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AMBER ROAD INVESTORS LP

NEW YORK, NY · CRD 342249 · IAPD ↗ · ar-investors.com · 917-819-5512

$107.0MRegulatory AUM
4Advisory reps
6Employees
0Clients
n/aPlanning clients
1Private funds
0States
0Disclosures
fundSegment
120-Day ApprovalSEC status

Filing changes

50
October 2026 — AMBER ROAD INVESTORS LP now reports custody of client assets ($214.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
53
October 2026 — AMBER ROAD INVESTORS LP grew from 1 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
October 2026 — AMBER ROAD INVESTORS LP now reports 1 private fund(s) ($107.0M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
July 2026 — AMBER ROAD INVESTORS LP (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.