← Tributary

CRM — September 2024

CRM vendors and the consultants who implement them (Salesforce FSC, Wealthbox, Redtail, Practifi).

333 firms opened this window in the September 2024 SEC roster: 116 new registration, 98 new office, 41 pending approved, 33 headcount up, 22 aum up, 18 rename, 3 planning started, 2 aum crossed 500m.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

100
DIVERSIFIED, LLC — (WILMINGTON, DE) is newly SEC-registered with $1.55B RAUM and 25 advisory reps. IAPD ↗
$1.55B RAUM · 25 reps · 302-765-3500 · pinterest.com
100
CAUSEY PUBLIC FINANCE — (location n/a) is newly SEC-registered with $1.37B RAUM and 10 advisory reps. IAPD ↗
$1.37B RAUM · 10 reps · 303-518-3825 · causeypf.com
98
COHALO — (SNOQUALMIE, WA) is newly SEC-registered with $838.2M RAUM and 1 advisory reps. IAPD ↗
$838.2M RAUM · 1 reps · 833-426-4256 · cohalo.com
95
LPL ENTERPRISE, LLC — (FORT MILL, SC) is newly SEC-registered with $0 RAUM and 12 advisory reps. IAPD ↗
$0 RAUM · 12 reps · 704-733-3300 · lpl.com
95
ALPINE WEALTH ADVISORS, LLC — (DENVER, CO) is newly SEC-registered with $102.5M RAUM and 1 advisory reps. IAPD ↗
$102.5M RAUM · 1 reps · 7203186634 · alpinewealthadvisors.com
95
LANE BROTHERS INVESTMENT COUNSEL — (PRESCOTT, AZ) is newly SEC-registered with $162.3M RAUM and 4 advisory reps. IAPD ↗
$162.3M RAUM · 4 reps · 928-776-8870 · lanebrothers.com
95
MICHAEL D. TAXMAN INVESTMENT MANAGEMENT — (HANOVER, NH) is newly SEC-registered with $104.6M RAUM and 1 advisory reps. IAPD ↗
$104.6M RAUM · 1 reps · 603-643-1415
95
LEXINGTON INVESTMENT CONSULTING, LLC — (NASHVILLE, TN) is newly SEC-registered with $120.4M RAUM and 2 advisory reps. IAPD ↗
$120.4M RAUM · 2 reps · 615-492-1011 · lex-life.com
95
ALJEN ASSET MANAGEMENT LLC — (CEDAR KNOLLS, NJ) is newly SEC-registered with $126.5M RAUM and 1 advisory reps. IAPD ↗
$126.5M RAUM · 1 reps · 973-316-1212
95
INVESTOLOGY INC. — (RESTON, VA) is newly SEC-registered with $138.0M RAUM and 3 advisory reps. IAPD ↗
$138.0M RAUM · 3 reps · 703-429-1975 · investologyinc.net
95
FRISCO FINANCIAL PLANNING — (location n/a) is newly SEC-registered with $109.8M RAUM and 1 advisory reps. IAPD ↗
$109.8M RAUM · 1 reps · 469-248-6237 · friscofinancialplanning.com
95
SERVANT FINANCIAL, LTD. — (location n/a) is newly SEC-registered with $116.5M RAUM and 1 advisory reps. IAPD ↗
$116.5M RAUM · 1 reps · 630-264-0127 · servantfinancial.com
95
GRANITE CAPITAL — (OAKLAND, CA) is newly SEC-registered with $215.3M RAUM and 2 advisory reps. IAPD ↗
$215.3M RAUM · 2 reps · 510-336-9120 · granitecapitalllc.com
95
BROAD REACH CAPITAL LLC — (RALEIGH, NC) is newly SEC-registered with $110.7M RAUM and 2 advisory reps. IAPD ↗
$110.7M RAUM · 2 reps · 919-309-1406 · broadreachpartnersllc.com
95
COTE FINANCIAL MANAGEMENT — (location n/a) is newly SEC-registered with $120.0M RAUM and 1 advisory reps. IAPD ↗
$120.0M RAUM · 1 reps · 978-767-9501 · cotefinancialservices.com
95
STRATEGIC PORTFOLIO SOLUTIONS, LLC — (DALLAS, TX) is newly SEC-registered with $101.8M RAUM and 5 advisory reps. IAPD ↗
$101.8M RAUM · 5 reps · (214) 446-4910
95
SERVO WEALTH MANAGEMENT LLC — (OKLAHOMA CITY, OK) is newly SEC-registered with $130.5M RAUM and 1 advisory reps. IAPD ↗
$130.5M RAUM · 1 reps · (405) 384-5132 · servowealth.com
95
