← Tributary

CRM — July 2026

CRM vendors and the consultants who implement them (Salesforce FSC, Wealthbox, Redtail, Practifi).

441 firms opened this window in the July 2026 SEC roster: 137 new registration, 106 new office, 70 aum up, 60 headcount up, 31 pending approved, 27 rename, 8 aum crossed 500m, 2 planning started.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

98
TINGEY FINANCIAL GROUP INC. — (location n/a) is newly SEC-registered with $257.0M RAUM and 3 advisory reps. IAPD ↗
$257.0M RAUM · 3 reps · 801-624-6850
98
ARG PRIVATE WEALTH, LLC — (CINCINNATI, OH) is newly SEC-registered with $280.0M RAUM and 2 advisory reps. IAPD ↗
$280.0M RAUM · 2 reps · 513-488-1600 · argprivatewealth.com
95
BRIDGEVIEW CAPITAL ADVISORS, INC. — (EL DORADO HILLS, CA) is newly SEC-registered with $114.1M RAUM and 2 advisory reps. IAPD ↗
$114.1M RAUM · 2 reps · 916-235-6857
95
SAFE HARBOR RETIREMENT PLANNERS — (location n/a) is newly SEC-registered with $108.7M RAUM and 3 advisory reps. IAPD ↗
$108.7M RAUM · 3 reps · 410-538-6800 · asset-management-services.com
95
HAYKIN, MICHAEL — (location n/a) is newly SEC-registered with $124.5M RAUM and 2 advisory reps. IAPD ↗
$124.5M RAUM · 2 reps · 303-699-9420
95
THE GARDNER GROUP — (DALLAS, TX) is newly SEC-registered with $125.3M RAUM and 1 advisory reps. IAPD ↗
$125.3M RAUM · 1 reps · 214-706-4369 · gardnergrp.com
95
LYNCH INVESTMENT PLANNING, LLC — (NEWTOWN SQUARE, PA) is newly SEC-registered with $143.3M RAUM and 3 advisory reps. IAPD ↗
$143.3M RAUM · 3 reps · (484) 472-8956
95
WEST FINANCIAL STRATEGIES, INC. — (SANFORD, NC) is newly SEC-registered with $121.0M RAUM and 2 advisory reps. IAPD ↗
$121.0M RAUM · 2 reps · 919-774-8664 · westfinancialstrategies.com
95
SOUTHEAST FINANCIAL ADVISORS — (GREENVILLE, SC) is newly SEC-registered with $133.0M RAUM and 2 advisory reps. IAPD ↗
$133.0M RAUM · 2 reps · 864-284-6511 · southeastfinancialadvisors.com
95
INTEGRATED INVESTMENT STRATEGIES,INC. — (CARMEL, IN) is newly SEC-registered with $104.5M RAUM and 3 advisory reps. IAPD ↗
$104.5M RAUM · 3 reps · 317-843-5577 · integratedinvestments.com
95
PRIVATE LANE CAPITAL, LLC — (location n/a) is newly SEC-registered with $144.1M RAUM and 1 advisory reps. IAPD ↗
$144.1M RAUM · 1 reps · 703-679-7394 · privatelanecapital.com
95
FIVE MILE RIVER INVESTMENT MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $108.7M RAUM and 3 advisory reps. IAPD ↗
$108.7M RAUM · 3 reps · 203-388-4848 · fivemileriver.com
95
CONDON WEALTH MANAGEMENT, INC. — (PLYMOUTH, MA) is newly SEC-registered with $122.1M RAUM and 2 advisory reps. IAPD ↗
$122.1M RAUM · 2 reps · 508-746-7763
95
HARBOR LIGHT PLANNING — (location n/a) is newly SEC-registered with $111.1M RAUM and 1 advisory reps. IAPD ↗
$111.1M RAUM · 1 reps · 248-344-9616
95
S&F INVESTMENT ADVISORS — (ENCINO, CA) is newly SEC-registered with $106.4M RAUM and 1 advisory reps. IAPD ↗
$106.4M RAUM · 1 reps · 310-481-9320
95
VAN WINKLE WEALTH MANAGEMENT GROUP LLC — (NEWARK, OH) is newly SEC-registered with $120.8M RAUM and 1 advisory reps. IAPD ↗
$120.8M RAUM · 1 reps · 740-366-1110 · vanwinklewealth.com
95
LEGACY FINANCIAL SERVICES GROUP, INC. — (TRAVERSE CITY, MI) is newly SEC-registered with $122.8M RAUM and 2 advisory reps. IAPD ↗
$122.8M RAUM · 2 reps · 231-933-0631
95
SIP FINANCIAL SERVICES — (GLENVILLE, NY) is newly SEC-registered with $28.2M RAUM and 1 advisory reps. IAPD ↗
$28.2M RAUM · 1 reps · 518-384-2800 · sipfinancialservices.com
95
JORDAN FINANCIAL LIFE PLANNING — (KENOSHA, WI) is newly SEC-registered with $107.1M RAUM and 3 advisory reps. IAPD ↗
$107.1M RAUM · 3 reps · 262-656-1141 · jordanfinancial.biz
95
FUERST FINANCIAL GROUP, INC. — (CHATTANOOGA, TN) is newly SEC-registered with $100.9M RAUM and 2 advisory reps. IAPD ↗
$100.9M RAUM · 2 reps · 423-899-8555 · fuerstfinancialgroup.com
95
DALY INVESTMENT MANAGEMENT, LLC — (MOUNT PROSPECT, IL) is newly SEC-registered with $123.5M RAUM and 1 advisory reps. IAPD ↗
$123.5M RAUM · 1 reps · 224-347-2623 · dalyinvestment.com
95
INTEGRA WEALTH — (CHATTANOOGA, TN) is newly SEC-registered with $116.5M RAUM and 1 advisory reps. IAPD ↗
$116.5M RAUM · 1 reps · 423-664-0344 · integrawealth.com
95
DW INVESTMENT SOLUTIONS, INC. — (location n/a) is newly SEC-registered with $111.4M RAUM and 2 advisory reps. IAPD ↗
$111.4M RAUM · 2 reps · 509-924-6526
95
MONTELLO WEALTH MANAGEMENT, INC. — (PALM BEACH GARDENS, FL) is newly SEC-registered with $108.4M RAUM and 1 advisory reps. IAPD ↗
$108.4M RAUM · 1 reps · (561) 222-3305
95
PACIFIC FINANCIAL ADVISORS — (BELLEVUE, WA) is newly SEC-registered with $110.2M RAUM and 5 advisory reps. IAPD ↗
$110.2M RAUM · 5 reps · 425-458-3292 · pacificfa.com
95
MAGGI INVESTMENT SERVICES, LLC — (OLDMAR, FL) is newly SEC-registered with $154.0M RAUM and 3 advisory reps. IAPD ↗
$154.0M RAUM · 3 reps · 727-799-1701 · maggifinancial.com
95
RED SEVEN — (ESCONDIDO, CA) is newly SEC-registered with $104.4M RAUM and 4 advisory reps. IAPD ↗
$104.4M RAUM · 4 reps · (760) 705-3520 · red7wm.com
95
EAGLE CAPITAL ADVISORS, LLC — (MIDDLEBURY, CT) is newly SEC-registered with $103.0M RAUM and 2 advisory reps. IAPD ↗
$103.0M RAUM · 2 reps · 203 574 0069 · eaglecapitaladvisors.com
95
SULZBERGER CAPITAL ADVISORS, INC. — (MIAMI, FL) is newly SEC-registered with $117.1M RAUM and 2 advisory reps. IAPD ↗
$117.1M RAUM · 2 reps · 305-573-4900 · genesulzberger.myhomehq.biz
95
MIDDLE STREET CAPITAL, LLC — (NEWFIELDS, NH) is newly SEC-registered with $132.1M RAUM and 1 advisory reps. IAPD ↗
$132.1M RAUM · 1 reps · 603-531-3773 · middlestreetcapital.com
95
RJ PATTERSON GROUP — (SAN DIEGO, CA) is newly SEC-registered with $142.4M RAUM and 2 advisory reps. IAPD ↗
$142.4M RAUM · 2 reps · 619-331-4133 · rjpattersongroup.com
95
PACIFIC SPECIALTY INVESTMENT GROUP, LLC — (NEWPORT BEACH, CA) is newly SEC-registered with $123.2M RAUM and 2 advisory reps. IAPD ↗
$123.2M RAUM · 2 reps · (949) 379-7333 · psinvestmentgroup.com
95
TQM WEALTH PARTNERS — (MARBLEHEAD, MA) is newly SEC-registered with $123.7M RAUM and 3 advisory reps. IAPD ↗
$123.7M RAUM · 3 reps · 781-990-3599
95
SOUTH TEXAS CAPITAL ADVISORS, LLC — (NEW BRAUNFELS, TX) is newly SEC-registered with $167.2M RAUM and 2 advisory reps. IAPD ↗
$167.2M RAUM · 2 reps · 830-387-4110 · southtexascapital.com
95
GREENLEAF FINANCIAL NETWORK, LLC — (location n/a) is newly SEC-registered with $123.7M RAUM and 11 advisory reps. IAPD ↗
$123.7M RAUM · 11 reps · (913) 515-3517 · feenfinancial.com
95
FORESIGHT WEALTH ADVISORS — (SKOKIE, IL) is newly SEC-registered with $121.2M RAUM and 1 advisory reps. IAPD ↗
$121.2M RAUM · 1 reps · 847-728-8304 · foresightwealthadvisors.com
95
ORCHARD CITY WEALTH MANAGEMENT, LLC — (LOS GATOS, CA) is newly SEC-registered with $116.1M RAUM and 1 advisory reps. IAPD ↗
$116.1M RAUM · 1 reps · (669) 237-3006
95
SAN FRANCISCO WEALTH PLANNING LLC — (location n/a) is newly SEC-registered with $112.3M RAUM and 2 advisory reps. IAPD ↗
$112.3M RAUM · 2 reps · 415-375-0537
95
ALO FINANCIAL PLANNING — (MOUNT PROSPECT, IL) is newly SEC-registered with $120.9M RAUM and 2 advisory reps. IAPD ↗
$120.9M RAUM · 2 reps · (224) 250-9373 · alo.financial
95
GLASSBEAD CAPITAL MANAGEMENT LLC — (MIAMI BEACH, FL) is newly SEC-registered with $140.3M RAUM and 1 advisory reps. IAPD ↗
$140.3M RAUM · 1 reps · (917) 251-4419 · glassbeadcm.com
95
ROSS WEALTH ADVISORS, LLC — (COLUMBUS, OH) is newly SEC-registered with $139.7M RAUM and 2 advisory reps. IAPD ↗
$139.7M RAUM · 2 reps · 614-545-0277 · 833armorup.com
95
VERAZ ADVISORS — (SAN RAMON, CA) is newly SEC-registered with $109.6M RAUM and 3 advisory reps. IAPD ↗
$109.6M RAUM · 3 reps · 844-848-3729 · verazadvisors.com
95
A BETTER WAY FINANCIAL, LLC — (ALLENTOWN, PA) is newly SEC-registered with $109.0M RAUM and 5 advisory reps. IAPD ↗
$109.0M RAUM · 5 reps · 610-440-1700
95
MK3 WEALTH LLC — (CHERRY HILL, NJ) is newly SEC-registered with $113.1M RAUM and 3 advisory reps. IAPD ↗
$113.1M RAUM · 3 reps · 856-545-0077
95
SIERRA MANAGEMENT GROUP — (RENO, NV) is newly SEC-registered with $127.1M RAUM and 2 advisory reps. IAPD ↗
$127.1M RAUM · 2 reps · 775-284-2552 · sierramgmt.group
