. IAPD ↗
$214.1M RAUM · 6 reps · 919-787-8866 · pomwealth.net
50
THE WEALTH BOUTIQUE — added office(s): 7 -> 8 additional locations. IAPD ↗
$94.1M RAUM · 7 reps · 908-955-0077 · tanisfingroup.com
50
COGENT PRIVATE WEALTH — added office(s): 0 -> 1 additional locations. IAPD ↗
$141.5M RAUM · 5 reps · (407) 887-4965 · cogentprivatewealth.com
50
MIRRETTI PERRYMAN WEALTH STRATEGIES, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$161.0M RAUM · 3 reps · 847-983-0123 · mirrettiperryman.com
50
BURR FINANCIAL SERVICES, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$155.4M RAUM · 3 reps · 925-676-6007
50
10ELMS LLP — added office(s): 3 -> 4 additional locations. IAPD ↗
$120.9M RAUM · 3 reps · 918-812-7998 · 10elms.com
50
RSG INVESTMENTS LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$116.4M RAUM · 9 reps · 9136859422 · rsgusa.net
50
ATLAS — added office(s): 0 -> 6 additional locations. IAPD ↗
$121.3M RAUM · 5 reps · 805-557-8713
50
SMART PORTFOLIO — added office(s): 0 -> 1 additional locations. IAPD ↗
$44.1M RAUM · 1 reps · 858-898-8000 · smrtportfolio.com
50
WEALTH MORE ENTERPRISE, INC. — added office(s): 0 -> 5 additional locations. IAPD ↗
$76,000 RAUM · 6 reps · 888-303-6361 · hellowealthmore.com
50
SLP WEALTH — added office(s): 13 -> 16 additional locations. IAPD ↗
$29.2M RAUM · 16 reps · (910) 315-0973 · slpwealth.com
50
MICA CREEK CAPITAL LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$169.8M RAUM · 2 reps · 917-399-0058
50
ACCELERATE RETIREMENT — added office(s): 13 -> 14 additional locations. IAPD ↗
$242.8M RAUM · 28 reps · 888-439-7071
50
NORTH STAR WEALTH MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$152.8M RAUM · 1 reps · (224) 342-2525
50
RIGDEN CAPITAL STRATEGIES — added office(s): 2 -> 3 additional locations. IAPD ↗
$104.1M RAUM · 6 reps · 303-351-1618
50
STIRLING FINANCIAL GROUP — added office(s): 0 -> 1 additional locations. IAPD ↗
$152.4M RAUM · 1 reps · 619-435-1210 · stirlingfinancialgroup.com
50
APFORIA — added office(s): 1 -> 2 additional locations. IAPD ↗
$96.3M RAUM · 10 reps · (833) 780-2487 · redeploymentwealth.com
50
FJELL CAPITAL — added office(s): 0 -> 1 additional locations. IAPD ↗
$157.2M RAUM · 5 reps · 701-491-7600 · fjellcapital.com
50
INTENTIONAL WEALTH STRATEGIES — added office(s): 0 -> 1 additional locations. IAPD ↗
$139.6M RAUM · 2 reps · 719-694-8002 · intentionalwealth.com
50
MAIN ADVISORY, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$128.2M RAUM · 2 reps · (724) 731-0173 · mainadvisory.com
50
ALTITUDE CAPITAL MANAGEMENT LLC — added office(s): 16 -> 18 additional locations. IAPD ↗
$49.4M RAUM · 16 reps · 515-207-3310 · altitudecm.com
50
SALUS FINANCIAL ADVISORS — added office(s): 3 -> 4 additional locations. IAPD ↗
$203.1M RAUM · 4 reps · (612) 747-9420 · salusfinancialadvisors.com
50
CRUSONIA WEALTH ADVISORS LLC — added office(s): 0 -> 3 additional locations. IAPD ↗
$161.3M RAUM · 4 reps · 303-810-6366
50
RESHAPE WEALTH — added office(s): 0 -> 1 additional locations. IAPD ↗
$171.9M RAUM · 1 reps · 646-626-7902
50
KONZA GLOBAL WEALTH GROUP — added office(s): 0 -> 1 additional locations. IAPD ↗
$116.5M RAUM · 2 reps · (913) 318-5980 · konzaglobal.com
50
SANDRO WEALTH MANAGEMENT LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$101.7M RAUM · 5 reps · 2016613416 · sandrowealth.com
50
OCM PRIVATE WEALTH, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$139.1M RAUM · 4 reps · 216-456-1515 · ocmprivatewealth.com
50
MANNA WEALTH MANAGEMENT — added office(s): 0 -> 5 additional locations. IAPD ↗
$122.6M RAUM · 1 reps · 305-306-7107 · mannawealthmanagement.com
50
PLUM POINTE WEALTH MANAGEMENT — added office(s): 1 -> 2 additional locations. IAPD ↗
$206.7M RAUM · 2 reps · 401-228-8258
50
MADRID WEALTH MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$127.3M RAUM · 4 reps · 505-633-5332 · madridwm.com
50
GPS INVESTMENTS — added office(s): 0 -> 2 additional locations. IAPD ↗
$124.0M RAUM · 2 reps · 602-558-1211
50
PARADIGM INVESTMENT ADVISORY, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$182.8M RAUM · 4 reps · 908-450-7402
50
EXCELSIOR ADVISOR NETWORK LLC — added office(s): 1 -> 3 additional locations. IAPD ↗
$150.0M RAUM · 4 reps · 303-351-6436 · jhardeeim.com
50
SAMARA CAPITAL — added office(s): 0 -> 1 additional locations. IAPD ↗
$114.2M RAUM · 3 reps · 888-397-8331 · samara-capital.com
50
ACHIEVE RETIREMENT & WEALTH MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$64.4M RAUM · 1 reps · (203) 642-6781 · achieveretirementandwealth.com
50
CIO CAPITAL GROUP LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$25.7M RAUM · 2 reps · 212-516-4000 · ciocapitalgroup.com
50
HANOVER SQUARE WEALTH ADVISORS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$104.2M RAUM · 1 reps · 336-444-2680 · hanoversquarewa.com
50
CHARMARLINE WEALTH MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$111.9M RAUM · 1 reps · 434-455-3036
90
10X CAPITAL PARTNERS — (NEW YORK, NY) is newly SEC-registered with $1.29B RAUM and 1 advisory reps. IAPD ↗institutional
$1.29B RAUM · 1 reps · 212-220-7218 · 10xcp.com
90
PERTENTO ADVISORS LLC — (location n/a) is newly SEC-registered with $3.79B RAUM and 1 advisory reps. IAPD ↗institutional
$3.79B RAUM · 1 reps · 1 305 347 5123
90
PRP REAL ASSETS ADVISORS, LLC — (WASHINGTON, DC) is newly SEC-registered with $2.95B RAUM and 9 advisory reps. IAPD ↗institutional
$2.95B RAUM · 9 reps · 202-741-8417 · prprei.com
90
GUIDESTONE INVESTMENT SERVICES — (DALLAS, TX) is newly SEC-registered with $3.38B RAUM and 8 advisory reps. IAPD ↗institutional
$3.38B RAUM · 8 reps · (214) 720-1198 · guidestoneocio.com
88
MYRIAD ASSET MANAGEMENT ADVISORS LLC — (WEST PALM BEACH, FL) is newly SEC-registered with $362.5M RAUM and 2 advisory reps. IAPD ↗institutional
$362.5M RAUM · 2 reps · (561) 823-0896 · myriadasset.com
85
NVERSES CAPITAL, LLC — (WELLINGTON, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · 732-742-7703 · nversescapital.com
85
HARVEY CAPITAL PARTNERS, L.P. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
$0 RAUM · 8 reps · 212 970 5500
85
ARCTRUST ADVISORS LLC — (CLIFTON, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗institutional
$0 RAUM · 9 reps · 973-249-1000
85