PARRISH CAPITAL, LLC — (KENNESAW, GA) is newly SEC-registered with $112.3M RAUM and 2 advisory reps. IAPD ↗
$112.3M RAUM · 2 reps · (800) 618-1940 · parrishcapital.com
95
WOMACK FINANCIAL LLC — (DALLAS, TX) is newly SEC-registered with $110.5M RAUM and 2 advisory reps. IAPD ↗
$110.5M RAUM · 2 reps · 214-843-0070 · womackfinancial.com
95
FPFOCO — (FORT COLLINS, CO) is newly SEC-registered with $101.5M RAUM and 3 advisory reps. IAPD ↗
$101.5M RAUM · 3 reps · 970-225-0504
95
L&S INVESTMENT ADVISORS, LLC — (MIAMI, FL) is newly SEC-registered with $130.6M RAUM and 5 advisory reps. IAPD ↗
$130.6M RAUM · 5 reps · 786-241-7000 · ls.finance
95
VANWEELDEN WEALTH MANAGEMENT, LLC — (WEST CHESTER TOWNSHIP, OH) is newly SEC-registered with $104.0M RAUM and 2 advisory reps. IAPD ↗
$104.0M RAUM · 2 reps · (513) 942-8961 · vanweeldengroup.com
95
MALVERN CAPITAL MANAGEMENT — (MALVERN, PA) is newly SEC-registered with $223.4M RAUM and 4 advisory reps. IAPD ↗
$223.4M RAUM · 4 reps · 610-979-1462 · malverncap.com
95
GRANT PRIVATE WEALTH MANAGEMENT — (PLEASANTON, CA) is newly SEC-registered with $105.8M RAUM and 3 advisory reps. IAPD ↗
$105.8M RAUM · 3 reps · 925-378-5000
95
MACERATIO LLC — (MIAMI, FL) is newly SEC-registered with $129.4M RAUM and 2 advisory reps. IAPD ↗
$129.4M RAUM · 2 reps · 305-398-9010
95
ATX FINANCIAL PLANNING, LLC — (AUSTIN, TX) is newly SEC-registered with $107.7M RAUM and 2 advisory reps. IAPD ↗
$107.7M RAUM · 2 reps · 512-693-4040 · atxfinancialplanning.com
95
PMG FAMILY OFFICE, LLC — (PLANO, TX) is newly SEC-registered with $109.6M RAUM and 1 advisory reps. IAPD ↗
$109.6M RAUM · 1 reps · 214-550-8790
95
X ADVISORS, LLC — (SANTA MARIA, CA) is newly SEC-registered with $117.8M RAUM and 6 advisory reps. IAPD ↗
$117.8M RAUM · 6 reps · 805-465-9232 · xadvisors.co
95
REAL TALK CAPITAL, LLC — (FRANKLIN, TN) is newly SEC-registered with $102.6M RAUM and 4 advisory reps. IAPD ↗
$102.6M RAUM · 4 reps · 833-856-2088 · realtalkcapital.com
95
SCRATCH CAPITAL — (BOISE, ID) is newly SEC-registered with $114.6M RAUM and 3 advisory reps. IAPD ↗
$114.6M RAUM · 3 reps · 208-901-8018 · scratch-capital.com
95
FLATROCK WEALTH PARTNERS LLC — (NEWPORT BEACH, CA) is newly SEC-registered with $115.2M RAUM and 2 advisory reps. IAPD ↗
$115.2M RAUM · 2 reps · (949) 687-2615 · flatrockwealth.com
95
BROOKLINE WEALTH, LLC — (AUSTIN, TX) is newly SEC-registered with $128.6M RAUM and 1 advisory reps. IAPD ↗
$128.6M RAUM · 1 reps · 512-222-9169 · brooklinewealth.com
95
UNIFY FINANCIAL ADVISORS — (CLEARWATER, FL) is newly SEC-registered with $116.3M RAUM and 2 advisory reps. IAPD ↗
$116.3M RAUM · 2 reps · 727-306-0299 · unifyfa.com
95
WAGNER WEALTH MANAGEMENT, CORP. — (SUGARLOAF, PA) is newly SEC-registered with $100.8M RAUM and 2 advisory reps. IAPD ↗
$100.8M RAUM · 2 reps · 570-987-6244 · wwmcorp.com
95
CLOUT CAPITAL — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 561-931-8430 · cloutcapital.com
95
LIFEGOAL WEALTH ADVISORS LLC — (location n/a) is newly SEC-registered with $82.0M RAUM and 3 advisory reps. IAPD ↗
$82.0M RAUM · 3 reps · 607-434-0742 · lifegoalwealthadvisors.com
95
EL MENUDO CUENTA LLC — (CORAL GABLES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 786-845-6878 · elmenudocuenta.com
95
