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TRADEUP WEALTH MANAGEMENT, INC.

NEW YORK, NY · CRD 335362 · IAPD ↗ · 646-978-5188

$0Regulatory AUM
5Advisory reps
5Employees
0Clients
n/aPlanning clients
0Private funds
4States
2Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

95
July 2026 — TRADEUP WEALTH MANAGEMENT, INC. (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.