95
LUNA CAPITAL MANAGEMENT, LLC — (BURLINGAME, CA) is newly SEC-registered with $116.4M RAUM and 2 advisory reps. IAPD ↗
$116.4M RAUM · 2 reps · (415) 513-5257
95
NORTHBROOK FINANCIAL — (BALTIMORE, MD) is newly SEC-registered with $108.8M RAUM and 2 advisory reps. IAPD ↗
$108.8M RAUM · 2 reps · 410-941-9709
95
WESTPOINT WEALTH MANAGEMENT, LLC — (BEREA, OH) is newly SEC-registered with $106.0M RAUM and 9 advisory reps. IAPD ↗
$106.0M RAUM · 9 reps · 216-4344055
95
ONTRACK WEALTH MANAGEMENT — (CANTON, MI) is newly SEC-registered with $112.4M RAUM and 2 advisory reps. IAPD ↗
$112.4M RAUM · 2 reps · 734-751-6818 · ontrackplans.com
95
WRIGHT WEALTH LLC — (ATLANTA, GA) is newly SEC-registered with $188.5M RAUM and 6 advisory reps. IAPD ↗
$188.5M RAUM · 6 reps · 4703731044
95
DIVERSIFIED PLANNING STRATEGIES ADVISORS LLC — (ROSELAND, NJ) is newly SEC-registered with $154.4M RAUM and 4 advisory reps. IAPD ↗
$154.4M RAUM · 4 reps · 973-226-6000
95
FINISH WELL RIA LLC — (COLUMBUS, OH) is newly SEC-registered with $109.0M RAUM and 2 advisory reps. IAPD ↗
$109.0M RAUM · 2 reps · (833) 397-3847 · fwretire.com
95
QUORUS INC. — (WESTPORT, CT) is newly SEC-registered with $148.2M RAUM and 3 advisory reps. IAPD ↗
$148.2M RAUM · 3 reps · (929) 560-2588 · quorus.io
95
SPORTSOLOGY CAPITAL PARTNERS — (NEW YORK, NY) is newly SEC-registered with $156.4M RAUM and 6 advisory reps. IAPD ↗
$156.4M RAUM · 6 reps · 347-429-1781
95
DOUBLE EAGLE WEALTH MANAGEMENT LLC — (DALLAS, TX) is newly SEC-registered with $108.6M RAUM and 1 advisory reps. IAPD ↗
$108.6M RAUM · 1 reps · 214-814-4978
95
FINDICIA, INC. — (RALEIGH, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 0 advisory reps. IAPD ↗
$0 RAUM · 0 reps · 212-420-0425 · findicia.com
95
WEALTH FOUNDATIONS PARTNERS, LLC — (SALT LAKE CITY, UT) is newly SEC-registered with $110.5M RAUM and 10 advisory reps. IAPD ↗
$110.5M RAUM · 10 reps · (888) 785-0020
95
TOP PRIVATE WEALTH — (GLASTONBURY, CT) is newly SEC-registered with $106.5M RAUM and 2 advisory reps. IAPD ↗
$106.5M RAUM · 2 reps · 860-790-7992
95
INFINITY TAX & FINANCIAL PLANNING — (HUNTSVILLE, AL) is newly SEC-registered with $100.0M RAUM and 5 advisory reps. IAPD ↗
$100.0M RAUM · 5 reps · 256-527-4214
95
VISIONX WEALTH PARTNERS — (FORT DODGE, IA) is newly SEC-registered with $110.2M RAUM and 1 advisory reps. IAPD ↗
$110.2M RAUM · 1 reps · 515-570-4032 · visionxwealth.com
95
TRADEUP WEALTH MANAGEMENT, INC. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 646-978-5188
95
PILOTAI WEALTH — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 305-310-7814 · pilotaiwealth.com
95
ALDER POINT CAPITAL MANAGEMENT LLC — (LAFAYETTE, CO) is newly SEC-registered with $121.3M RAUM and 6 advisory reps. IAPD ↗
$121.3M RAUM · 6 reps · 720-686-3508
95
TOMORO — (COLTS NECK, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 11 advisory reps. IAPD ↗
$0 RAUM · 11 reps · 732-528-2231 · tomoronow.com
95
ASAL INVEST — (ARLINGTON, VA) is newly SEC-registered with $270 RAUM and 2 advisory reps. IAPD ↗
$270 RAUM · 2 reps · +1 (646) 288-3548
95
ALPHATRUST ADVISORS — (PHOENIX, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (480) 681-0200 · alphatrustadvisors.com
95
ROI FINANCIAL PLANNING — (CLARKSVILLE, TN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 931-919-0947 · roi-fg.com
95
CAPITAL FINANCIAL PLANNERS LLC — (CHEVY CHASE, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · (240)316-3956 · capitalfinancialplanners.com
95
TOGETHER WEALTH GROUP LLC — (MIAMI BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (786) 245-3448 · togetherwealthgroup.com
95
KEYSTONE FINANCIAL RESOURCES, LLC — (BRENTWOOD, TN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 707-932-5849 · keystonewealtalliance.com
95
BEACON COAST PARTNERS, LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · (415) 426-7520 · beaconcoastpartners.com
95
NAPLES PRIVATE CAPITAL, LLC — (MOORESVILLE, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 877-281-8282 · naplesprivatecapital.com
95
OVERWATCH CAPITAL ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 212-632-0400
95
DVB PRIVATE WEALTH — (HARRISBURG, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 7176526901 · dvbprivatewealth.com
95
LIFEWISE WEALTH ADVISORS — (CHAMPAIGN, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 217 351 8755 · lifewisewealth.com
95
HAFELE INVESTMENTS — (LOUISVILLE, KY) is newly SEC-registered (provisional 120-day approval) with $57.7M RAUM and 3 advisory reps. IAPD ↗
$57.7M RAUM · 3 reps · 502 365 1440
95
STAR WEALTH MANAGEMENT CORPORATION — (BINGHAM FARMS, MI) is newly SEC-registered with $156.5M RAUM and 1 advisory reps. IAPD ↗
$156.5M RAUM · 1 reps · 2487234321 · starwealth.net
95
N10° WEALTH — (GREENWICH, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 203-930-2881 · n10wealth.com
95
VENEROSO WEALTH MANAGEMENT — (WOODBURY, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 631-559-7713
95
CASTLE WEALTH GROUP — (MOORESVILLE, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 704-594-8000
95
MARTIN & COMPANY — (VALENCIA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 661-295-9070
95
N10° ASSETS — (GREENWICH, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 203-930-2880 · n10assets.com
95
BROADSIDE WEALTH — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 628-218-5315 · broadsidewealth.com
95
FUTUREIT INC. — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 412-656-3103 · futureit.us
95
WHITEROCK WEALTH DESIGN, LLC — (FAYETTEVILLE, AR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
$0 RAUM · 7 reps · (479) 439-5550 · whiterockwealthdesign.com
95
HOFMAN WEALTH MANAGEMENT — (CHESTERFIELD, MO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 636-530-3293
95
VECTIS CAPITAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · (972) 777-1319 · vectiscapital.com
95
BREITER WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 636-373-9300 · breiterwealthmanagement.com
95
MERIDIAN WEALTH GROUP — (DADE CITY, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 813-830-2736 · meridianwealthgroup.com
95
ELLIS WEALTH ADVISORS, LLC — (MADISON, AL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 256-325-0410 · ewamadison.com
95
ANCHOR & OAK WEALTH ADVISORS, LLC — (MARCO ISLAND, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 516-662-2546
95
STEFFENS FINANCIAL CORP — (BYRAM TOWNSHIP, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 973-786-3696 · steffensfinancial.com
95
755 FINANCIAL — (WOODSTOCK, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 678-567-7915 · 755financial.com
95
POLSON WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 515-901-8804 · polsonwealth.com
95
TRUELINE WEALTH GROUP, LLC — (HATTIESBURG, MS) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 601-255-5457 · truelinewealthgroup.com
95
SCHEELER FINANCIAL GROUP — (WEST CHESTER, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 513-939-5164 · scheelerfinancialgroup.com
95
STACKSTONE WEALTH, LLC — (DUBUQUE, IA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 18 advisory reps. IAPD ↗
$0 RAUM · 18 reps · 563-553-7000
95
ROTHSCHILD FINANCIAL PARTNERS, LLC — (OAK BROOK, IL) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 630-448-5711
95
HERITAGE HAUS WEALTH PARTNERS LLC — (NEW BRAUNFELS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 512-665-0773
95
PFS SIGNATURE WEALTH — (TAMPA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 877-642-6110 · pfsfirm.com
85
NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST — grew from 157 to 219 advisory reps. IAPD ↗
$144.04B RAUM · 219 reps · 215-531-6700 · nomuraassetmanagement.com
85
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. — grew from 99 to 116 advisory reps. IAPD ↗
$50.44B RAUM · 116 reps · 800-621-4421
85
KEEL POINT, LLC — grew from 39 to 54 advisory reps. IAPD ↗
$4.07B RAUM · 54 reps · 256-704-5111
85
ARAX ADVISORY PARTNERS — grew from 55 to 140 advisory reps. IAPD ↗
$23.18B RAUM · 140 reps · 646-777-1823 · swsllc.com
85
ELEVATION POINT WEALTH PARTNERS, LLC — grew from 38 to 54 advisory reps. IAPD ↗
$8.29B RAUM · 54 reps · 303-382-2880