MURPHY & MULLICK CAPITAL MANAGEMENT CORP — (SMITHTOWN, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 631-257-0080 · murphyfinancialgrp.com
95
KMT WEALTH MANAGEMENT, LLC — (EL SEGUNDO, CA) is newly SEC-registered with $133.9M RAUM and 1 advisory reps. IAPD ↗
$133.9M RAUM · 1 reps · 773-895-8962 · kmtwealth.com
95
RHL GROUP, LLC — (HOLLY, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 248-634-7720 · rhlgroup.us
95
XXI WEALTH, LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (312) 300-2670
95
CASTLE ROCK ADVISORS LLC — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 22 advisory reps. IAPD ↗
$0 RAUM · 22 reps · 617-227-0050
95
STEELE STREET CAPITAL LLC — (KITTERY, ME) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 207-475-0060
95
TERRAFIRMA WEALTH PARTNERS — (WALNUT CREEK, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 925-639-4592 · terrafirmawealth.com
95
SLO MONEY MANAGERS — (ATASCADERO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (949) 466-7519 · slomoneymanagers.com
95
ALECTRA WEALTH ADVISORS, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 0 advisory reps. IAPD ↗
$0 RAUM · 0 reps · 859-402-1460 · qtrfamilycapital.com
95
PLANWISER FINANCIAL — (COLORADO SPRINGS, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 719-822-0808 · planwiser.com
95
MFP FINANCIAL SERVICES — (SAFETY HARBOR, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 727-443-3300 · mfpfinancial.com
95
BLUEHEEL LLC — (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 214-559-9972
95
LIFELONG WEALTH ADVISORS, INC. — (ARDEN HILLS, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
$0 RAUM · 8 reps · 651-444-6500
95
DECODE FINANCE LLC — (PALO ALTO, CA) is newly SEC-registered with $1,000 RAUM and 1 advisory reps. IAPD ↗
$1,000 RAUM · 1 reps · 408-500-8242 · decode.finance
95
BEARING POINT CAPITAL — (BLOOMINGTON, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 952-800-6301 · bearingpointcap.com
95
DSG CAPITAL ADVISORS, LLC — (EDINA, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
$0 RAUM · 7 reps · (612) 515-9900 · dsgcapitaladvisors.com
95
RAINIER FAMILY WEALTH, INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 253-973-7744
95
MOREY & QUINN WEALTH PARTNERS — (OMAHA, NE) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (402) 502-9900 · moreyandquinn.com
95
BREAKTHRU ADVISORY SERVICES, LLC — (MUSKEGO, WI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 262 977-9907 · breakthruadvisoryservices.com
95
OLD BRIDGE WEALTH, INC — (SYOSSET, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 347-723-8943 · oldbridgewealth.com
95
LEGACY CAPITAL — (THE WOODLANDS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (281) 595-1996
95
CORRALES & CO. — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (202) 580-2068
95
BURLING WEALTH PARTNERS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 1-312-825-0601 · burlingwealthpartners.com
95
ELEVATE PLANNERS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 347-506-6061 · lvtplanners.com
95
MANNA WEALTH MANAGEMENT — (MIAMI BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 305-306-7107 · mannawealthmanagement.com
95
FORONJY FINANCIAL — (SANTA BARBARA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 805-543-1033 · foronjyfinancial.com
95