PARADOXIOM CAPITAL — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 267-975-4728
85
FOXPATH CAPITAL PARTNERS LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · (212) 970-6490
85
INNOVAYTE CAPITAL — (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 508-345-7707
85
PURSUIT FUND ADVISERS LLC — (location n/a) is newly SEC-registered with $57.4M RAUM and 3 advisory reps. IAPD ↗institutional
$57.4M RAUM · 3 reps · 610-659-7713 · pursuitfunds.com
85
MAREK CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · 929 688 4791 · marekcapital.com
85
BARRAMUNDI ADVISORS LLC — (BOCA RATON, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 561-462-1200
85
VARIANT PERCEPTION — (CHARLOTTE, NC) is newly SEC-registered with $0 RAUM and 12 advisory reps. IAPD ↗institutional
$0 RAUM · 12 reps · 980-263-7398 · variantperception.com
85
FOUNDER ETFS LLC — (DALLAS, TX) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 917-385-0195
85
DIAMETER DCF ADVISOR LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 57 advisory reps. IAPD ↗institutional
$0 RAUM · 57 reps · 212-655-1400 · diametercap.com
85
LOTUS — (ORLANDO, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 15 advisory reps. IAPD ↗institutional
$0 RAUM · 15 reps · 628-212-8533 · lotusmgmt.co
85
CATCHMENT CAPITAL, L.P. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
$0 RAUM · 8 reps · 212-400-7300 · catchmentcapital.com
85
TOURMALET ADVISORS, LP — (FAIRFIELD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 203-256-0114
85
SQUARE NINE CAPITAL, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 908-930-5591
85
BLANTYRE CAPITAL US LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · +44 (20) 7534 0450 · blantyrecapital.com
85
ADVISORENGINE PORTFOLIO SOLUTIONS INC. — (RALEIGH, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 888-225-7216 · advisorengine-portfolio-solutions.com
85
A-STREET MANAGEMENT LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 307-413-4592 · astreet.com
85
ENCORE GLOBAL MANAGEMENT LP — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · (713) 933-3838 · encoregm.com
85
COVARA CAPITAL, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 212-970-6690 · covaracapital.com
85
CANDER ASSET MANAGEMENT — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 917-541-5410
85
1932 INVESTMENT MANAGEMENT — (NEWARK, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 800-355-2583
85
LOGIQ CAPITAL LLC — (ENGLEWOOD, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 848-230-4523
85
PLUM ISLAND PARTNERS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 212-600-9200
85
FP STRATEGIES — (SAN JUAN, PR) is newly SEC-registered with $56.5M RAUM and 3 advisory reps. IAPD ↗institutional
$56.5M RAUM · 3 reps · (787) 722-6881
85
WEST HORIZON CAPITAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 917-355-4708
85
PENNANTPARK PRIVATE INCOME FUND ADVISERS LLC — (MIAMI BEACH, FL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 212-905-1000
85
BLUE OWL DIGITAL INFRASTRUCTURE TRUST ADVISORS LLC — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 110 advisory reps. IAPD ↗institutional
$0 RAUM · 110 reps · 212-349-3000 · blueowlproducts.com
85
VALUEQUEST ADVISERS, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 732-673-1956
85
NEUBERGER BERMAN LOAN ADVISERS EUROPE II LP — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 212-476-9000
85
MALT PARTNERS MANAGEMENT LLC — (NASHVILLE, TN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 646-450-5521
85
AGRIGLOBE LAND ADVISORS, LLC — (FRESNO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · 559-439-7490 · agriglobe.com
85
AVANTYR CAPITAL PARTNERS, LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 10 advisory reps. IAPD ↗institutional
$0 RAUM · 10 reps · 212-970-5700 · avantyrcapital.com
85
ARÈNE CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 646-277-6425
85
IFC WHIPLIGHT, LLC — (MOUNT PLEASANT, SC) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 310-596-1250
85
BUFFERLABS — (HENDERSON, NV) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 253-777-8784 · bufferlabsetfs.com
85
HARBINGER SPORTS PARTNERS — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
$0 RAUM · 8 reps · 973-420-1358 · harbingersportspartners.com
85
CORGI STRATEGIES, LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 855-552-6744
85
DEFILADE CAPITAL MANAGEMENT, L.P. — (EMERYVILLE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 415 849 9478 · defcap.com
85
VANGUARD CAPITAL MANAGEMENT, LLC — (MALVERN, PA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 610-669-1000
85
VANGUARD PORTFOLIO MANAGEMENT, LLC — (MALVERN, PA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 610-669-1000
85
SKYWARD TRADING LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 416-917-5248 · skyward.trading
85
V29 CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 203-994-9016
85
BLUE WATER VENTURE MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 321-365-4544
85
APOLLO MPS MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 842 advisory reps. IAPD ↗institutional
$0 RAUM · 842 reps · 212-515-3200 · ir.apollo.com
85
AKKADIAN CEF MANAGER, LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · 707-653-6892 · akkadian.vc
85
DEIANIRA CAPITAL MANAGEMENT LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 561-628-5350
85
CAZ GP STAKES ADVISER LLC — (HOUSTON, TX) is newly SEC-registered with $0 RAUM and 60 advisory reps. IAPD ↗institutional
$0 RAUM · 60 reps · 713-403-8250
85
BLANCHE PARK CAPITAL — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · +1 (720) 565-2700 · bparkcap.com
85
LINEAGE POINT CAPITAL LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 917-952-8980 · lineagepointcapital.com
85
KR CAPITAL LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗institutional
$0 RAUM · 7 reps · 212-317-0409
85
HURRICANE ADVISOR SOLUTIONS — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · 305-301-8600 · hurricaneadvisorsolutions.io
85
BRIGHTSIDE CAPITAL PARTNERS LLC — (LANTANA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 410-245-1689
85
OEW INVESTMENT ADVISORS LP — (AUSTIN, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 682-427-0250 · oewadvisors.com
85