85
STEPSTONE GROUP LP — grew from 193 to 209 advisory reps. IAPD ↗
$107.82B RAUM · 209 reps · 858-558-9700 · vimeo.com
85
BLUESPRING WEALTH MANAGEMENT, LLC — grew from 14 to 31 advisory reps. IAPD ↗
$4.02B RAUM · 31 reps · 737-443-2122 · bluespringwealthcalifornia.com
85
KINTRA WEALTH, LLC — grew from 28 to 43 advisory reps. IAPD ↗
$1.50B RAUM · 43 reps · 570-601-6960 · evergreenwealthsolutions.com
80
MACQUARIE WEALTH ADVISERS, LLC — grew from 14 to 24 advisory reps. IAPD ↗
$4.82B RAUM · 24 reps · 212-317-9200
80
BBVA GLOBAL WEALTH ADVISORS, INC. — grew from 29 to 39 advisory reps. IAPD ↗
$1.36B RAUM · 39 reps · 3052057752 · bbvaglobalwealthadvisors.com
77
PARKWOODS WEALTH PARTNERS, LLC — grew from 14 to 21 advisory reps. IAPD ↗
$1.79B RAUM · 21 reps · (877) 278-2716 · parkwoods.com
76
MEEDER PUBLIC FUNDS, INC. — grew from 52 to 58 advisory reps. IAPD ↗
$70.16B RAUM · 58 reps · 866-633-3371
76
SANCTUARY ADVISORS, LLC — grew from 390 to 396 advisory reps. IAPD ↗
$34.88B RAUM · 396 reps · 317-975-7729
75
ARAX ADVISORY PARTNERS — reported RAUM up 105% ($11.30B -> $23.18B). IAPD ↗
$23.18B RAUM · 140 reps · 646-777-1823 · swsllc.com
75
BLUESPRING WEALTH MANAGEMENT, LLC — reported RAUM up 144% ($1.64B -> $4.02B). IAPD ↗
$4.02B RAUM · 31 reps · 737-443-2122 · bluespringwealthcalifornia.com
75
ARCA WEALTH, LLC — grew from 6 to 11 advisory reps. IAPD ↗
$1.27B RAUM · 11 reps · 603-610-8881
75
GRYPHON WEALTH — 's provisional registration is now fully approved. IAPD ↗
$3.24B RAUM · 6 reps · 904-450-5330
75
FLFS ADVISORY LLC — now offers financial planning (Item 5G(1)). IAPD ↗
$161.5M RAUM · 5 reps · 585-586-2600 · fingerlakesfinancialservicesinc.com
75
VERA LAKE CAPITAL, LLC — now offers financial planning (Item 5G(1)). IAPD ↗
$180.4M RAUM · 2 reps · 612-524-9165
74
ADDICUS ADVISORY, LLC — grew from 12 to 21 advisory reps. IAPD ↗
$221.7M RAUM · 21 reps · 877-294-8658 · addicusadvisors.com
73
TAPPALPHA — reported RAUM up 1134% ($31.3M -> $386.0M). IAPD ↗
$386.0M RAUM · 1 reps · 206-222-8646
73
FCIG WEALTH MANAGEMENT, LLC — reported RAUM up 104% ($138.4M -> $282.5M). IAPD ↗
$282.5M RAUM · 4 reps · 877-420-5234 · fcigglobal.com
73
CROSSMARK GLOBAL INVESTMENTS, INC. — grew from 11 to 14 advisory reps. IAPD ↗
$8.98B RAUM · 14 reps · 713-260-9000 · crossmarkglobal.com
73
PRAIRIE WEALTH ADVISORS, INC. — grew from 4 to 9 advisory reps. IAPD ↗
$558.0M RAUM · 9 reps · 402-505-6810
73
JET WEALTH ADVISORS — 's provisional registration is now fully approved. IAPD ↗
$546.5M RAUM · 6 reps · 858-457-1003 · jetwealthadvisors.com
73
RAIL-SPLITTER CAPITAL MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
$484.1M RAUM · 3 reps · 773-294-6099 · rail-splitter.com
73
LEO WEALTH AMERICAS, LLC — 's provisional registration is now fully approved. IAPD ↗
$512.3M RAUM · 21 reps · 817-354-1090
73
ROCKWALL WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
$305.5M RAUM · 4 reps · 972-771-1472
73
TYLER STREET CAPITAL — 's provisional registration is now fully approved. IAPD ↗
$491.5M RAUM · 1 reps · 508-648-4684
73
TAILORED WEALTH SOLUTIONS — 's provisional registration is now fully approved. IAPD ↗
$271.8M RAUM · 4 reps · 518-583-4800 · tailoredwealthsolutions.com
73
HOMAGE WEALTH GROUP LLC — 's provisional registration is now fully approved. IAPD ↗
$366.2M RAUM · 2 reps · (713) 725-0696
73
MDT FINANCIAL ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
$294.0M RAUM · 5 reps · 281-938-1111 · mdtfa.com
73
GIBERT WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
$316.0M RAUM · 1 reps · 7045755349 · gibertwealth.com
72
MICA CREEK CAPITAL LLC — reported RAUM up 74% ($173.2M -> $300.5M). IAPD ↗
$300.5M RAUM · 3 reps · 917-399-0058
72
ASSET STRATEGY CONSULTANTS LLC — grew from 9 to 11 advisory reps. IAPD ↗
$5.16B RAUM · 11 reps · 410-528-8282
72
PCM ENCORE, LLC — grew from 6 to 8 advisory reps. IAPD ↗
$1.94B RAUM · 8 reps · 425-214-1755 · encoreinvestment.com
71
PRAIRIE ADVISORY, LLC — grew from 6 to 9 advisory reps. IAPD ↗
$554.3M RAUM · 9 reps · 913-963-1054 · prairieadvisoryllc.com
71
MDT FINANCIAL ADVISORS, LLC — grew from 2 to 5 advisory reps. IAPD ↗
$294.0M RAUM · 5 reps · 281-938-1111 · mdtfa.com
70
CHELSEA MANAGEMENT COMPANY — crossed $500M in regulatory AUM ($497.0M -> $517.0M). IAPD ↗
$517.0M RAUM · 3 reps · 213-362-9200
70
ORION INVESTMENT CO — crossed $500M in regulatory AUM ($443.5M -> $515.4M). IAPD ↗
$515.4M RAUM · 3 reps · 314-725-3800 · orioninvestmentco.com
70
QUARTZ PARTNERS INVESTMENT MANAGEMENT — crossed $500M in regulatory AUM ($397.8M -> $611.9M). IAPD ↗
$611.9M RAUM · 22 reps · 800-433-0422 · eticofinancial.com
70
JEFFERIES INVESTMENT ADVISERS LLC — reported RAUM up 51% ($3.42B -> $5.15B). IAPD ↗
$5.15B RAUM · 107 reps · 212-284-2300 · jefferies.com
70
FIDUCIARY CAPITAL MANAGEMENT LLC — reported RAUM up 184% ($52.5M -> $149.2M). IAPD ↗
$149.2M RAUM · 10 reps · 503 515 1313 · fiduciarycm.com
70
WOMACK WEALTH MANAGEMENT, INC. — grew from 5 to 7 advisory reps. IAPD ↗
$406.9M RAUM · 7 reps · 310-684-3868 · womackwealthmanagement.com
70
HILLTOP WEALTH ADVISORS, LLC — grew from 8 to 10 advisory reps. IAPD ↗
$635.5M RAUM · 10 reps · (919) 401-1500
70
IVESTA CORP — 's provisional registration is now fully approved. IAPD ↗
$82.0M RAUM · 2 reps · 917-864-0407 · ivesta-fo.com
70
ASTOR — 's provisional registration is now fully approved. IAPD ↗
$0 RAUM · 1 reps · 650-661-9880 · joinastor.com
70
VOSS WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
$93.9M RAUM · 1 reps · (607) 444-2234 · vosswealth.com
70
HAZLETT WEALTH MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
$160.0M RAUM · 1 reps · 208-726-0605 · hazlettwealthmanagement.com
70
CENTRUS FINANCIAL STRATEGIES — 's provisional registration is now fully approved. IAPD ↗
$125.1M RAUM · 3 reps · 1-800-779-4592 · centrusfs.com
70
GUDORF FINANCIAL GROUP, LLC — 's provisional registration is now fully approved. IAPD ↗
$121.1M RAUM · 2 reps · (937) 898-5430 · gudorffinancial.com
70
HAIRE WEALTH MANAGEMENT, INC. — 's provisional registration is now fully approved. IAPD ↗
$102.0M RAUM · 1 reps · 662-844-3501
70
VANDALIA WEALTH — 's provisional registration is now fully approved. IAPD ↗
$249.6M RAUM · 15 reps · 304-915-0260
70
CAPSTONE WEALTH MANAGEMENT GROUP, INC. — 's provisional registration is now fully approved. IAPD ↗
$243.0M RAUM · 6 reps · 541.330.0266 · capstonewmg.com
70
COAST ADVISORY LLC — 's provisional registration is now fully approved. IAPD ↗
$122.5M RAUM · 2 reps · 262-977-9907 · coastadvisory.net
70
SOULENCE WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
$107.5M RAUM · 5 reps · 801-571-9900 · soulencewealth.com
70
VELARIS WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
$128.7M RAUM · 3 reps · 786-657-1584 · velaris.global
70
VERA LAKE CAPITAL, LLC — 's provisional registration is now fully approved. IAPD ↗
$180.4M RAUM · 2 reps · 612-524-9165
69
FIDUCIARY CAPITAL MANAGEMENT LLC — grew from 6 to 10 advisory reps. IAPD ↗
$149.2M RAUM · 10 reps · 503 515 1313 · fiduciarycm.com
68
VISE AI ADVISORS — reported RAUM up 41% ($6.03B -> $8.53B). IAPD ↗
$8.53B RAUM · 20 reps · 201-375-3969 · vise.com
68
LANDOLT SECURITIES, INC. — grew from 10 to 13 advisory reps. IAPD ↗
$137.8M RAUM · 13 reps · 847-838-5151 · landoltsecurities.com
68
PACIFIC GLOBAL INVESTMENT MANAGEMENT COMPANY — grew from 1 to 4 advisory reps. IAPD ↗
$87.5M RAUM · 4 reps · 800-404-6693 · pacificglobal.us
67
ALPHA WEALTH FUNDS, LLC — grew from 9 to 11 advisory reps. IAPD ↗
$214.1M RAUM · 11 reps · 435-269-4100 · theinsidersfund.com
67
BLUE LINE CAPITAL — grew from 5 to 7 advisory reps. IAPD ↗
$131.9M RAUM · 7 reps · 312-837-3944
67
DBA BIG MONEY RETIREMENT AND BIG RETIREMENT — grew from 7 to 9 advisory reps. IAPD ↗
$147.1M RAUM · 9 reps · 864-920-3155 · bigmoneyretirement.com
67
EAGLE'S CREST ADVISORS, LLC — grew from 1 to 3 advisory reps. IAPD ↗
$65.3M RAUM · 3 reps · 646-627-6030
67
CHARLESBRIDGE ADVISORS — grew from 2 to 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · (781) 682-3299
66
SUNBELT SECURITIES — reported RAUM up 30% ($2.02B -> $2.64B). IAPD ↗
$2.64B RAUM · 68 reps · 713-965-9510 · cwrawl.com