SERENITY CAPITAL ADVISORS INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 585-662-8111 · serenitycapadvisors.com
95
PEAK WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 518-441-2285
95
TIDECREST WEALTH MANAGEMENT, LLC — (NEWPORT BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 949-244-7910
95
TRUE WEALTH GROUP — (BEND, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 5037994008 · mytruewealthgroup.com
95
MARTINSEN WEALTH MANAGEMENT — (TEMPE, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 480-550-6556 · martinsenwealth.com
95
TRADEWELL SECURITIES, LLC — (FORT WAYNE, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 260-490-2084 · tradewelltax.com
95
LIBERTY SQUARE WEALTH PARTNERS LLC — (BETHLEHEM, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (610) 865-5803 · libertysquarewealth.com
95
ADVISIFI LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 917-553-3553 · advisifi.co
95
LIFT ASSET MANAGEMENT — (ENGLEWOOD, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 303-887-1729
95
PRASAD WEALTH PARTNERS — (INDEPENDENCE, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 216-313-9999 · prasadwealth.com
95
CURA WEALTH ADVISORS, LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 312-608-8806 · curawealth.com
95
CANTATA WEALTH MANAGEMENT, LLC — (CORAL GABLES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 844-226-8282 · cantatawealth.com
95
VIRTUS WEALTH SOLUTIONS — (CRANFORD, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 908-967-6360 · virtuswealthsolutions.com
95
ROUTE 20 PRIVATE WEALTH INC. — (FORT LAUDERDALE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 561-843-4678 · route20wealth.com
95
AVENTURA PRIVATE WEALTH, LLC — (AVENTURA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 305-610-7218
85
COLDSTREAM WEALTH MANAGEMENT — grew from 125 to 141 advisory reps. IAPD ↗
$9.66B RAUM · 141 reps · 425-283-1600
85
THE COLONY GROUP, LLC — grew from 630 to 660 advisory reps. IAPD ↗
$21.47B RAUM · 660 reps · 617-723-8200
85
KOVITZ INVESTMENT GROUP PARTNERS, LLC — grew from 122 to 138 advisory reps. IAPD ↗
$11.29B RAUM · 138 reps · 312-334-7300
80
TRB WEALTH MANAGEMENT, LLC — now offers financial planning (Item 5G(1)). IAPD ↗
$1.19B RAUM · 14 reps · 832-810-3565 · trb.bank
77
503 CAPITAL PARTNERS, LLC — grew from 1 to 10 advisory reps. IAPD ↗
$382.0M RAUM · 10 reps · 913-279-0177 · 503capitalpartners.com
76
ORBA WEALTH ADVISORS, LLC — grew from 8 to 16 advisory reps. IAPD ↗
$257.1M RAUM · 16 reps · (312) 670-6262
76
TRB WEALTH MANAGEMENT, LLC — grew from 8 to 14 advisory reps. IAPD ↗
$1.19B RAUM · 14 reps · 832-810-3565 · trb.bank
75
EVOKE ADVISORS — reported RAUM up 100% ($13.36B -> $26.69B). IAPD ↗
$26.69B RAUM · 27 reps · 424-372-1775 · evokewealth.com
75
BOULAY FINANCIAL ADVISORS, LLC — grew from 22 to 27 advisory reps. IAPD ↗
$2.13B RAUM · 27 reps · 952-893-9320
75
SANCTUARY ADVISORS, LLC — grew from 314 to 319 advisory reps. IAPD ↗
$22.02B RAUM · 319 reps · 317-975-7729
75
WELLTH ADVISORY SERVICES, LLC — 's provisional registration is now fully approved. IAPD ↗
$21.91B RAUM · 67 reps · 866-777-4015 · srpretire.com
75
U. S. BOSTON CAPITAL CORPORATION — now offers financial planning (Item 5G(1)). IAPD ↗
$131.1M RAUM · 1 reps · 781-259-1144 · usboston.com
75
SPHINX INVESTMENTS LLC — now offers financial planning (Item 5G(1)). IAPD ↗