THRIVENT PRIVATE INVESTMENTS — (MINNEAPOLIS, MN) is newly SEC-registered with $15.58B RAUM and 24 advisory reps. IAPD ↗fund
$15.58B RAUM · 24 reps · 800-847-4836 · thriventprivateinvestments.com
85
VEGA CAPITAL PARTNERS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · (480) 861-1282 · vegacappartners.com
85
ODYSSEAN, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 203-418-1433
85
MINDSET ASSET MANAGEMENT, LLC — (INDIANAPOLIS, IN) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 317-348-4655 · mindset-am.com
85
EMERALD INVESTMENT ADVISERS, LLC — (LEOLA, PA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 717-556-8900
85
FRAMEWORK DIGITAL ADVISORS — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 9173000081
85
ROUTEBURN CAPITAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 917-573-4350
85
NX1 CAPITAL LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗institutional
$0 RAUM · 7 reps · 408-507-5212
85
SANDPATH LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 914 886 3119
83
SPACE CAPITAL — (NEW YORK, NY) is newly SEC-registered with $435.8M RAUM and 4 advisory reps. IAPD ↗fund
$435.8M RAUM · 4 reps · 917-215-6691
83
RIVER ASSOCIATES INVESTMENTS, L.P. — (CHATTANOOGA, TN) is newly SEC-registered with $767.4M RAUM and 11 advisory reps. IAPD ↗fund
$767.4M RAUM · 11 reps · 423-755-0888 · riverassociates.com
83
DTCP USA LLC — (LAS VEGAS, NV) is newly SEC-registered with $649.5M RAUM and 4 advisory reps. IAPD ↗fund
$649.5M RAUM · 4 reps · 415-910-1354
83
EVE PARTNERS — (PONTE VEDRA BEACH, FL) is newly SEC-registered with $330.4M RAUM and 10 advisory reps. IAPD ↗fund
$330.4M RAUM · 10 reps · 904-875-5375 · evepartners.com
83
CAMBER PARTNERS MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $356.3M RAUM and 4 advisory reps. IAPD ↗fund
$356.3M RAUM · 4 reps · 415-275-0290
83
HUGHES & COMPANY — (CHICAGO, IL) is newly SEC-registered with $373.1M RAUM and 10 advisory reps. IAPD ↗fund
$373.1M RAUM · 10 reps · 312-238-9600 · hughes-co.com
83
IPCP MANAGEMENT, LLC — (BOCA RATON, FL) is newly SEC-registered with $335.8M RAUM and 4 advisory reps. IAPD ↗fund
$335.8M RAUM · 4 reps · (561) 300-3456
83
FACTORIAL FUNDS MANAGEMENT LLC — (NEWPORT BEACH, CA) is newly SEC-registered with $803.7M RAUM and 3 advisory reps. IAPD ↗fund
$803.7M RAUM · 3 reps · 209-265-8990 · factorialfunds.com
83
ALBION RIVER — (ROCKVILLE, MD) is newly SEC-registered with $726.3M RAUM and 4 advisory reps. IAPD ↗fund
$726.3M RAUM · 4 reps · +1 (571) 321-5328 · albionriver.com
83
ALIGN VENTURES — (location n/a) is newly SEC-registered with $505.9M RAUM and 8 advisory reps. IAPD ↗fund
$505.9M RAUM · 8 reps · 415-300-0759
83
MCP MANAGEMENT, LP — (AUSTIN, TX) is newly SEC-registered with $504.6M RAUM and 5 advisory reps. IAPD ↗fund
$504.6M RAUM · 5 reps · 985-264-3491 · melangecap.com
83
ONDO CAPITAL MANAGEMENT LLC — (GREENWICH, CT) is newly SEC-registered with $406.5M RAUM and 6 advisory reps. IAPD ↗fund
$406.5M RAUM · 6 reps · 203-489-5000 · ondo.finance
83
FEYNMAN POINT ASSET MANAGEMENT — (NEW YORK, NY) is newly SEC-registered with $314.0M RAUM and 5 advisory reps. IAPD ↗fund
$314.0M RAUM · 5 reps · 5169657531 · fpam.com
83
PRAXIS CAPITAL MANAGEMENT LLC — (CHICAGO, IL) is newly SEC-registered with $258.2M RAUM and 10 advisory reps. IAPD ↗fund
$258.2M RAUM · 10 reps · 312-222-4930 · praxiscm.com
83
INFINITUM ASSET MANAGEMENT, LLC — (FORT LAUDERDALE, FL) is newly SEC-registered with $574.9M RAUM and 2 advisory reps. IAPD ↗fund
$574.9M RAUM · 2 reps · 561-302-1101
83
1789 CAPITAL MANAGEMENT — (PALM BEACH, FL) is newly SEC-registered with $861.2M RAUM and 8 advisory reps. IAPD ↗fund
$861.2M RAUM · 8 reps · 561-805-3588
80
AXEL CAPITAL MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $26.5M RAUM and 2 advisory reps. IAPD ↗fund
$26.5M RAUM · 2 reps · 212-935-7111 · axelcapital.com
80
FRONTAURA CAPITAL LLC — (CHICAGO, IL) is newly SEC-registered with $224.9M RAUM and 4 advisory reps. IAPD ↗fund
$224.9M RAUM · 4 reps · 312-777-1500 · frontauracapital.com
80
GOLDEN EAGLE STRATEGIES, LLC — (DELRAY BEACH, FL) is newly SEC-registered with $53.5M RAUM and 3 advisory reps. IAPD ↗fund
$53.5M RAUM · 3 reps · 561-510-6606
80
DREAMERS MANAGEMENT LLC — (LOS ANGELES, CA) is newly SEC-registered with $118.3M RAUM and 6 advisory reps. IAPD ↗fund
$118.3M RAUM · 6 reps · 626-616-2017 · dreamers.vc
80
FEENIX VENTURE PARTNERS, LLC — (NEW YORK, NY) is newly SEC-registered with $174.8M RAUM and 5 advisory reps. IAPD ↗fund
$174.8M RAUM · 5 reps · 646-902-6645 · feenixpartners.com
80
APIS & HERITAGE CAPITAL PARTNERS, LLC — (WASHINGTON, DC) is newly SEC-registered with $232.9M RAUM and 5 advisory reps. IAPD ↗fund
$232.9M RAUM · 5 reps · 202-599-7890 · apisheritage.com
80
BLOCKCHAIN COINVESTORS MANAGER, LP — (location n/a) is newly SEC-registered with $171.9M RAUM and 4 advisory reps. IAPD ↗fund
$171.9M RAUM · 4 reps · 415-994-4320
80
CATCHLIGHT CAPITAL MANAGEMENT LLC — (location n/a) is newly SEC-registered with $180.5M RAUM and 9 advisory reps. IAPD ↗fund
$180.5M RAUM · 9 reps · 917-495-0070 · catchlightcap.com
80
SOLAS BIOVENTURES MANAGEMENT, LLC — (CHATTANOOGA, TN) is newly SEC-registered with $177.7M RAUM and 5 advisory reps. IAPD ↗fund
$177.7M RAUM · 5 reps · 423-243-3460 · solasbio.com
80
DAVERN CAPITAL PARTNERS, LP — (NEW YORK, NY) is newly SEC-registered with $57.5M RAUM and 2 advisory reps. IAPD ↗fund
$57.5M RAUM · 2 reps · (646) 485-6541 · daverncapital.com
80
DARDANELLES CAPITAL LP — (BOSTON, MA) is newly SEC-registered with $83.0M RAUM and 2 advisory reps. IAPD ↗fund
$83.0M RAUM · 2 reps · (617) 921-0618
80
YELLOWSTONE CAPITAL PARTNERS — (GAINESVILLE, FL) is newly SEC-registered with $206.7M RAUM and 2 advisory reps. IAPD ↗fund
$206.7M RAUM · 2 reps · +573175102771 · yellowstonecp.com
80
EPILOG PARTNERS, LP. — (BOSTON, MA) is newly SEC-registered with $178.5M RAUM and 4 advisory reps. IAPD ↗fund
$178.5M RAUM · 4 reps · 203-263-1454
80
RIOBLANCO CAPITAL LLC — (SAN JUAN, PR) is newly SEC-registered with $109.6M RAUM and 1 advisory reps. IAPD ↗fund
$109.6M RAUM · 1 reps · 787-474-8338
80
CHECKPOINT CAPITAL L.P. — (location n/a) is newly SEC-registered with $194.3M RAUM and 2 advisory reps. IAPD ↗fund
$194.3M RAUM · 2 reps · 914-355-0570 · checkpointlp.com