66
BITWISE INVESTMENT MANAGER, LLC — reported RAUM up 44% ($500.8M -> $721.8M). IAPD ↗
$721.8M RAUM · 6 reps · 415-707-3663 · btopetf.com
65
CROSSMARK GLOBAL INVESTMENTS, INC. — reported RAUM up 27% ($7.09B -> $8.98B). IAPD ↗
$8.98B RAUM · 14 reps · 713-260-9000 · crossmarkglobal.com
65
PRIVATE ADVISORY — reported RAUM up 27% ($1.69B -> $2.14B). IAPD ↗
$2.14B RAUM · 12 reps · 425-498-2320 · privateadvisory.com
64
ABSOLUTE CAPITAL MANAGEMENT, LLC — reported RAUM up 34% ($554.0M -> $742.5M). IAPD ↗
$742.5M RAUM · 2 reps · 412-388-1600 · abscapfunds.com
63
EQUANIMITY FINANCIAL PARTNERS — reported RAUM up 40% ($166.8M -> $234.3M). IAPD ↗
$234.3M RAUM · 1 reps · 626-529-8347 · equanimityfinancial.com
63
GRANT PRIVATE WEALTH MANAGEMENT — reported RAUM up 30% ($196.3M -> $255.0M). IAPD ↗
$255.0M RAUM · 5 reps · 925-378-5000
61
LANDOLT SECURITIES, INC. — reported RAUM up 30% ($105.6M -> $137.8M). IAPD ↗
$137.8M RAUM · 13 reps · 847-838-5151 · landoltsecurities.com
60
PERSONAL ASSET STRATEGIES, INC. — reported RAUM up 26% ($40.3M -> $50.6M). IAPD ↗
$50.6M RAUM · 2 reps · 516-248-8811 · pasfinance.com
60
RIGDEN CAPITAL STRATEGIES — reported RAUM up 30% ($130.1M -> $168.9M). IAPD ↗
$168.9M RAUM · 6 reps · 303-351-1618 · biggerpockets.com
60
HOWARD CAPITAL MANAGEMENT, LLC — HOWARD CAPITAL MANAGEMENT, INC. is now doing business as . IAPD ↗
$8.01B RAUM · 10 reps · 770-642-4902 · howardcmetfs.com
60
WELLSPRING FAMILY OFFICE — WELLSPRING FINANCIAL ADVISORS, LLC is now doing business as . IAPD ↗
$5.06B RAUM · 11 reps · 216-367-0680 · wellspringadvisorsllc.com
60
BLUESPRING WEALTH MANAGEMENT, LLC — VECTOR WEALTH MANAGEMENT is now doing business as . IAPD ↗
$4.02B RAUM · 31 reps · 737-443-2122 · bluespringwealthcalifornia.com
60
ARCA WEALTH, LLC — GRANITE BAY WEALTH MANAGEMENT, LLC is now doing business as . IAPD ↗
$1.27B RAUM · 11 reps · 603-610-8881
60
OBSIDIAN CIO LLC — OBSIDIAN CIO, LLC is now doing business as . IAPD ↗
$1.28B RAUM · 4 reps · 917-403-2622 · obsidiancio.com
58
COUNCILOR WEALTH LLC — MBI LLC is now doing business as . IAPD ↗
$316.9M RAUM · 11 reps · (301) 986-0600 · cbmcpa.com
58
INTEGRITY WEALTH ADVISORS, INC. — INTEGRITY WEALTH ADVISORS, LLC is now doing business as . IAPD ↗
$285.5M RAUM · 3 reps · 805-339-0760 · iwaplan.com
58
TRUNORTH ADVISORS — RESOLUTE CAPITAL, LLC is now doing business as . IAPD ↗
$300.8M RAUM · 8 reps · (864) 800-1831
58
LEE, KELLEHER & KLEIN WEALTH MANAGEMENT — LEE-KELLEHER WEALTH MANAGEMENT is now doing business as . IAPD ↗
$252.4M RAUM · 3 reps · 301-450-2617 · lkkwealth.com
55
JANUS HENDERSON INVESTORS — added office(s): 5 -> 6 additional locations. IAPD ↗
$380.43B RAUM · 152 reps · (303) 333-3863 · bsky.app
55
NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST — added office(s): 4 -> 5 additional locations. IAPD ↗
$144.04B RAUM · 219 reps · 215-531-6700 · nomuraassetmanagement.com
55
INTELLICENTS INVESTMENT SOLUTIONS INC — added office(s): 12 -> 13 additional locations. IAPD ↗
$9.92B RAUM · 48 reps · 507-377-2919
55
COOPER MCMANUS — added office(s): 25 -> 26 additional locations. IAPD ↗
$2.85B RAUM · 50 reps · 800-516-5333 · purmortgroup.com
55
CROSSMARK GLOBAL INVESTMENTS, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$8.98B RAUM · 14 reps · 713-260-9000 · crossmarkglobal.com
55
ONE CAPITAL MANAGEMENT, LLC — added office(s): 11 -> 12 additional locations. IAPD ↗
$8.53B RAUM · 55 reps · 805.409.8150 · fundxetfs.com
55
PINKERTON WEALTH PARTNERS — added office(s): 6 -> 7 additional locations. IAPD ↗
$1.44B RAUM · 16 reps · 800-634-2008
55
PKS ADVISORY SERVICES, LLC — added office(s): 23 -> 24 additional locations. IAPD ↗
$1.09B RAUM · 36 reps · (518) 426-5791 · woehlerfinancialgroup.com
55
KEEL POINT, LLC — added office(s): 8 -> 9 additional locations. IAPD ↗
$4.07B RAUM · 54 reps · 256-704-5111
55
EHRENKRANZ PARTNERS L.P. — added office(s): 0 -> 1 additional locations. IAPD ↗
$21.54B RAUM · 18 reps · 212-891-8600
55
ARAX ADVISORY PARTNERS — added office(s): 35 -> 38 additional locations. IAPD ↗
$23.18B RAUM · 140 reps · 646-777-1823 · swsllc.com
55
WATERLOO CAPITAL — added office(s): 11 -> 12 additional locations. IAPD ↗
$2.26B RAUM · 44 reps · 512-777-5900 · elementconsultants.com
55
ELEVATION POINT WEALTH PARTNERS, LLC — added office(s): 11 -> 12 additional locations. IAPD ↗
$8.29B RAUM · 54 reps · 303-382-2880
55
WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC — added office(s): 2 -> 5 additional locations. IAPD ↗
$1.40B RAUM · 9 reps · (408) 217-2000
55
PARALLEL ADVISORS, LLC — added office(s): 19 -> 20 additional locations. IAPD ↗
$10.31B RAUM · 61 reps · 866-627-6984
55
FORUM FINANCIAL MANAGEMENT, LP — added office(s): 53 -> 54 additional locations. IAPD ↗
$8.69B RAUM · 94 reps · (630) 873-8520
55
BLUESPRING WEALTH MANAGEMENT, LLC — added office(s): 0 -> 4 additional locations. IAPD ↗
$4.02B RAUM · 31 reps · 737-443-2122 · bluespringwealthcalifornia.com
55
SB ADVISORY, LLC — added office(s): 22 -> 29 additional locations. IAPD ↗
$1.10B RAUM · 30 reps · 404-704-0406 · pnwadvisory.com
55
CLARO ADVISORS INC. — added office(s): 6 -> 7 additional locations. IAPD ↗
$1.41B RAUM · 18 reps · (800) 604-2838
55
CHEVIOT VALUE MANAGEMENT, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$1.17B RAUM · 7 reps · 310-451-8600
55
APELLA WEALTH — added office(s): 36 -> 37 additional locations. IAPD ↗
$11.07B RAUM · 88 reps · 860.785.2260
55
MONECO ADVISORS — added office(s): 6 -> 7 additional locations. IAPD ↗
$2.28B RAUM · 44 reps · 203-319-3550
55
FALCON WEALTH PLANNING, INC. — added office(s): 43 -> 44 additional locations. IAPD ↗
$1.92B RAUM · 24 reps · 855-963-2526
55
STANSBERRY ASSET MANAGEMENT, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$1.29B RAUM · 13 reps · 646-854-4370 · stansberryam.com
55
NORTHCOAST ASSET MANAGEMENT LLC — added office(s): 13 -> 14 additional locations. IAPD ↗
$4.97B RAUM · 28 reps · (203) 532-7000
55
FIDUCIARY FINANCIAL GROUP, LLC — added office(s): 2 -> 4 additional locations. IAPD ↗
$1.12B RAUM · 10 reps · 415-352-1100
55
KINTRA WEALTH, LLC — added office(s): 3 -> 8 additional locations. IAPD ↗
$1.50B RAUM · 43 reps · 570-601-6960 · evergreenwealthsolutions.com
55
IEQ CAPITAL, LLC — added office(s): 16 -> 19 additional locations. IAPD ↗
$56.77B RAUM · 193 reps · 650-581-9807 · ieqcapital.com
55
VICTORY FINANCIAL — added office(s): 31 -> 32 additional locations. IAPD ↗
$1.34B RAUM · 47 reps · (512) 763-7671 · steadfastwealthplanning.com
55
PARKWOODS WEALTH PARTNERS, LLC — added office(s): 14 -> 17 additional locations. IAPD ↗
$1.79B RAUM · 21 reps · (877) 278-2716 · parkwoods.com
55
ADAPTIVE WEALTH ENGINEERING — SUMMIT PORTFOLIO MANAGEMENT LLC is now doing business as . IAPD ↗
$214.0M RAUM · 5 reps · 702 838 9999
55
DBA BIG MONEY RETIREMENT AND BIG RETIREMENT — BURGESS INVESTMENT GROUP, LLC is now doing business as . IAPD ↗
$147.1M RAUM · 9 reps · 864-920-3155 · bigmoneyretirement.com
55
PECUSAVVY FINANCIAL — LLC is now doing business as PECUSAVVY FINANCIAL. IAPD ↗
$9.1M RAUM · 1 reps · (915) 944-1850 · pecusavvyfinancial.com
55
BAY POINTE FINANCIAL — BAY POINTE WEALTH, LLC is now doing business as . IAPD ↗
$0 RAUM · 2 reps · (586) 273-6007 X1
55
345 INVESTMENT ADVISORY, LLC — OMAZ HOLDCO, LLC is now doing business as . IAPD ↗
$0 RAUM · 1 reps · (303) 887-8786
55
SCHONFELD WEALTH MANAGEMENT, LLC — SCWM, LLC is now doing business as . IAPD ↗
$0 RAUM · 2 reps · 718-963-9700 · schonfeldwm.com
53
PEGASUS ASSET MANAGEMENT INC — added office(s): 0 -> 1 additional locations. IAPD ↗
$553.6M RAUM · 3 reps · 845-369-9422 · pegasusassetmgt.com
53
A. N. CULBERTSON & COMPANY, INC. — added office(s): 1 -> 5 additional locations. IAPD ↗
$817.8M RAUM · 5 reps · 434-972-7766 · anculbertson.com
53
SAGE CAPITAL MANAGEMENT LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$368.6M RAUM · 2 reps · 212-584-4110 · sageny.com
53
HEFFERNAN ADVISORY, INC. — added office(s): 6 -> 7 additional locations. IAPD ↗
$409.6M RAUM · 5 reps · 928-774-9598
53
PINNACLE WEALTH ADVISORS — added office(s): 3 -> 4 additional locations. IAPD ↗
$549.7M RAUM · 14 reps · 503-654-5100 · thinkpinnacle.com.