$12.6M RAUM · 1 reps · 833-247-7833 · sphinx.com
73
INTEGRAL WEALTH MANAGEMENT — reported RAUM up 92% ($259.0M -> $497.1M). IAPD ↗
$497.1M RAUM · 5 reps · 209-633-3101
73
BLAKE SCHUTTER THEIL WEALTH ADVISORS, LLC — reported RAUM up 151% ($181.6M -> $456.5M). IAPD ↗
$456.5M RAUM · 4 reps · 9379567875 · blakeschutter.com
73
SIGNATURE EQUITY PARTNERS, LLC — reported RAUM up 151% ($100.0M -> $250.9M). IAPD ↗
$250.9M RAUM · 21 reps · 614-846-6000
73
TC43 LLC — reported RAUM up 368% ($66.7M -> $311.7M). IAPD ↗
$311.7M RAUM · 8 reps · 917-363-7217
73
EQUITA FINANCIAL NETWORK, INC. — grew from 8 to 13 advisory reps. IAPD ↗
$283.1M RAUM · 13 reps · 800.604.0176
73
ELYXIUM WEALTH LLC — 's provisional registration is now fully approved. IAPD ↗
$260.4M RAUM · 4 reps · 415-264-0468 · elyxwealth.com
73
SOVRAN ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
$841.6M RAUM · 45 reps · 619-281-9890 · sovranadvisors.com
73
NAPLES WEALTH PLANNING — 's provisional registration is now fully approved. IAPD ↗
$466.7M RAUM · 12 reps · 239-330-4183 · napleswealthplanning.com
73
ZEGA INVESTMENTS — 's provisional registration is now fully approved. IAPD ↗
$508.1M RAUM · 9 reps · 800.380.9342
73
BIP ALLIANCE, LLC — 's provisional registration is now fully approved. IAPD ↗
$280.7M RAUM · 4 reps · 404-495-5230
73
HS WEALTH PARTNERS — 's provisional registration is now fully approved. IAPD ↗
$366.5M RAUM · 3 reps · 505-717-1680 · hswealthpartners.com
72
WEALTHCARE CAPITAL PARTNERS, LLC — grew from 1 to 8 advisory reps. IAPD ↗
$160.6M RAUM · 8 reps · 804.644.4711
71
INVESTOR FAN — grew from 7 to 10 advisory reps. IAPD ↗
$255.4M RAUM · 10 reps · 425-372-7517 · thewaytoinvest.com
71
WHITAKER-MYERS WEALTH MANAGERS, LTD. — grew from 10 to 13 advisory reps. IAPD ↗
$513.0M RAUM · 13 reps · (330) 345-5000 · whitaker-myers.com
70
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC — crossed $500M in regulatory AUM ($379.7M -> $501.2M). IAPD ↗
$501.2M RAUM · 10 reps · 913-295-9500
70
FORTITUDE FAMILY OFFICE — crossed $500M in regulatory AUM ($434.3M -> $505.2M). IAPD ↗
$505.2M RAUM · 9 reps · (602) 834-0089
70
CAPITAL INNOVATIONS, LLC — reported RAUM up 87% ($109.1M -> $204.3M). IAPD ↗
$204.3M RAUM · 4 reps · 262-746-3100 · capinnovations.com
70
STEWARD INC. — reported RAUM up 153% ($18.3M -> $46.4M). IAPD ↗
$46.4M RAUM · 1 reps · 917-547-3227
70
BBVA GLOBAL WEALTH ADVISORS, INC. — reported RAUM up 101% ($111.1M -> $222.8M). IAPD ↗
$222.8M RAUM · 14 reps · 434-242-0068 · bbvaglobalwealthadvisors.com
70
FAMILY LEGACY, INC. — grew from 10 to 12 advisory reps. IAPD ↗
$300.1M RAUM · 12 reps · (864) 233-0808 · familylegacyinc.com
70
LAUREL WEALTH ADVISORS, LLC — grew from 4 to 6 advisory reps. IAPD ↗
$860.4M RAUM · 6 reps · 704-927-4379
70
HENRICKSON NAUTA WEALTH ADVISORS, INC. — grew from 6 to 8 advisory reps. IAPD ↗
$702.7M RAUM · 8 reps · 616-361-9308 · hnwealthadvisors.com
70
INTEGRAL WEALTH MANAGEMENT — grew from 3 to 5 advisory reps. IAPD ↗
$497.1M RAUM · 5 reps · 209-633-3101
70
OASIS WEALTH PLANNING ADVISORS — grew from 5 to 7 advisory reps. IAPD ↗
$254.4M RAUM · 7 reps · (615) 933-3314 · oasiswealthplanning.com
70
FORTITUDE FAMILY OFFICE — grew from 7 to 9 advisory reps. IAPD ↗
$505.2M RAUM · 9 reps · (602) 834-0089
70