80
CONSORTIUM BRAND PARTNERS, LLC — (location n/a) is newly SEC-registered with $153.9M RAUM and 4 advisory reps. IAPD ↗fund
$153.9M RAUM · 4 reps · 917-297-3856 · consortiumbrandpartners.com
80
MOELIS ASSET CATALYST PARTNERS — (ST LOUIS, MO) is newly SEC-registered with $241.2M RAUM and 3 advisory reps. IAPD ↗fund
$241.2M RAUM · 3 reps · 917-719-5778 · moelisassetmanagement.com
80
HIGH RIVER RESOURCES MANAGEMENT LLC — (DALLAS, TX) is newly SEC-registered with $217.2M RAUM and 7 advisory reps. IAPD ↗fund
$217.2M RAUM · 7 reps · 214-760-6736 · highriverllc.com
80
ARC24 MANAGEMENT, LP — (NEW YORK, NY) is newly SEC-registered with $56.9M RAUM and 2 advisory reps. IAPD ↗fund
$56.9M RAUM · 2 reps · 212-970-9473 · arc24cap.com
80
HLV VENTURES — (HAUPPAUGE, NY) is newly SEC-registered with $56.8M RAUM and 12 advisory reps. IAPD ↗fund
$56.8M RAUM · 12 reps · 631-780-3286 · hlvventures.com
80
FOUR LION CAPITAL, LP — (NEW YORK, NY) is newly SEC-registered with $53.2M RAUM and 1 advisory reps. IAPD ↗fund
$53.2M RAUM · 1 reps · 1-646-598-1318
80
SG REAL ESTATE I — (SOUTHFIELD, MI) is newly SEC-registered with $203.5M RAUM and 5 advisory reps. IAPD ↗fund
$203.5M RAUM · 5 reps · 313-617-9723 · sg-companies.co
80
ARA GC PARTNERS, LLC — (HOUSTON, TX) is newly SEC-registered with $150.0M RAUM and 17 advisory reps. IAPD ↗fund
$150.0M RAUM · 17 reps · 713-337-9150
80
TAP ROOT CAPITAL MANAGEMENT LP — (SUMMIT, NJ) is newly SEC-registered with $114.3M RAUM and 5 advisory reps. IAPD ↗fund
$114.3M RAUM · 5 reps · (908) 292-0050 · taprootcap.com
80
IRONARC MANAGEMENT, LLC — (AUSTIN, TX) is newly SEC-registered with $209.6M RAUM and 4 advisory reps. IAPD ↗fund
$209.6M RAUM · 4 reps · (206) 450-7899 · ironarcventures.com
80
DISCIPLINE STRATEGIES MANAGEMENT, LP — (ATLANTA, GA) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗fund
$0 RAUM · 4 reps · 404-531-7103
80
CYWP FUND — (BOCA RATON, FL) is newly SEC-registered with $175.0M RAUM and 2 advisory reps. IAPD ↗fund
$175.0M RAUM · 2 reps · 301-807-6390
80
VIRIDIAN CAPITAL — (PURCHASE, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗fund
$0 RAUM · 4 reps · 914-589-5969
80
GRACEADA PARTNERS — (MODESTO, CA) is newly SEC-registered with $212.7M RAUM and 8 advisory reps. IAPD ↗fund
$212.7M RAUM · 8 reps · 209-526-2240 · graceadapartners.com
80
GORDIAN CAPITAL MANAGEMENT, LLC — (MILL VALLEY, CA) is newly SEC-registered with $15.5M RAUM and 4 advisory reps. IAPD ↗fund
$15.5M RAUM · 4 reps · 833-467-3426 · gordianwa.com
80
OPTIMIST VENTURES LLC — (NEW YORK, NY) is newly SEC-registered with $227.1M RAUM and 2 advisory reps. IAPD ↗fund
$227.1M RAUM · 2 reps · 516 510 4882 · optimist.vc
80
RE-OCCUR — (WESTLAKE, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗fund
$0 RAUM · 2 reps · 646-854-4370 · reoccurpartners.com
80
CHURCHILL NCPE ADVISOR LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 77 advisory reps. IAPD ↗fund
$0 RAUM · 77 reps · 212-478-9200 · churchillam.com
80
ALPHA ONE ASSET MANAGEMENT LLC — (PASADENA, CA) is newly SEC-registered with $114.7M RAUM and 2 advisory reps. IAPD ↗fund
$114.7M RAUM · 2 reps · 213-688-8000
80
ALGEBRAIC CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗fund
$0 RAUM · 1 reps · 347-593-3301
73
FPLF MANAGEMENT LLC — grew from 3 to 55 advisory reps. IAPD ↗institutional
$761.9M RAUM · 55 reps · 212-798-6100
70
CAPITAL CLIENT GROUP, INC. — grew from 655 to 699 advisory reps. IAPD ↗institutional
$0 RAUM · 699 reps · 213-486-9200
70
CAPITAL RESEARCH COMPANY — grew from 78 to 118 advisory reps. IAPD ↗institutional
$0 RAUM · 118 reps · 213-486-9200
70
LIGHTHOUSE INVESTMENT PARTNERS, LLC — grew from 171 to 206 advisory reps. IAPD ↗fund
$87.38B RAUM · 206 reps · 561-741-0820
70
SIXTH STREET ADVISERS, LLC — grew from 303 to 344 advisory reps. IAPD ↗fund
$79.98B RAUM · 344 reps · 469-621-3001
70
ARIXA MANAGEMENT, LLC — grew from 20 to 32 advisory reps. IAPD ↗institutional
$641.1M RAUM · 32 reps · (310) 905-3050 · arixacapital.com
70
NORDFLINT CAPITAL PARTNERS — (COPENHAGEN, Denmark) is newly SEC-registered with $2.21B RAUM and 6 advisory reps. IAPD ↗foreign
$2.21B RAUM · 6 reps · +45 3242 0990
70
QUAD INVESTMENT MANAGEMENT CORP. — (SEOUL, YEONGDEUNGPO-GU, Korea, South) is newly SEC-registered with $2.28B RAUM and 23 advisory reps. IAPD ↗foreign
$2.28B RAUM · 23 reps · +822 786 1830 · quadim.com
70
ACASTA PARTNERS US LLC — (LONDON, United Kingdom) is newly SEC-registered with $3.94B RAUM and 12 advisory reps. IAPD ↗foreign
$3.94B RAUM · 12 reps · +44 20 7901 8300 · acasta.com
70
M SQUARE INVESTIMENTOS LTDA. — (SAO PAULO, Brazil) is newly SEC-registered with $2.09B RAUM and 10 advisory reps. IAPD ↗foreign
$2.09B RAUM · 10 reps · +55 11 3074 6370 · msquare.com
70
TAGES CAPITAL LLP — (LONDON, United Kingdom) is newly SEC-registered with $3.83B RAUM and 14 advisory reps. IAPD ↗foreign
$3.83B RAUM · 14 reps · +44 203 3036 · investcorptages.com
70
CARRHAE CAPITAL (DIFC) LIMITED — (DUBAI, United Arab Emirates) is newly SEC-registered with $4.27B RAUM and 5 advisory reps. IAPD ↗foreign
$4.27B RAUM · 5 reps · 971-432-230-205 · carrhaecap.com
68
VIOLA CREDIT PARTNERS MANAGEMENT L.P. — (TEL AVIV, Israel) is newly SEC-registered with $856.3M RAUM and 15 advisory reps. IAPD ↗foreign
$856.3M RAUM · 15 reps · +97299520700 · viola-group.com
68
HUNTERS MOON CAPITAL LLP — (LONDON, United Kingdom) is newly SEC-registered with $808.3M RAUM and 6 advisory reps. IAPD ↗foreign
$808.3M RAUM · 6 reps · +44 203 957 7510 · huntersmooncapital.com
68
KARMA CAPITAL ADVISORS PVT LTD. — (MUMBAI, MAHARASHTRA, India) is newly SEC-registered with $742.0M RAUM and 7 advisory reps. IAPD ↗foreign
$742.0M RAUM · 7 reps · +91 22 62327200 · karmacapital.co.in
68
SATIS WEALTH MANAGEMENT — (LONDON, United Kingdom) is newly SEC-registered with $586.2M RAUM and 9 advisory reps. IAPD ↗foreign
$586.2M RAUM · 9 reps · 44 0 203 840 9970
68
VERECAN CAPITAL MANAGEMENT INC. — (HALIFAX, Canada) is newly SEC-registered with $686.9M RAUM and 18 advisory reps. IAPD ↗foreign
$686.9M RAUM · 18 reps · 902-477-4471 · verecan.com
67
LANE42 — grew from 2 to 14 advisory reps. IAPD ↗fund
$2.01B RAUM · 14 reps · (212) 970-5740 · lane42.com
65
MERK INVESTMENTS LLC — reported RAUM up 93% ($1.62B -> $3.12B). IAPD ↗institutional