53
FREEDOM DAY SOLUTIONS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$615.3M RAUM · 4 reps · 713-784-3878
53
STRATEGIC FINANCIAL CONCEPTS, LLC — added office(s): 23 -> 24 additional locations. IAPD ↗
$927.7M RAUM · 41 reps · 210-737-7800
53
BETA WEALTH GROUP, INC — added office(s): 1 -> 2 additional locations. IAPD ↗
$460.3M RAUM · 3 reps · 858-207-3377
53
KERCHEVILLE ADVISORS LLC — added office(s): 2 -> 4 additional locations. IAPD ↗
$554.7M RAUM · 3 reps · 210-694-5000 · kercheville.com
53
EXODUS WEALTH, LLC — added office(s): 47 -> 48 additional locations. IAPD ↗
$483.6M RAUM · 51 reps · 925-791-4444 · thinkfloresfinancial.com
53
MARSHALL INVESTMENT MANAGEMENT, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$298.0M RAUM · 8 reps · 303-991-6415
53
D.B. ROOT & COMPANY, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$952.4M RAUM · 15 reps · 412-227-2800 · dbroot.com
53
EARLY MCCLINTIC & MCMILLAN, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$652.2M RAUM · 6 reps · 281-491-5260
53
BROOKLYN FI, LLC — added office(s): 10 -> 11 additional locations. IAPD ↗
$563.1M RAUM · 10 reps · (332) 296-1660
53
GLOBAL ASSETS ADVISORY, LLC — added office(s): 16 -> 17 additional locations. IAPD ↗
$551.7M RAUM · 25 reps · 407-254-1500 · iaac.com
53
CONVERGENCE FINANCIAL — added office(s): 13 -> 14 additional locations. IAPD ↗
$904.0M RAUM · 13 reps · (573) 818-2264 · convergencemn.com
53
MASON & ASSOCIATES, LLC — added office(s): 6 -> 7 additional locations. IAPD ↗
$471.4M RAUM · 7 reps · (757) 223-9898
53
ALPHA CAPITAL FAMILY OFFICE, LLC — added office(s): 0 -> 3 additional locations. IAPD ↗
$295.9M RAUM · 7 reps · 303-900-0185 · acfamilyoffice.com
53
POWER WEALTH MANAGEMENT — added office(s): 1 -> 2 additional locations. IAPD ↗
$429.9M RAUM · 6 reps · 404-889-8919
53
SAND CREEK CAPITAL, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
$471.2M RAUM · 8 reps · 208-356-9022 · centennialwealthmanagement.com
53
TIDEMARK, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$462.5M RAUM · 8 reps · 888-791-0197 · tidemarkfp.com
53
STONEPATH WEALTH MANAGEMENT — added office(s): 5 -> 6 additional locations. IAPD ↗
$299.5M RAUM · 9 reps · (231) 668-6999
53
PLATFORM WEALTH ADVISORS — added office(s): 2 -> 3 additional locations. IAPD ↗
$509.0M RAUM · 9 reps · (385) 243-0553
53
LEE, KELLEHER & KLEIN WEALTH MANAGEMENT — added office(s): 0 -> 2 additional locations. IAPD ↗
$252.4M RAUM · 3 reps · 301-450-2617 · lkkwealth.com
53
ALONGSIDE, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
$878.6M RAUM · 3 reps · (512) 241-7341
50
SCHULTZ FINANCIAL GROUP INCORPORATED — added office(s): 0 -> 1 additional locations. IAPD ↗
$214.8M RAUM · 4 reps · 775-850-5620
50
PEGASUS GROUP, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$91.3M RAUM · 2 reps · 845-369-9422
50
COLMAN KNIGHT ADVISORY GROUP, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$187.7M RAUM · 4 reps · 978-371-2015 · colmanknight.com
50
SIMPLYRIA ADVISOR NETWORK — added office(s): 10 -> 11 additional locations. IAPD ↗
$214.9M RAUM · 24 reps · 810-355-1325 · caitlinjohn.com
50
TRUADVISORS — added office(s): 2 -> 3 additional locations. IAPD ↗
$132.7M RAUM · 4 reps · (813) 212-4000 · truadvisors.com
50
APTUS FINANCIAL, LLC — added office(s): 10 -> 11 additional locations. IAPD ↗
$0 RAUM · 11 reps · 501-907-1993
50
LEGACY CORNERSTONE WEALTH LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$22.4M RAUM · 1 reps · 702-767-9891 · legacycornerstonewealth.com
50
VIRTUE ASSET MANAGEMENT LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$211.4M RAUM · 3 reps · 847-892-7145
50
BANNERMAN WEALTH — added office(s): 3 -> 4 additional locations. IAPD ↗
$176.6M RAUM · 4 reps · (214) 919-4448
50
DAVIS WEALTH ADVISORS — added office(s): 0 -> 4 additional locations. IAPD ↗
$197.1M RAUM · 5 reps · 603-836-3477
50
FOUNDRY FINANCIAL LLC — added office(s): 6 -> 7 additional locations. IAPD ↗
$232.6M RAUM · 7 reps · (213) 802-8662 · foundryfinancial.org
50
AEGIS WEALTH MANAGEMENT, INC. — added office(s): 26 -> 28 additional locations. IAPD ↗
$216.5M RAUM · 27 reps · (833) 483-8383 · oakwayfinancial.com
50
MARKLE FINANCIAL LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$141.2M RAUM · 5 reps · (307) 721-1725
50
CONCERT INVESTMENT ADVISORY LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$91.1M RAUM · 1 reps · 626-755-3613 · concertiai.com
50
DBA BIG MONEY RETIREMENT AND BIG RETIREMENT — added office(s): 3 -> 4 additional locations. IAPD ↗
$147.1M RAUM · 9 reps · 864-920-3155 · bigmoneyretirement.com
50
CLARITY FINANCIAL ADVISORS LLC — added office(s): 4 -> 6 additional locations. IAPD ↗
$149.5M RAUM · 6 reps · (816) 786-5031 · theclarityfinancial.com
50
IVANOFF WEALTH MANAGEMENT INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$174.0M RAUM · 3 reps · 714-262-1658 · ivanoffwealthmanagement.com
50
WILLOW — added office(s): 0 -> 1 additional locations. IAPD ↗
$127.6M RAUM · 4 reps · (479) 709-3949
50
ZERO DAY CAPITAL ENTERPRISES LLC — added office(s): 16 -> 17 additional locations. IAPD ↗
$30.7M RAUM · 16 reps · 702 271 3265 · zerodaycapital.com
50
WALTON FINANCIAL — added office(s): 0 -> 1 additional locations. IAPD ↗
$182.9M RAUM · 3 reps · (205) 871-0154
50
ANGELES FAMILY OFFICE — added office(s): 1 -> 3 additional locations. IAPD ↗
$182.0M RAUM · 2 reps · 310-393-6300
50
STILLWATER PRIVATE WEALTH — added office(s): 2 -> 3 additional locations. IAPD ↗
$176.8M RAUM · 4 reps · 6102910232 · swprivatewealth.com
50
2201 CAPITAL, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$40.0M RAUM · 2 reps · 201-446-2992
50
345 INVESTMENT ADVISORY, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$0 RAUM · 1 reps · (303) 887-8786
50
COINBASE ADVISORS — added office(s): 0 -> 1 additional locations. IAPD ↗
$0 RAUM · 1 reps · 203-489 -1450 · coinbase.com
85
DRIVE CAPITAL LLC — (COLUMBUS, OH) is newly SEC-registered with $4.38B RAUM and 13 advisory reps. IAPD ↗fund
$4.38B RAUM · 13 reps · 415-694-9581
85
MORNINGSIDE ASSET MANAGEMENT — (WILMINGTON, DE) is newly SEC-registered with $135.6M RAUM and 4 advisory reps. IAPD ↗institutional
$135.6M RAUM · 4 reps · 302-207-5292 · morningsideam.com
85
ANTARCTICA SAF PARTNERS, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 13 advisory reps. IAPD ↗institutional
$0 RAUM · 13 reps · (646) 564-3356
85
APPLIED ACADEMICS — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 13 advisory reps. IAPD ↗institutional
$0 RAUM · 13 reps · 917 727 9216 · appliedacademics.com
85
BLOCKBRIDGE INVESTMENTS LLC — (MINNEAPOLIS, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 6513793931 · blockbridgeinvesments.com
85
CENTRICUS INVESTMENT ADVISORS (US) LLC — (BEVERLY HILLS, CA) is newly SEC-registered with $1.02B RAUM and 15 advisory reps. IAPD ↗fund
$1.02B RAUM · 15 reps · +44 (0) 20 7139 4500
85
VISTA POINT ASSET MANAGEMENT LLC — (IRVINE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 949-333-5399
85
MONROE CAPITAL ASSET FINANCE ADVISORS, LLC — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 312-258-8300 · monroebdc.com
85
AQUALIS PARTNERS LLC — (DARIEN, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 203-490-6990 · aqualispartners.com
85
AMBER ROAD INVESTORS LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 917-819-5512 · ar-investors.com
85
RAMP ADVISORY LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 8552067283 · ramp.com
85
APPLESEED ADVISORY, LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 0 advisory reps. IAPD ↗institutional
$0 RAUM · 0 reps · 415-323-0325 · appleseedplanner.com
85
CCAVENTUS GLOBAL CREDIT MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗institutional
$0 RAUM · 7 reps · 212-457-7428
85
PROSHARE INVESTMENT MANAGEMENT LLC — (BETHESDA, MD) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 240-497-6400
85
ARCHIV CAPITAL MANAGEMENT LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 617-510-9274
83
WARWICK GROUP II, INC. — (location n/a) is newly SEC-registered with $369.8M RAUM and 1 advisory reps. IAPD ↗fund
$369.8M RAUM · 1 reps · 203-240-7897 · warwickgroup.com
83
SAGE RESIDENTIAL MANAGEMENT LLC — (MORRISTOWN, NJ) is newly SEC-registered with $444.1M RAUM and 2 advisory reps. IAPD ↗fund
$444.1M RAUM · 2 reps · 646-693-6673 · sageresi.com
83
MILLENNIA GLOBAL INVESTORS, LLC — (NEW YORK, NY) is newly SEC-registered with $516.0M RAUM and 3 advisory reps. IAPD ↗fund
$516.0M RAUM · 3 reps · (408) 636-3782 · millenniallp.com
80
MORK CAPITAL MANAGEMENT — (HEALDSBURG, CA) is newly SEC-registered with $157.4M RAUM and 1 advisory reps. IAPD ↗fund
$157.4M RAUM · 1 reps · 707-431-1057 · morkcapital.com
80
EMPIRICAL CAPITAL MANAGEMENT, LLC — (HENDERSONVILLE, TN) is newly SEC-registered with $152.7M RAUM and 3 advisory reps. IAPD ↗fund
$152.7M RAUM · 3 reps · 615-824-1445 · empiricalcapital.com
80
MKT CAPITAL LLC — (location n/a) is newly SEC-registered with $158.2M RAUM and 3 advisory reps. IAPD ↗fund
$158.2M RAUM · 3 reps · (310) 751-2460
80
ARROW CAPITAL MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $174.8M RAUM and 1 advisory reps. IAPD ↗fund
$174.8M RAUM · 1 reps · 212-243-7338 · arrowcapmgmt.com
80
PEREA CAPITAL — (HOUSTON, TX) is newly SEC-registered with $164.2M RAUM and 1 advisory reps. IAPD ↗fund
$164.2M RAUM · 1 reps · 1-832-339-7449 · pereacapital.com
80
SLOY DAHL & HOLST HOLDINGS, INC — (VANCOUVER, WA) is newly SEC-registered with $186.6M RAUM and 3 advisory reps. IAPD ↗fund
$186.6M RAUM · 3 reps · 503-248-9800
80
SCENIC MANAGEMENT LLC — (SAN FRANCISCO, CA) is newly SEC-registered with $144.6M RAUM and 2 advisory reps. IAPD ↗fund
$144.6M RAUM · 2 reps · 415-844-0646 · scenicmanagement.co
80
INTERCAPITAL — (AUSTIN, TX) is newly SEC-registered with $198.7M RAUM and 1 advisory reps. IAPD ↗fund
$198.7M RAUM · 1 reps · 504-610-8109 · intercapital.com
80
1 MAIN CAPITAL MANAGEMENT, LLC — (WESTPORT, CT) is newly SEC-registered with $80.5M RAUM and 2 advisory reps. IAPD ↗fund
$80.5M RAUM · 2 reps · 305-710-8509
80
SHIKHARA INVESTMENT MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered with $226.9M RAUM and 2 advisory reps. IAPD ↗fund
$226.9M RAUM · 2 reps · 646-809-5433 · shikhara.com
80
BALLAST EQUITY PARTNERS MANAGEMENT COMPANY, LLC — (PROVIDENCE, RI) is newly SEC-registered with $111.9M RAUM and 4 advisory reps. IAPD ↗fund
$111.9M RAUM · 4 reps · 401-484-0675
80
TUCKER'S FARM — (FRAMINGHAM, MA) is newly SEC-registered with $217.0M RAUM and 12 advisory reps. IAPD ↗fund
$217.0M RAUM · 12 reps · 415-500-1367 · tuckersfarm.com
80
GIDEON CAPITAL, LLC — (LOS ANGELES, CA) is newly SEC-registered with $229.0M RAUM and 0 advisory reps. IAPD ↗fund
$229.0M RAUM · 0 reps · (310) 579-9560
80
TIDE ROCK LEVERAGECO MANAGER, LLC — (SOLANA BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 11 advisory reps. IAPD ↗fund
$0 RAUM · 11 reps · (858) 367-0502 · tiderock.com
80
UPP MANAGEMENT, LP — (HOUSTON, TX) is newly SEC-registered with $0 RAUM and 9 advisory reps. IAPD ↗fund
$0 RAUM · 9 reps · 713-659-3500 · unitedpp.com
70
KOHLBERG KRAVIS ROBERTS & CO. L.P. — grew from 636 to 706 advisory reps. IAPD ↗fund
$399.90B RAUM · 706 reps · 212-750-8300 · kkr.com
70
STEPSTONE GROUP REAL ESTATE LP — grew from 79 to 95 advisory reps. IAPD ↗fund
$17.21B RAUM · 95 reps · 858-558-9700 · vimeo.com
70
EXODUSPOINT CAPITAL MANAGEMENT, LP — grew from 313 to 332 advisory reps. IAPD ↗fund
$159.41B RAUM · 332 reps · (646) 940 - 9600
70
CAXTON ASSOCIATES LLP — (LONDON, United Kingdom) is newly SEC-registered with $71.56B RAUM and 55 advisory reps. IAPD ↗foreign
$71.56B RAUM · 55 reps · +44 207 647 0770 · caxton.com
68
MACQUARIE ASSET MANAGEMENT CREDIT ADVISERS US, LLC — grew from 7 to 100 advisory reps. IAPD ↗fund
$525.6M RAUM · 100 reps · 1 212 231-1000 · macquarie.com
66
ORIX ADVISERS, LLC — grew from 62 to 73 advisory reps. IAPD ↗fund
$9.63B RAUM · 73 reps · 212-468-5888 · orixcapitalpartners.com
65
DAIWA ASSET MANAGEMENT (AMERICA) LTD — reported RAUM up 246% ($1.72B -> $5.96B). IAPD ↗institutional
$5.96B RAUM · 11 reps · 212-612-6254
65
STEPSTONE GROUP REAL ASSETS LP — grew from 75 to 85 advisory reps. IAPD ↗fund
$41.48B RAUM · 85 reps · 858-558-9700 · stepstonepw.com
65
JUNGLE ROCK CAPITAL — (LONDON, United Kingdom) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
$0 RAUM · 1 reps · +447495995803 · junglerockcapital.com
65
VT PARTNERS AG — (FREIENBACH, SCHWYZ, Switzerland) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
$0 RAUM · 2 reps · +41762982492 · vtpartners.com
65
APT WEALTH USA PTY LTD — (SYDNEY, NEW SOUTH WALES, Australia) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
$0 RAUM · 1 reps · +61 2 8262 4000 · aptwealth.com.au
64
DAIWA ASSET MANAGEMENT (AMERICA) LTD — grew from 7 to 11 advisory reps. IAPD ↗institutional
$5.96B RAUM · 11 reps · 212-612-6254
63
CIBRA CAPITAL LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$263.0M RAUM · 2 reps · 442037256245
63
CRESALTA INVESTMENT MANAGEMENT, INC. — 's provisional registration is now fully approved. IAPD ↗institutional
$323.4M RAUM · 4 reps · 303-498-9699 · cresalta.com
62
AMOVA ASSET MANAGEMENT AMERICAS, INC. — grew from 9 to 11 advisory reps. IAPD ↗institutional
$7.78B RAUM · 11 reps · 212-610-6100 · us.amova-am.com
60
FIRST ASSOCIATED INVESTMENT ADVISORS, INC. — reported RAUM up 78% ($52.2M -> $93.1M). IAPD ↗institutional
$93.1M RAUM · 1 reps · 218-722-8248 · tebergfund.com
60
CQS (US), LLC — reported RAUM up 85% ($2.96B -> $5.49B). IAPD ↗fund
$5.49B RAUM · 10 reps · 212-259-2900 · cqs.com
60
LEGALIST — reported RAUM up 86% ($1.03B -> $1.92B). IAPD ↗fund
$1.92B RAUM · 16 reps · 415-570-7878
60
STEPSTONE PRIVATE WEALTH — reported RAUM up 119% ($8.17B -> $17.93B). IAPD ↗fund
$17.93B RAUM · 0 reps · 704-215-4300
60
STEPSTONE GROUP PRIVATE DEBT LLC — reported RAUM up 78% ($3.25B -> $5.79B). IAPD ↗fund
$5.79B RAUM · 0 reps · 858-558-9700
60
SNOWHAWK LP — reported RAUM up 82% ($1.01B -> $1.84B). IAPD ↗fund
$1.84B RAUM · 8 reps · 888-335-3137 · snowhawkpartners.com
60
CNL RESIDENTIAL CREDIT MANAGER — reported RAUM up 104% ($23.5M -> $48.0M). IAPD ↗institutional
$48.0M RAUM · 3 reps · 407-650-1000
60
AQI — 's provisional registration is now fully approved. IAPD ↗institutional
$107.9M RAUM · 5 reps · 303-708-1640 · aqinvest.com
60
OPTIMAL TAX ASSET MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗institutional
$0 RAUM · 3 reps · (425)-523-1044 · optimaltaxinc.com
59
IMPACTASSETS CAPITAL PARTNERS PB LLC — reported RAUM up 71% ($2.89B -> $4.95B). IAPD ↗fund
$4.95B RAUM · 15 reps · 855-920-2303 · impactassetscapital.com
59
MESIROW RE-IA, INC. — reported RAUM up 75% ($1.51B -> $2.64B). IAPD ↗fund
$2.64B RAUM · 3 reps · 312-595-6000 · mesirowfinancial.com
59
ADVISORENGINE PORTFOLIO SOLUTIONS INC. — reported RAUM up 71% ($103.4M -> $176.4M). IAPD ↗institutional
$176.4M RAUM · 1 reps · 888-225-7216 · advisorengine-portfolio-solutions.com
58
NOMURA SECURITIES INTERNATIONAL, INC. — grew from 11 to 14 advisory reps. IAPD ↗institutional
$0 RAUM · 14 reps · 212-667-9000 · nomura.com
58
LIGHT ARC CAPITAL MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗fund
$324.1M RAUM · 4 reps · 475-385-2289 · lightarccm.com
56
CYPRESS CREEK PARTNERS — grew from 3 to 6 advisory reps. IAPD ↗fund
$499.7M RAUM · 6 reps · 800-725-9456 · cypresscreekpartners.com
55
CONSILIUM INVESTMENT MANAGEMENT LLC — crossed $500M in regulatory AUM ($454.9M -> $540.6M). IAPD ↗fund
$540.6M RAUM · 13 reps · 954-315-9380
55
APAX PARTNERS US, LLC — crossed $500M in regulatory AUM ($415.7M -> $768.3M). IAPD ↗fund
$768.3M RAUM · 86 reps · 212-753-6300
55
MACQUARIE ASSET MANAGEMENT CREDIT ADVISERS US, LLC — crossed $500M in regulatory AUM ($201.0M -> $525.6M). IAPD ↗fund
$525.6M RAUM · 100 reps · 1 212 231-1000 · macquarie.com
55
NOMURA CAPITAL MANAGEMENT LLC — crossed $500M in regulatory AUM ($384.1M -> $651.3M). IAPD ↗fund
$651.3M RAUM · 11 reps · 212-667-9996 · nomuracapitalmanagement.com
55
ETERNAL CAPITAL, LLC — reported RAUM up 151% ($17.0M -> $42.7M). IAPD ↗fund
$42.7M RAUM · 5 reps · 305-915-8805 · eternalcapitalgroup.com
55
MACQUARIE INVESTMENT MANAGEMENT EUROPE LIMITED — grew from 55 to 93 advisory reps. IAPD ↗foreign
$24.51B RAUM · 93 reps · 44 203 037 2000 · macquarie.com
55
MITSUBISHI UFJ TRUST AND BANKING CORPORATION — grew from 250 to 300 advisory reps. IAPD ↗foreign
$406.96B RAUM · 300 reps · +81-3-5220-3065 · tr.mufg.jp
55
ARGO MANAGEMENT AND RESEARCH COMPANY, LLC — 's provisional registration is now fully approved. IAPD ↗fund
$200.6M RAUM · 2 reps · 646-584-5514 · argomrc.com
55
REINOVA CAPITAL ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗fund
$175.0M RAUM · 3 reps · +1 917-623-6635
55
GRADIENT RIDGE CAPITAL, L.P. — 's provisional registration is now fully approved. IAPD ↗fund
$231.8M RAUM · 4 reps · 732-616-3877
53
DAIWA CAPITAL MANAGEMENT SILICON VALLEY INC. — reported RAUM up 29% ($292.0M -> $376.4M). IAPD ↗institutional
$376.4M RAUM · 2 reps · 650-470-9596
53
AVALA GLOBAL LP — reported RAUM up 43% ($2.66B -> $3.82B). IAPD ↗fund
$3.82B RAUM · 12 reps · (212) 226-5900
53
ADAMS STREET ADVISORS, LLC — reported RAUM up 28% ($524.2M -> $672.1M). IAPD ↗institutional
$672.1M RAUM · 190 reps · 312-553-7890 · adamsstreetpartners.com
52
AMOVA ASSET MANAGEMENT CO.,LTD. — grew from 140 to 152 advisory reps. IAPD ↗foreign
$247.43B RAUM · 152 reps · 81-3-6447-6000
51
BOW RIVER CAPITAL — reported RAUM up 33% ($3.15B -> $4.20B). IAPD ↗fund
$4.20B RAUM · 36 reps · 303-861-8466 · bowriverevergreen.com
51
MAM AMERICAS, INC. — reported RAUM up 35% ($3.17B -> $4.27B). IAPD ↗fund
$4.27B RAUM · 114 reps · 212-231-1000
50
PERSHING SQUARE CAPITAL MANAGEMENT, L.P. — reported RAUM up 27% ($19.77B -> $25.06B). IAPD ↗fund
$25.06B RAUM · 11 reps · 212-813-3700
50
MACQUARIE INFRASTRUCTURE PARTNERS — reported RAUM up 26% ($38.69B -> $48.84B). IAPD ↗fund
$48.84B RAUM · 112 reps · 212-231-1000 · macquarie.com
50
STEPSTONE GROUP REAL ASSETS LP — reported RAUM up 25% ($33.10B -> $41.48B). IAPD ↗fund
$41.48B RAUM · 85 reps · 858-558-9700 · stepstonepw.com
50
NOMURA ASSET MANAGEMENT CO., LTD. — grew from 300 to 310 advisory reps. IAPD ↗foreign
$601.79B RAUM · 310 reps · 81 (3) 6387-4066 · global.nomura-am.co.jp
50
MERCER INVESTMENT SOLUTIONS LLC — SECOR INVESTMENT MANAGEMENT, LP is now doing business as . IAPD ↗institutional
$2.17B RAUM · 21 reps · (212) 345-7000 · secor-am.com
49
SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LIMITED — grew from 204 to 213 advisory reps. IAPD ↗foreign
$177.71B RAUM · 213 reps · 81-3-6205-0200
48
POLAR CAPITAL (AMERICA) CORPORATION — reported RAUM up 30% ($505.6M -> $656.1M). IAPD ↗fund
$656.1M RAUM · 6 reps · 011442072272700 · polarcapital.co.uk
48
ASSET MANAGEMENT ONE CO., LTD. — grew from 282 to 290 advisory reps. IAPD ↗foreign
$470.54B RAUM · 290 reps · 81-3-6774-5000 · am-one.co.jp
48
STEPSTONE GROUP EUROPE ALTERNATIVE INVESTMENTS LIMITED — grew from 35 to 43 advisory reps. IAPD ↗foreign
$47.29B RAUM · 43 reps · +353 1 536 14 00 · vimeo.com
48
SANDIA INVESTMENT MANAGEMENT LP — SANDIA INVESTMENT MANAGMENT LP is now doing business as . IAPD ↗institutional
$625.4M RAUM · 5 reps · (516) 946-8207 · sandialp.com
48
COINSHARES ASSET MANAGEMENT (US) LLC — VALKYRIE FUNDS LLC is now doing business as . IAPD ↗institutional
$251.9M RAUM · 1 reps · 218-255-9743 · coinshares.com
48
SLW INVESTMENT MANAGEMENT, LLC — WISDOM FIXED INCOME MANAGEMENT is now doing business as . IAPD ↗institutional
$464.2M RAUM · 2 reps · 214-871-5200 · slwinvest.com
48
NEW HOLLAND TRADING LLC — PLUM ISLAND PARTNERS LLC is now doing business as . IAPD ↗institutional
$550.0M RAUM · 8 reps · 212-600-9200
47
TAULA CAPITAL MANAGEMENT (UK) LLP — grew from 20 to 27 advisory reps. IAPD ↗foreign
$273.22B RAUM · 27 reps · 44 20 4570 2067
46
GSA CAPITAL PARTNERS LLP — grew from 43 to 49 advisory reps. IAPD ↗foreign
$4.91B RAUM · 49 reps · 00-44-20-4603-5100 · gsacapital.com
46
CHEYNE CAPITAL MANAGEMENT (UK) LLP — grew from 36 to 42 advisory reps. IAPD ↗foreign
$39.92B RAUM · 42 reps · 44 (0) 207 968 7450 · cheynecapital.com
46
ROKOS CAPITAL MANAGEMENT LLP — grew from 62 to 68 advisory reps. IAPD ↗foreign
$219.44B RAUM · 68 reps · +44(0)2036689000 · rokoscapital.com
46
KOTAK ALTERNATE ASSET MANAGERS LIMITED — grew from 44 to 50 advisory reps. IAPD ↗foreign
$18.52B RAUM · 50 reps · +91-022-65292400 · kotakalternateasset.com
45
HOLLYPORT CAPITAL LLP — reported RAUM up 108% ($5.86B -> $12.20B). IAPD ↗foreign
$12.20B RAUM · 56 reps · +44 207 478 3970 · hollyportcapital.com
45
MUDITA MANAGEMENT — reported RAUM up 90% ($1.26B -> $2.38B). IAPD ↗foreign
$2.38B RAUM · 5 reps · +44 20 3848 7530 · muditaadvisors.com
45
SPARX ASSET MANAGEMENT KOREA CO., LTD. — reported RAUM up 95% ($1.09B -> $2.13B). IAPD ↗foreign
$2.13B RAUM · 8 reps · 82-2-570-1600 · sparxkorea.com
45
QUANTUM ADVISORS PRIVATE LIMITED — grew from 15 to 20 advisory reps. IAPD ↗foreign
$1.75B RAUM · 20 reps · 91-22-61447900
45
POLAR ASSET MANAGEMENT PARTNERS INC. — grew from 61 to 66 advisory reps. IAPD ↗foreign
$37.86B RAUM · 66 reps · 416-367-4364 · polaramp.com
45
ROBECO INSTITUTIONAL ASSET MANAGEMENT US INC — added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$4.76B RAUM · 55 reps · 646-690-9400 · robeco.com
45
CAPULA INVESTMENT US LP — added office(s): 1 -> 5 additional locations. IAPD ↗institutional
$137.44B RAUM · 51 reps · (646) 874-5400 · capulaglobal.com
45
NEWFRONT RETIREMENT SERVICES, INC. — added office(s): 22 -> 23 additional locations. IAPD ↗institutional
$1.04B RAUM · 25 reps · 415-754-3635
45
AEA ENTERPRISE PARTNERS MANAGEMENT LP — AEA INVESTORS SBF LP is now doing business as . IAPD ↗fund
$3.48B RAUM · 112 reps · 212-644-5900 · aeainvestors.com
45
SEQUOIA GLOBAL EQUITIES — SCGE MANAGEMENT, L.P. is now doing business as . IAPD ↗fund
$10.40B RAUM · 16 reps · 650-854-3927 · sequoiacap.com
45
INTANDEM CAPITAL PARTNERS, LP — INTANDEM CAPITAL PARTNERS, LLC is now doing business as . IAPD ↗fund
$2.68B RAUM · 27 reps · 646-930-1530 · intandemcapital.com
45
ROBOSTRATEGY ADVISORS — FP STRATEGIES is now doing business as . IAPD ↗institutional
$146.5M RAUM · 5 reps · 9298123667
45
CIP ADVISORS, LLC — COMVEST PE ADVISORS, LLC is now doing business as . IAPD ↗fund
$1.92B RAUM · 19 reps · 561-727-2000
44
ANDA ASSET MANAGEMENT CO., LTD. — grew from 19 to 23 advisory reps. IAPD ↗foreign
$1.23B RAUM · 23 reps · 822-2156-2800 · andaasset.com
44
BROAD REACH INVESTMENT MANAGEMENT LLP — grew from 7 to 11 advisory reps. IAPD ↗foreign
$2.56B RAUM · 11 reps · +44 20 7531 2460 · broadreachllp.com
43
ALKEN ASSET MANAGEMENT LTD — reported RAUM up 69% ($2.25B -> $3.80B). IAPD ↗foreign
$3.80B RAUM · 10 reps · +44-207-44-016-00 · alken-am.com
43
MESARETE CAPITAL LLP — grew from 11 to 14 advisory reps. IAPD ↗foreign
$4.75B RAUM · 14 reps · +44 (0) 203 148 2330
42
S.W. MITCHELL CAPITAL LLP — reported RAUM up 60% ($1.96B -> $3.13B). IAPD ↗foreign
$3.13B RAUM · 2 reps · 020 7290 3588 · swmitchellcapital.com
42