$3.12B RAUM · 5 reps · 650-323-4341
65
DEFIANCE ETFS, LLC — reported RAUM up 118% ($1.44B -> $3.15B). IAPD ↗institutional
$3.15B RAUM · 2 reps · 8333339383
65
INVESTCORP INVESTMENT SOLUTIONS LLC — reported RAUM up 152% ($1.11B -> $2.79B). IAPD ↗institutional
$2.79B RAUM · 5 reps · 212-599-4700
65
ARETE WEALTH STRATEGISTS — (BRISBANE CITY, Australia) is newly SEC-registered with $113.5M RAUM and 2 advisory reps. IAPD ↗foreign
$113.5M RAUM · 2 reps · (888) 544-3250 · arete-wa.com
65
INVESTIRE LLC — (BUENOS AIRES, Argentina) is newly SEC-registered with $44.3M RAUM and 2 advisory reps. IAPD ↗foreign
$44.3M RAUM · 2 reps · +5491155179633 · investire.co
65
WISE MONEY ISRAEL — (BINYAMINA, Israel) is newly SEC-registered with $72.4M RAUM and 2 advisory reps. IAPD ↗foreign
$72.4M RAUM · 2 reps · +972-79-6984545
65
GREENSKEEPER ASSET MANAGEMENT INC. — (OAKVILLE, ONTARIO, Canada) is newly SEC-registered with $116.8M RAUM and 2 advisory reps. IAPD ↗foreign
$116.8M RAUM · 2 reps · 905-827-1179
65
ASESORDEINVERSIONES.COM LTD — (ROAD TOWN, TORTOLA, British Virgin Islands) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
$0 RAUM · 1 reps · 1-284-340-6935 · asesordeinversiones.com
65
HOVER4PI CAPITAL MANAGEMENT LIMITED — (HONG KONG, Hong Kong) is newly SEC-registered with $132.0M RAUM and 5 advisory reps. IAPD ↗foreign
$132.0M RAUM · 5 reps · 85226399033
65
SYGNUS CAPITAL LIMTED — (KINGSTON 5, Jamaica) is newly SEC-registered with $30.0M RAUM and 3 advisory reps. IAPD ↗foreign
$30.0M RAUM · 3 reps · (876) 634-5005 · sygnusgroup.com
65
KHAVEEN INVESTMENTS — (KUALA LUMPUR, WILAYAH PERSEKETUAN, Malaysia) is newly SEC-registered with $7.8M RAUM and 3 advisory reps. IAPD ↗foreign
$7.8M RAUM · 3 reps · 60321819701
65
ZENIT WEALTH ADVISORS, INC. — (PIANTINI, SANTO DOMINGO, Dominican Republic) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
$0 RAUM · 2 reps · 809-540-2000
65
TORMA CAPITAL LLP — (LONDON, LONDON, United Kingdom) is newly SEC-registered with $26.5M RAUM and 4 advisory reps. IAPD ↗foreign
$26.5M RAUM · 4 reps · 0044 20 7096 6299 · tormacapital.com
65
ACASTA PARTNERS UK LLP — (LONDON, United Kingdom) is newly SEC-registered with $36.9M RAUM and 12 advisory reps. IAPD ↗foreign
$36.9M RAUM · 12 reps · +44 20 7901 8300
65
LAKPA LLC — (VITACURA, SANTIAGO, Chile) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
$0 RAUM · 1 reps · 56 9 6209 7457
65
MOSAIC CAPITAL INC. — (GEORGE TOWN, GRAND CAYMAN, Cayman Islands) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗foreign
$0 RAUM · 4 reps · 61 468 465 309 · msc.xyz
65
JEFFERIES CREDIT PARTNERS EUROPE LIMITED — (LONDON, United Kingdom) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗foreign
$0 RAUM · 8 reps · +44 20 7029 8223
65
RISCURA SOLUTIONS (UK) LIMITED — (LONDON, United Kingdom) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗foreign
$0 RAUM · 3 reps · +44 20 3219 5880 · riscura.com
65
PRIMARY — (NEW SOUTH WALES, Australia) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗foreign
$0 RAUM · 3 reps · +61423411856 · primary.tech
65
GEG ADVISORS — (BOGOTA, Colombia) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
$0 RAUM · 1 reps · 305-933-8850
65
CHANAKYA CAPITAL PARTNERS IFSC LLP — (GANDHINAGAR, GUJARAT, India) is newly SEC-registered with $27.1M RAUM and 3 advisory reps. IAPD ↗foreign
$27.1M RAUM · 3 reps · 91-9428205544
65
RUBEN CANO CONSULTING — (CALI, Colombia) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
$0 RAUM · 1 reps · 305-846-0878
65
GINSLER WEALTH MANAGEMENT INC. — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $215.5M RAUM and 3 advisory reps. IAPD ↗foreign
$215.5M RAUM · 3 reps · 416-635-7159 · ginslerwealth.com
65
VERECAN ASSET MANAGEMENT INC. — (HALIFAX, NOVA SCOTIA, Canada) is newly SEC-registered with $0 RAUM and 18 advisory reps. IAPD ↗foreign
$0 RAUM · 18 reps · 902-477-4471
65
RICHLINE CAPITAL MANAGEMENT INC. — (MARKHAM, ONTARIO, Canada) is newly SEC-registered with $19.1M RAUM and 3 advisory reps. IAPD ↗foreign
$19.1M RAUM · 3 reps · 647-808-0118 · richlinecapital.com
65
EBCO TRUSTEE SERVICES LTD LIAB. CO. — (CHIASSO, TICINO, Switzerland) is newly SEC-registered with $42.2M RAUM and 3 advisory reps. IAPD ↗foreign
$42.2M RAUM · 3 reps · +41916955090 · ebco.ch
65
SEVEN HILLS CAPITAL CORP. — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗foreign
$0 RAUM · 3 reps · 416-357-0640 · sevenhillscapital.ca
65
HONESTLY FINANCIAL LLC — (VANCOUVER, BRITISH COLUMBIA, Canada) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
$0 RAUM · 1 reps · 1-778-239-8996
63
TEUCRIUM INVESTMENT ADVISORS, LLC — reported RAUM up 302% ($123.2M -> $494.9M). IAPD ↗institutional
$494.9M RAUM · 5 reps · 802-540-0019 · teucrium.com
63
KIRKOSWALD ASSET MANAGEMENT LLC — grew from 10 to 18 advisory reps. IAPD ↗fund
$16.09B RAUM · 18 reps · 1-332-207-4650
62
INVESTCORP INVESTMENT SOLUTIONS LLC — grew from 3 to 5 advisory reps. IAPD ↗institutional
$2.79B RAUM · 5 reps · 212-599-4700
61
QIC — grew from 16 to 22 advisory reps. IAPD ↗fund
$7.52B RAUM · 22 reps · 212-224-8900 · qic.com
60
SEYMOUR ASSET MANAGEMENT LLC — crossed $500M in regulatory AUM ($382.2M -> $761.7M). IAPD ↗institutional
$761.7M RAUM · 1 reps · 2123414030 · seymouram.com
60
THEMES MANAGEMENT COMPANY LLC — crossed $500M in regulatory AUM ($58.4M -> $844.5M). IAPD ↗institutional
$844.5M RAUM · 3 reps · 6462061788 · themesetfs.com
60
SMA CAPITAL LLC — crossed $500M in regulatory AUM ($314.4M -> $518.0M). IAPD ↗institutional
$518.0M RAUM · 7 reps · (860) 839-0074 · smacap.com
60
LONGHORN CAPITAL PARTNERS, L.P. — reported RAUM up 238% ($16.0M -> $54.1M). IAPD ↗institutional
$54.1M RAUM · 2 reps · 646-207-1743
60
NOVAQUEST CAPITAL MANAGEMENT, L.L.C. — grew from 17 to 22 advisory reps. IAPD ↗fund
$1.59B RAUM · 22 reps · 919-459-8620 · novaquest.com
60
WEALTHFRONT STRATEGIES LLC — grew from 14 to 19 advisory reps. IAPD ↗institutional
$0 RAUM · 19 reps · 844-995-8437
60
DERBY LANE — grew from 2 to 4 advisory reps. IAPD ↗institutional
$340.0M RAUM · 4 reps · 917-232-0856 · derbyln.com
58
EPOCH CAPITAL, US — reported RAUM up 226% ($112.3M -> $366.1M). IAPD ↗fund
$366.1M RAUM · 5 reps · 347-754-4874
58
ILS ADVISORY SERVICES, LLC — reported RAUM up 40% ($1.19B -> $1.67B). IAPD ↗institutional
$1.67B RAUM · 6 reps · 804-399-0344
58
PLANTE MORAN REAL ESTATE INVESTMENT ADVISORS — grew from 8 to 11 advisory reps. IAPD ↗institutional
$242.8M RAUM · 11 reps · (248) 603-5001 · pmreia.com
57
SALUDA GRADE ASSET MANAGEMENT LLC — reported RAUM up 62% ($3.63B -> $5.87B). IAPD ↗fund
$5.87B RAUM · 21 reps · 1 646 974 8560 · saludagrade.com
57
ALTIUM INVESTMENT STRATEGIES LLC — reported RAUM up 63% ($113.0M -> $184.8M). IAPD ↗institutional
$184.8M RAUM · 1 reps · 813-215-7783
57
SWISS RE INSURANCE-LINKED INVESTMENT ADVISORS CORPORATION — grew from 4 to 6 advisory reps. IAPD ↗fund
$3.62B RAUM · 6 reps · 19148286521 · swissre.com
56
RECOGNIZE PARTNERS LP — reported RAUM up 57% ($2.09B -> $3.29B). IAPD ↗fund
$3.29B RAUM · 15 reps · 917-200-0213 · recognize.com
56
CORINTHIA GLOBAL MANAGEMENT — grew from 13 to 16 advisory reps. IAPD ↗fund
$261.4M RAUM · 16 reps · +1 (980) 418-2215 · corinthiagm.com
56
APHIAS CAPITAL, L.P. — grew from 8 to 11 advisory reps. IAPD ↗fund
$350.0M RAUM · 11 reps · 415-320-1644 · aphias.com
55
MAC ALPHA CAPITAL MANAGEMENT, LP — crossed $500M in regulatory AUM ($195.6M -> $764.3M). IAPD ↗fund
$764.3M RAUM · 4 reps · 813-556-9704
55
SADDLE POINT MANAGEMENT, L.P. — crossed $500M in regulatory AUM ($6.6M -> $857.6M). IAPD ↗fund
$857.6M RAUM · 3 reps · 212-951-1223
55
UNLIMITED — reported RAUM up 308% ($32.4M -> $132.3M). IAPD ↗fund
$132.3M RAUM · 2 reps · 617-233-7280 · unlimitedfunds.com
55
ACCORDANT INVESTMENTS LLC — reported RAUM up 214% ($52.2M -> $164.0M). IAPD ↗fund
$164.0M RAUM · 4 reps · 602-609-2193 · accordantinvestments.com
55
THIRD GEAR CAPITAL MANAGEMENT LP — reported RAUM up 771% ($13.3M -> $115.7M). IAPD ↗fund
$115.7M RAUM · 2 reps · 346-440-0719 · thirdgearinvestments.com
55
MCT ENTERTAINMENT ADVISORS LLC — reported RAUM up 186% ($53.9M -> $153.9M). IAPD ↗fund
$153.9M RAUM · 6 reps · 310-650-1526
55
LEON CAPITAL MANAGEMENT, LLC — reported RAUM up 205% ($60.5M -> $184.6M). IAPD ↗fund
$184.6M RAUM · 14 reps · 214-865-8082 · leoncapitalmanagement.com
55
ANTIPODES PARTNERS LIMITED — grew from 31 to 60 advisory reps. IAPD ↗foreign
$13.53B RAUM · 60 reps · +612 8970 7718 · antipodespartners.com
55
PILLSBURY LAKE CAPITAL, LLC — grew from 1 to 3 advisory reps. IAPD ↗fund
$406.9M RAUM · 3 reps · 510-387-2820 · pillsburycap.com
55
TAPROOT MANAGEMENT LP — grew from 9 to 11 advisory reps. IAPD ↗fund
$710.3M RAUM · 11 reps · (646) 846-4427 · taprootmanagement.com
55
COASTLANDS CAPITAL LP — grew from 1 to 3 advisory reps. IAPD ↗fund
$408.7M RAUM · 3 reps · 415-249-1282 · coastlands.capital
54
OPTO INVESTMENT MANAGEMENT, LLC — reported RAUM up 59% ($233.6M -> $371.0M). IAPD ↗fund
$371.0M RAUM · 6 reps · 212-658-0382
54
NORTH GROUND CAPITAL — reported RAUM up 72% ($108.8M -> $186.8M). IAPD ↗fund
$186.8M RAUM · 2 reps · 617.423.5984 · northgroundcapital.com
54
CARO INVESTORS — grew from 1 to 5 advisory reps. IAPD ↗fund
$219.7M RAUM · 5 reps · 571.679.3476 · caroinvestors.com
53
BRIDGE CAPITAL ADVISORS — reported RAUM up 25% ($548.0M -> $687.3M). IAPD ↗institutional
$687.3M RAUM · 2 reps · 2813560193 · bridgecapitalglobal.com
53
AVALA GLOBAL LP — reported RAUM up 40% ($1.90B -> $2.67B). IAPD ↗fund
$2.67B RAUM · 10 reps · 917-697-9271
53
1832 ASSET MANAGEMENT U.S. INC. — grew from 23 to 77 advisory reps. IAPD ↗foreign
$922.3M RAUM · 77 reps · 416-840-7986
53
UPLIFT — grew from 5 to 8 advisory reps. IAPD ↗fund
$211.0M RAUM · 8 reps · 908-256-4073
52
WINCORAM ASSET MANAGEMENT LLC — reported RAUM up 37% ($5.92B -> $8.09B). IAPD ↗fund
$8.09B RAUM · 13 reps · 832-791-2320 · wincoram.com
52
HUMPHREYS CAPITAL, LLC — grew from 9 to 11 advisory reps. IAPD ↗fund
$214.5M RAUM · 11 reps · 405-228-1000
52
PROJECT LEVEL MANAGEMENT COMPANY, LLC — grew from 5 to 7 advisory reps. IAPD ↗fund
$0 RAUM · 7 reps · 312-726-0140 · projectlevel.com
51
RIMROCK CAPITAL MANAGEMENT LLC — reported RAUM up 35% ($2.99B -> $4.02B). IAPD ↗fund
$4.02B RAUM · 9 reps · 949-381-7800 · rimrockcapital.com
51
NEW FORESTS INC. — reported RAUM up 44% ($684.1M -> $981.9M). IAPD ↗fund
$981.9M RAUM · 13 reps · 415-321-3300
51
QIC INVESTMENTS NO. 1 PTY LTD — grew from 26 to 37 advisory reps. IAPD ↗foreign
$5.48B RAUM · 37 reps · 011-617-3360-3922
50
INVESTCORP INVESTMENT ADVISERS LLC — reported RAUM up 30% ($4.27B -> $5.53B). IAPD ↗fund
$5.53B RAUM · 37 reps · 212-599-4700
50
ARCAPITA INVESTMENT MANAGEMENT US INC. — reported RAUM up 38% ($356.7M -> $490.8M). IAPD ↗fund
$490.8M RAUM · 10 reps · (404) 920-9000
50
HINES CAPITAL ADVISORS LLC — reported RAUM up 26% ($3.52B -> $4.43B). IAPD ↗fund
$4.43B RAUM · 415 reps · 713-621-8000
50
FS SPECIALTY LENDING ADVISOR, LLC — FS/EIG ADVISOR, LLC is now doing business as . IAPD ↗institutional
$2.27B RAUM · 26 reps · 215-220-6651 · fsinvestments.com
49
INTELLIGENT ALPHA LLC — reported RAUM up 46% ($17.2M -> $25.0M). IAPD ↗fund
$25.0M RAUM · 1 reps · 215-469-1717 · intelligentalpha.co
49
ISAM FUNDS (UK) LIMITED — grew from 35 to 44 advisory reps. IAPD ↗foreign
$2.33B RAUM · 44 reps · 44 207 258 9940 · isam.com
48
SUNFLOWER WEALTH ADVISORS LLC — LOGIA PORTFOLIO MANAGEMENT is now doing business as . IAPD ↗institutional
$764.4M RAUM · 3 reps · 844-882-0193
46
MARQUEE CAPITAL ADVISORS — reported RAUM up 31% ($95.5M -> $125.0M). IAPD ↗fund
$125.0M RAUM · 5 reps · (773) 404-2827 · marqueecapitaladvisors.com
46
CARDINAL POINT WEALTH MANAGEMENT — grew from 18 to 24 advisory reps. IAPD ↗foreign
$3.98B RAUM · 24 reps · 866-213-2036 · sportsmgt.cardinalpointwealth.com
45
CARDINAL POINT WEALTH MANAGEMENT — reported RAUM up 77% ($2.25B -> $3.98B). IAPD ↗foreign
$3.98B RAUM · 24 reps · 866-213-2036 · sportsmgt.cardinalpointwealth.com
45
PEARL LANE ADVISORS, LLC — reported RAUM up 29% ($65.0M -> $84.0M). IAPD ↗fund
$84.0M RAUM · 8 reps · 212-240-9721
45
RAM ACTIVE INVESTMENTS S.A. — reported RAUM up 1207% ($1.68B -> $22.00B). IAPD ↗foreign
$22.00B RAUM · 10 reps · +41 58 726 8700 · ram-ai.com
45
ANTIPODES PARTNERS LIMITED — reported RAUM up 115% ($6.30B -> $13.53B). IAPD ↗foreign
$13.53B RAUM · 60 reps · +612 8970 7718 · antipodespartners.com
45
AIKYA INVESTMENT MANAGEMENT LIMITED — reported RAUM up 269% ($1.58B -> $5.85B). IAPD ↗foreign