CAPE ANN ASSET MANAGEMENT — reported RAUM up 63% ($2.32B -> $3.78B). IAPD ↗foreign
$3.78B RAUM · 9 reps · 011-44-203-4438480
42
ONE QUEEN CAPITAL INC. — reported RAUM up 61% ($9.86B -> $15.90B). IAPD ↗foreign
$15.90B RAUM · 6 reps · 416-603-2116
41
MACQUARIE INVESTMENT MANAGEMENT EUROPE LIMITED — reported RAUM up 56% ($15.72B -> $24.51B). IAPD ↗foreign
$24.51B RAUM · 93 reps · 44 203 037 2000 · macquarie.com
41
CLEAN ENERGY TRANSITION INTERNATIONAL S.A.M. — reported RAUM up 57% ($2.05B -> $3.22B). IAPD ↗foreign
$3.22B RAUM · 1 reps · 44 203 870 5971 · cleanenergytransition.com
40
MARCHANT — crossed $500M in regulatory AUM ($320.0M -> $705.1M). IAPD ↗foreign
$705.1M RAUM · 3 reps · +44 020 7002 7944
40
HAVERSTOCK CAPITAL LLP — reported RAUM up 86% ($75.0M -> $139.6M). IAPD ↗foreign
$139.6M RAUM · 3 reps · 44(0) 20 8264 9521
40
ENTREPRENEUR FIRST INVESTMENT MANAGER LLP — grew from 3 to 5 advisory reps. IAPD ↗foreign
$890.9M RAUM · 5 reps · +44 (0)7800905250 · joinef.com
40
BALYASNY ASSET MANAGEMENT L.P. — added office(s): 33 -> 34 additional locations. IAPD ↗fund
$248.14B RAUM · 1026 reps · 312-499-2999
40
REDMILE GROUP — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$4.70B RAUM · 15 reps · 415-489-9980 · redmilegroup.com
40
KOHLBERG KRAVIS ROBERTS & CO. L.P. — added office(s): 22 -> 25 additional locations. IAPD ↗fund
$399.90B RAUM · 706 reps · 212-750-8300 · kkr.com
40
MACQUARIE INFRASTRUCTURE PARTNERS — added office(s): 6 -> 7 additional locations. IAPD ↗fund
$48.84B RAUM · 112 reps · 212-231-1000 · macquarie.com
40
BOW RIVER CAPITAL — added office(s): 2 -> 3 additional locations. IAPD ↗fund
$4.20B RAUM · 36 reps · 303-861-8466 · bowriverevergreen.com
40
VIRTUS REAL ESTATE LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$1.14B RAUM · 20 reps · 512-891-1230 · virtusre.com
40
STEPSTONE GROUP REAL ASSETS LP — added office(s): 8 -> 9 additional locations. IAPD ↗fund
$41.48B RAUM · 85 reps · 858-558-9700 · stepstonepw.com
40
STEPSTONE GROUP REAL ESTATE LP — added office(s): 10 -> 11 additional locations. IAPD ↗fund
$17.21B RAUM · 95 reps · 858-558-9700 · vimeo.com
40
MAM AMERICAS, INC. — added office(s): 4 -> 7 additional locations. IAPD ↗fund
$4.27B RAUM · 114 reps · 212-231-1000
40
EXODUSPOINT CAPITAL MANAGEMENT, LP — added office(s): 13 -> 15 additional locations. IAPD ↗fund
$159.41B RAUM · 332 reps · (646) 940 - 9600
40
GID MULTIFAMILY INVESTMENT MANAGEMENT LLC — added office(s): 5 -> 6 additional locations. IAPD ↗fund
$5.89B RAUM · 122 reps · 833-259-7511
39
POLAR CAPITAL — reported RAUM up 49% ($29.11B -> $43.26B). IAPD ↗foreign
$43.26B RAUM · 56 reps · 011 44 20 72272700 · polarcapitalstrategies.com
38
SEPHIRA INVESTMENT ADVISORS (UK) LIMITED — reported RAUM up 68% ($124.2M -> $208.7M). IAPD ↗foreign
$208.7M RAUM · 5 reps · 44 (0) 203 598 5419 · sephira-em.com
38
DELTROIT ASSET MANAGEMENT (UK) LLP — reported RAUM up 41% ($1.17B -> $1.66B). IAPD ↗foreign
$1.66B RAUM · 12 reps · +442045705600 · deltroit.com
38
POLAR CAPITAL (AMERICA) CORPORATION — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$656.1M RAUM · 6 reps · 011442072272700 · polarcapital.co.uk
38
MACQUARIE ASSET MANAGEMENT CREDIT ADVISERS US, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗fund
$525.6M RAUM · 100 reps · 1 212 231-1000 · macquarie.com
38
POWER INNOVATION PARTNERS, L.P. — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$288.7M RAUM · 4 reps · 307-421-6700
38
COINFUND MANAGEMENT LLC — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$766.0M RAUM · 8 reps · 646-934-6177
38
NOMURA CAPITAL MANAGEMENT LLC — added office(s): 0 -> 5 additional locations. IAPD ↗fund
$651.3M RAUM · 11 reps · 212-667-9996 · nomuracapitalmanagement.com
37
BOLDHAVEN MANAGEMENT — reported RAUM up 40% ($1.41B -> $1.97B). IAPD ↗foreign
$1.97B RAUM · 5 reps · +4402080174510 · boldhaven.com
37
VITTORIA AND PARTNERS LLP — reported RAUM up 36% ($3.65B -> $4.95B). IAPD ↗foreign
$4.95B RAUM · 2 reps · 02030393214 · vittoriapartners.com
37
UTI INVESTMENTS AMERICA LIMITED — grew from 2 to 4 advisory reps. IAPD ↗foreign
$0 RAUM · 4 reps · 65 8499 0103
36
AMOVA ASSET MANAGEMENT ASIA LIMITED — reported RAUM up 32% ($10.81B -> $14.23B). IAPD ↗foreign
$14.23B RAUM · 65 reps · 65-6500-5700
36
WESTBECK CAPITAL MANAGEMENT LLP — reported RAUM up 41% ($286.7M -> $404.2M). IAPD ↗foreign
$404.2M RAUM · 2 reps · 442080510888
36
TAULA CAPITAL MANAGEMENT (UK) LLP — reported RAUM up 33% ($204.76B -> $273.22B). IAPD ↗foreign
$273.22B RAUM · 27 reps · 44 20 4570 2067
35
SBI FUNDS MANAGEMENT LIMITED — reported RAUM up 26% ($174.93B -> $219.93B). IAPD ↗foreign
$219.93B RAUM · 71 reps · 9122-6179-3000 · sbimf.com
35
MASECO PRIVATE WEALTH — reported RAUM up 29% ($3.83B -> $4.96B). IAPD ↗foreign
$4.96B RAUM · 24 reps · +44 20 7043 0455 · spotify.link
35
LANSDOWNE PARTNERS (UK) LLP — reported RAUM up 29% ($8.01B -> $10.30B). IAPD ↗foreign
$10.30B RAUM · 14 reps · 44-20-7290-5500 · lansdownepartners.com
35
PHOENIX ASSET MANAGEMENT PARTNERS LIMITED — reported RAUM up 27% ($1.89B -> $2.40B). IAPD ↗foreign
$2.40B RAUM · 9 reps · +44 208 600 0100 · pamp.co.uk
35
STEPSTONE GROUP EUROPE ALTERNATIVE INVESTMENTS LIMITED — reported RAUM up 29% ($36.68B -> $47.29B). IAPD ↗foreign
$47.29B RAUM · 43 reps · +353 1 536 14 00 · vimeo.com
35
NW1 PARTNERS — reported RAUM up 36% ($686.0M -> $931.7M). IAPD ↗foreign
$931.7M RAUM · 13 reps · 44 2074481448 · nw1partners.com
35
FIRST GLOBAL — reported RAUM up 51% ($17.2M -> $26.0M). IAPD ↗foreign
$26.0M RAUM · 2 reps · +44 208 904 4942
35
BUOYANT CAPITAL PRIVATE LIMITED — reported RAUM up 37% ($674.0M -> $924.8M). IAPD ↗foreign
$924.8M RAUM · 11 reps · +91 22 6931 9912 · buoyantcap.com
34
SCOTT CAPITAL PARTNERS — reported RAUM up 31% ($739.3M -> $970.5M). IAPD ↗foreign
$970.5M RAUM · 8 reps · +442045742828 · scottcp.com
34
SARGASSO PARTNERS LLP — reported RAUM up 49% ($147.5M -> $220.0M). IAPD ↗foreign
$220.0M RAUM · 2 reps · +44 7900 501 478
34
SATIS WEALTH MANAGEMENT — reported RAUM up 32% ($586.2M -> $773.9M). IAPD ↗foreign
$773.9M RAUM · 9 reps · 44 0 203 840 9970
33
STURGEON VENTURES LLP — reported RAUM up 25% ($321.1M -> $402.3M). IAPD ↗foreign
$402.3M RAUM · 3 reps · 0203 167 4625 · sturgeonventures.com
31
CANACCORD GENUITY WEALTH MANAGEMENT — reported RAUM up 34% ($101.2M -> $135.5M). IAPD ↗foreign
$135.5M RAUM · 32 reps · 604-643-7300
30
GCW PARTNERS LLP — GCW GLOBAL CUSTOMISED WEALTH LLP is now doing business as . IAPD ↗foreign
$1.71B RAUM · 4 reps · +44 (0)203 961 0670
28
KESTREL PARTNERS LLP — ONLY I.E. NOT DIFFERENT is now doing business as KESTREL PARTNERS LLP. IAPD ↗foreign
$291.0M RAUM · 5 reps · +44 203 371 6100
25
360 ONE ASSET MANAGEMENT LIMITED — added office(s): 0 -> 1 additional locations. IAPD ↗foreign
$4.31B RAUM · 2 reps · +91 022 4876 5600 · 360.one
25
PEAK XV PARTNERS OPERATIONS LLC — added office(s): 6 -> 7 additional locations. IAPD ↗foreign
$15.30B RAUM · 44 reps · +230 467 3000
25
360 ONE PORTFOLIO MANAGERS LIMITED — added office(s): 1 -> 2 additional locations. IAPD ↗foreign
$3.65B RAUM · 2 reps · +91 22 4876 5600
25
FORESIGHT GROUP LLP — added office(s): 9 -> 12 additional locations. IAPD ↗foreign
$10.06B RAUM · 137 reps · 44 020 3667 8100 · foresightgroup.eu
25
MESARETE CAPITAL LLP — added office(s): 0 -> 1 additional locations. IAPD ↗foreign
$4.75B RAUM · 14 reps · +44 (0) 203 148 2330
25
VITTORIA AND PARTNERS LLP — added office(s): 8 -> 11 additional locations. IAPD ↗foreign
$4.95B RAUM · 2 reps · 02030393214 · vittoriapartners.com
20
BFINANCE US LTD. — added office(s): 4 -> 5 additional locations. IAPD ↗foreign
$0 RAUM · 4 reps · +442077478600 · bfinance.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.