$5.85B RAUM · 8 reps · +44 20 3965 4392 · aikya.co.uk
45
CERITY PARTNERS RETIREMENT PLAN CONSULTANTS — added office(s): 19 -> 21 additional locations. IAPD ↗institutional
$18.95B RAUM · 68 reps · 212-850-4260
45
FLEXPATH STRATEGIES — added office(s): 0 -> 3 additional locations. IAPD ↗institutional
$79.85B RAUM · 12 reps · 949-418-6030 · flexpathstrategies.com
45
SAMMONS FINANCIAL GROUP ASSET MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗institutional
$109.76B RAUM · 6 reps · 515-221-4879
45
AMOVA ASSET MANAGEMENT AMERICAS, INC. — NIKKO ASSET MANAGEMENT AMERICAS, INC. is now doing business as . IAPD ↗fund
$9.04B RAUM · 9 reps · 212-610-6100 · us.amova-am.com
45
SAGARD PRIVATE EQUITY SOLUTIONS — PERFORMANCE EQUITY MANAGEMENT, LLC is now doing business as . IAPD ↗fund
$9.43B RAUM · 12 reps · (203) 742-2400 · peqm.com
45
BLACK DIAMOND CAPITAL MANAGEMENT — L.L.C. is now doing business as BLACK DIAMOND CAPITAL MANAGEMENT. IAPD ↗fund
$10.55B RAUM · 47 reps · 340-777-2950
45
M-ONE CAPITAL — MCCARTHY CAPITAL is now doing business as . IAPD ↗fund
$4.13B RAUM · 28 reps · 402-932-8600 · m-onecapital.com
45
ICG INVESTMENTS INC — INTERMEDIATE CAPITAL GROUP, INC is now doing business as . IAPD ↗fund
$37.74B RAUM · 51 reps · 212-710-9650 · icgam.com
45
MAN INVESTMENT PARTNERS (US) LP — BARDIN HILL INVESTMENT PARTNERS LP is now doing business as . IAPD ↗fund
$3.82B RAUM · 22 reps · 212-303-9400 · man.com
45
PABRAI WAGONS ADVISORS — DHANDHO FUNDS LLC is now doing business as . IAPD ↗institutional
$46.5M RAUM · 3 reps · 512.999.7110
45
REVELAR CAPITAL LLC — WELLSPRING CAPITAL MANAGEMENT GROUP LLC is now doing business as . IAPD ↗fund
$3.86B RAUM · 15 reps · 212-318-9800 · revelarcapital.com
45
PPC — PRITZKER PRIVATE CAPITAL is now doing business as . IAPD ↗fund
$7.22B RAUM · 49 reps · 312-447-6050 · ppcpartners.com
45
CYBER HORNET ETFS LLC — ONEFUND, LLC is now doing business as . IAPD ↗institutional
$134.5M RAUM · 1 reps · 7275020808
45
50T FUNDS — 10T HOLDINGS, LLC is now doing business as . IAPD ↗fund
$1.36B RAUM · 12 reps · 203-441-7300
45
KENNEDY LEWIS LOAN MANAGEMENT LLC — GENERATE ADVISORS, LLC is now doing business as . IAPD ↗fund
$7.65B RAUM · 44 reps · 212-782-3480
45
FIRST TRYON ADVISORS — FTA ASSET MANAGEMENT, LLC is now doing business as . IAPD ↗institutional
$123.2M RAUM · 7 reps · 704-926-2453
45
KING RIDGE CAPITAL ADVISORS, LLC — KING RIDGE CAPITAL LLC is now doing business as . IAPD ↗institutional
$7.0M RAUM · 2 reps · 617-797-2024 · kingridgecapital.com
45
QUOTIENT WEALTH ASSET MANAGEMENT, LLC — QUOTIENT WEALTH ASSET MANAGEMENT is now doing business as . IAPD ↗institutional
$0 RAUM · 4 reps · 469-912-2522
45
EMERY PARTNERS LLC — EMERY PARTNERS, LLC is now doing business as . IAPD ↗institutional
$79.7M RAUM · 2 reps · 617-762-0090 · emerypartnersllc.com
43
INFUSIVE ASSET MANAGEMENT INC. — added office(s): 0 -> 1 additional locations. IAPD ↗institutional
$317.5M RAUM · 2 reps · +44 20 3958 6343
43
FCA PARTNERS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗institutional
$741.2M RAUM · 6 reps · 704-972-2684 · fcapartners.com
43
FPLF MANAGEMENT LLC — added office(s): 2 -> 16 additional locations. IAPD ↗institutional
$761.9M RAUM · 55 reps · 212-798-6100
43
CLAREN ROAD PRIVATE CREDIT SOLUTIONS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗institutional
$283.1M RAUM · 4 reps · 212-888-1433
43
ARCHER CAPITAL GROUP MANAGEMENT, LLC — ARCHER VENTURE CAPITAL MANAGEMENT LLC is now doing business as . IAPD ↗fund
$285.6M RAUM · 6 reps · 310-916-9599 · archercapg.com
43
AWANI CAPITAL MANAGEMENT LP — AWANI CAPITAL MANAGEMENT, LLC is now doing business as . IAPD ↗fund
$259.0M RAUM · 4 reps · (301) 798-5797
40
GOODREID INVESTMENT COUNSEL CORP. — crossed $500M in regulatory AUM ($458.4M -> $544.1M). IAPD ↗foreign
$544.1M RAUM · 7 reps · (416) 364-0890 · goodreid.com
40
ETNA CAPITAL — reported RAUM up 95% ($104.3M -> $203.1M). IAPD ↗foreign
$203.1M RAUM · 5 reps · 85237579745 · etnalabs.co
40
CAPSIGMA INVESTMENT PARTNERS LTDA — reported RAUM up 151% ($19.3M -> $48.4M). IAPD ↗foreign
$48.4M RAUM · 5 reps · 55 (11) 5200-2246 · capsigma.com.br
40
SIGULER GUFF ADVISERS LLC — added office(s): 12 -> 13 additional locations. IAPD ↗fund
$16.87B RAUM · 66 reps · 212-332-5100 · sigulerguff.com
40
NUMERIC INVESTORS LLC — added office(s): 3 -> 4 additional locations. IAPD ↗fund
$50.58B RAUM · 46 reps · 617 897 7800 · man.com
40
LIGHTHOUSE INVESTMENT PARTNERS, LLC — added office(s): 21 -> 22 additional locations. IAPD ↗fund
$87.38B RAUM · 206 reps · 561-741-0820
40
BALYASNY ASSET MANAGEMENT L.P. — added office(s): 28 -> 29 additional locations. IAPD ↗fund
$265.15B RAUM · 869 reps · 312-499-2999
40
OWL CREEK ASSET MANAGEMENT, L.P. — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$2.29B RAUM · 13 reps · 212-688-2550
40
CAPSTONE INVESTMENT ADVISORS, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗fund
$91.71B RAUM · 111 reps · 212-232-1420 · globalvolatilitysummit.com
40
TOWERBROOK CAPITAL PARTNERS — added office(s): 3 -> 5 additional locations. IAPD ↗fund
$22.45B RAUM · 92 reps · 212-699-2200
40
C-III INVESTMENT MANAGEMENT LLC — added office(s): 4 -> 5 additional locations. IAPD ↗fund
$3.05B RAUM · 30 reps · 212-705-5000 · c3cp.com
40
HAYFIN CAPITAL MANAGEMENT LLC — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$1.63B RAUM · 16 reps · 212 680 0011 · hayfin.com
40
LS POWER EQUITY ADVISORS, LLC — added office(s): 2 -> 4 additional locations. IAPD ↗fund
$12.42B RAUM · 139 reps · 212-615-3456
40
EDGE PRINCIPAL ADVISORS, LLC — added office(s): 1 -> 3 additional locations. IAPD ↗fund
$1.35B RAUM · 12 reps · 212-547-4380
40
TOWNSEND HOLDINGS LLC — added office(s): 3 -> 4 additional locations. IAPD ↗fund
$19.30B RAUM · 70 reps · 216-781-9090 · townsendgroup.com
40
BROAD BAY CAPITAL MANAGEMENT LP — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$1.47B RAUM · 7 reps · 212.503.5800 · broadbaycapital.com
40
REVELAR CAPITAL LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$3.86B RAUM · 15 reps · 212-318-9800 · revelarcapital.com
40
KIRKOSWALD ASSET MANAGEMENT LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$16.09B RAUM · 18 reps · 1-332-207-4650
40
SOVEREIGN'S CAPITAL MANAGEMENT, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗fund
$1.05B RAUM · 26 reps · 404-260-2798 · sovereignscapital.com
40
SALUDA GRADE ASSET MANAGEMENT LLC — added office(s): 1 -> 3 additional locations. IAPD ↗fund
$5.87B RAUM · 21 reps · 1 646 974 8560 · saludagrade.com
40
PEAKLINE PARTNERS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$2.63B RAUM · 10 reps · 214-661-8167 · peakline.com
40
ISLAND INVESTMENT MANAGEMENT LLC — added office(s): 4 -> 5 additional locations. IAPD ↗fund
$1.49B RAUM · 30 reps · 212-705-5000 · islandcapital.com
40
COPENHAGEN INFRASTRUCTURE PARTNERS INC. — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$33.61B RAUM · 40 reps · +1 646-300-0541
40
TRIARTISAN CAPITAL ADVISORS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$1.26B RAUM · 5 reps · (212) 609-0620 · triartisan.com
40
PACIFIC WAY CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$1.70B RAUM · 3 reps · 646-893-4859
40
ALPHABIT INVESTMENTS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$6.6M RAUM · 2 reps · 641-251-6001 · alphabitinvestments.com
40
LANE42 — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$2.01B RAUM · 14 reps · (212) 970-5740 · lane42.com
40
CATALYST CAPITAL ADVISERS LLC — PARK CITIES ADVISORS LLC is now doing business as . IAPD ↗fund
$176.5M RAUM · 2 reps · 469-249-1000
40
REPUBLIC SQUARE — CROWDOUT CAPITAL is now doing business as . IAPD ↗fund
$130.3M RAUM · 7 reps · 512-900-2646 · crowdout.com
40
50T FUNDS — 1 ROUNDTABLE PARTNERS LLC is now doing business as . IAPD ↗fund
$103.2M RAUM · 12 reps · (917)648-5689 · 50tfunds.com
40
TENSOR EDGE CAPITAL, LLC — MATRIX CAPITAL PARTNERS, LLC is now doing business as . IAPD ↗fund
$109.5M RAUM · 3 reps · 617-468-6054
38
UG INVESTMENT ADVISERS LTD. — reported RAUM up 45% ($3.23B -> $4.68B). IAPD ↗foreign
$4.68B RAUM · 12 reps · 886-9-2042-9057 · ugfunds.com
38
COOLABAH CAPITAL INSTITUTIONAL INVESTMENTS PTY LIMITED — reported RAUM up 44% ($6.80B -> $9.80B). IAPD ↗foreign
$9.80B RAUM · 27 reps · 4402080668340 · coolabahcapital.com
38
WELLSPRING CAPITAL MANAGEMENT LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$401.7M RAUM · 15 reps · 212-318-9800 · revelarcapital.com
38
CREO CAPITAL PARTNERS MANAGEMENT LLC — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$348.0M RAUM · 5 reps · 305-998-0078 · creocapitalpartners.com
38
CORINTHIA GLOBAL MANAGEMENT — added office(s): 0 -> 2 additional locations. IAPD ↗fund
$261.4M RAUM · 16 reps · +1 (980) 418-2215 · corinthiagm.com
37
INVESCO MANAGEMENT S.A. — reported RAUM up 37% ($30.97B -> $42.57B). IAPD ↗foreign
$42.57B RAUM · 33 reps · +32 2 641 0170
35
MA ASSET MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$215.1M RAUM · 3 reps · (914) 274-8483
35
SEAPORT GLOBAL ASSET MANAGEMENT LLC — added office(s): 0 -> 2 additional locations. IAPD ↗fund
$118.6M RAUM · 1 reps · 212-616-7700 · seaportglobal.com
35
M28 CAPITAL MANAGEMENT LP — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$120.8M RAUM · 1 reps · (203) 516-3730 · m28capital.com
35
MAPLE PARK CAPITAL — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$138.8M RAUM · 4 reps · 214-302-5550
30
CIBC GLOBAL ASSET MANAGEMENT — CIBC ASSET MANAGEMENT INC. is now doing business as . IAPD ↗foreign
$141.77B RAUM · 362 reps · 877-363-5620
30
AMOVA ASSET MANAGEMENT CO.,LTD. — NIKKO ASSET MANAGEMENT CO LTD is now doing business as . IAPD ↗foreign
$213.77B RAUM · 140 reps · 81-3-6447-6000
30
AMOVA ASSET MANAGEMENT UK LIMITED — NIKKO ASSET MANAGEMENT EUROPE LTD is now doing business as . IAPD ↗foreign
$18.21B RAUM · 17 reps · INTL + 44 207796 9866
30
CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED — MARTIN CURRIE INVESTMENT MANAGEMENT LIMITED is now doing business as . IAPD ↗foreign
$9.61B RAUM · 35 reps · 44 131 229 5252
30
KIRKOSWALD CAPITAL MANAGEMENT LIMITED — EMSO ASSET MANAGEMENT LIMITED is now doing business as . IAPD ↗foreign
$4.42B RAUM · 7 reps · +44-207-150-3700 · kirkoswald.com
30
INVESCO MANAGEMENT S.A. — INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH is now doing business as . IAPD ↗foreign
$42.57B RAUM · 33 reps · +32 2 641 0170
30
MAGELLAN INVESTMENT PARTNERS — MFG ASSET MANAGEMENT is now doing business as . IAPD ↗foreign
$21.75B RAUM · 33 reps · +61-2-9235-4888 · magellaninvestmentpartners.com
30
AMOVA ASSET MANAGEMENT ASIA LIMITED — NIKKO ASSET MANAGEMENT ASIA LIMITED is now doing business as . IAPD ↗foreign
$10.81B RAUM · 76 reps · 65-6500-5700 · sg.amova-am.com
30
KEYRIDGE ASSET MANAGEMENT LIMITED — IRISH LIFE INVESTMENT MANAGERS LIMITED is now doing business as . IAPD ↗foreign
$135.73B RAUM · 28 reps · 00 353 1 704 2000 · ilim.com
30
TAULA CAPITAL MANAGEMENT (JERSEY) LP — TAULA CAPITAL MANAGEMENT (JERSEY) LIMITED is now doing business as . IAPD ↗foreign
$160.37B RAUM · 3 reps · 44-20-4570-2067 · taulacapital.com
25
CARDINAL POINT WEALTH MANAGEMENT — added office(s): 2 -> 3 additional locations. IAPD ↗foreign
$3.98B RAUM · 24 reps · 866-213-2036 · sportsmgt.cardinalpointwealth.com
25
GLADSTONE MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗foreign
$1.87B RAUM · 8 reps · +44 207 408 4771 · gladstone-management.com
25
PRIME QUADRANT — added office(s): 2 -> 5 additional locations. IAPD ↗foreign
$1.05B RAUM · 4 reps · 212-365-7400
25
STRATEGIC SWISS ADVISORS AG — STRATEGIC SWISS ADVISORS SARL is now doing business as . IAPD ↗foreign
$46.5M RAUM · 1 reps · +41 58 680 64 10 · strategic-swiss-advisors.com
25
LEGACY PRIVATE CLIENT SERVICES — ROSEN GROUP PRIVATE WEALTH MANAGEMENT, LLC is now doing business as . IAPD ↗foreign
$0 RAUM · 1 reps · 514-782-5966
25
TH GARP ETFS — TH GARP is now doing business as . IAPD ↗foreign
$0 RAUM · 1 reps · +447778863790
25
MANRKE WEALTH — INUKSHUK CAPITAL MANAGEMENT is now doing business as . IAPD ↗foreign
$73.9M RAUM · 2 reps · 647-948-3048 · inukshukcapital.com
23
1832 ASSET MANAGEMENT U.S. INC. — added office(s): 13 -> 30 additional locations. IAPD ↗foreign
$922.3M RAUM · 77 reps · 416-840-7986
23
AUGUST GROUP — added office(s): 2 -> 3 additional locations. IAPD ↗foreign
$649.7M RAUM · 3 reps · 438-792-5161
20
SARTORIAL WEALTH INC. — added office(s): 0 -> 1 additional locations. IAPD ↗foreign
$82.5M RAUM · 2 reps · 647-998-9705

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.