EIGHT 31 FINANCIAL, LLC — grew from 2 to 4 advisory reps. IAPD ↗
$350.5M RAUM · 4 reps · 432-282-0251
70
TC43 LLC — grew from 6 to 8 advisory reps. IAPD ↗
$311.7M RAUM · 8 reps · 917-363-7217
70
U. S. BOSTON CAPITAL CORPORATION — 's provisional registration is now fully approved. IAPD ↗
$131.1M RAUM · 1 reps · 781-259-1144 · usboston.com
70
DIGITAL WEALTH PARTNERS — 's provisional registration is now fully approved. IAPD ↗
$0 RAUM · 2 reps · 307-214-0780
70
GATEPASS CAPITAL, LLC — 's provisional registration is now fully approved. IAPD ↗
$103.2M RAUM · 3 reps · 833-428-3727 · gatepass.capital
70
MKT AND ASSOCIATES LLC — 's provisional registration is now fully approved. IAPD ↗
$113.0M RAUM · 1 reps · 253-252-2359
70
IWEALTH — 's provisional registration is now fully approved. IAPD ↗
$191.8M RAUM · 4 reps · 507-835-9111
70
ACME JACK WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
$173.1M RAUM · 1 reps · 3308023036
70
FUNDAMENTAL INVESTMENT SERVICES, LLC — 's provisional registration is now fully approved. IAPD ↗
$33.8M RAUM · 1 reps · 1-917-495-9582
70
ARC ADVISORY LLC — 's provisional registration is now fully approved. IAPD ↗
$108.2M RAUM · 9 reps · (510) 213-8085 · joinarc.com
70
MURPHY CLARKE WILLIAMS & STONE LLC — 's provisional registration is now fully approved. IAPD ↗
$130.7M RAUM · 2 reps · (305) 954-1521 · mcwstone.com
70
WEALTHCARE CAPITAL PARTNERS, LLC — 's provisional registration is now fully approved. IAPD ↗
$160.6M RAUM · 8 reps · 804.644.4711
70
KILTER GROUP — 's provisional registration is now fully approved. IAPD ↗
$181.3M RAUM · 4 reps · 646-438-6557 · kiltergroup.com
70
OVERLOCK CAPITAL LLC — 's provisional registration is now fully approved. IAPD ↗
$115.2M RAUM · 3 reps · 202-670-2574 · overlockcapital.com
70
BINGHAM PRIVATE WEALTH, LLC — 's provisional registration is now fully approved. IAPD ↗
$180.9M RAUM · 2 reps · 415-426-5652 · binghamprivate.com
70
SUMMITAS INVESTMENT MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
$127.0M RAUM · 1 reps · 254-275-5326
70
ORG WEALTH PARTNERS — 's provisional registration is now fully approved. IAPD ↗
$247.9M RAUM · 1 reps · 214-440-3909
70
WIMER INVESTMENT MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
$55.0M RAUM · 1 reps · 7327639237
70
HIGHROAD WEALTH ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
$131.0M RAUM · 2 reps · 541-266-7623 · highroadwa.com
70
TRUEHAVEN CAPITAL — 's provisional registration is now fully approved. IAPD ↗
$100.3M RAUM · 1 reps · 210-260-8668 · truehaven.net
69
ORBA WEALTH ADVISORS, LLC — reported RAUM up 58% ($162.5M -> $257.1M). IAPD ↗
$257.1M RAUM · 16 reps · (312) 670-6262
69
XYPN INVEST — grew from 10 to 14 advisory reps. IAPD ↗
$133.3M RAUM · 14 reps · (360) 301-7579 · newleaffinancialguidance.com
68
TEEPLE SNYDER NEWSOME WEALTH MANAGEMENT — grew from 9 to 12 advisory reps. IAPD ↗
$169.5M RAUM · 12 reps · 317-350-4255 · tsnwealth.com
68
MORALIS TECHNOLOGIES, LLC — grew from 7 to 10 advisory reps. IAPD ↗
$17.2M RAUM · 10 reps · 833-730-3700 · aquinaswealth.com
67
COLE WEALTH MANAGEMENT, LLC — grew from 3 to 5 advisory reps. IAPD ↗
$143.1M RAUM · 5 reps · 480-275-6354 · colewealthmanagement.com
67
WYZE WEALTH ADVISORS, LLC — grew from 1 to 3 advisory reps. IAPD ↗
$219.0M RAUM · 3 reps · 724-747-6451 · wyzewealthadvisors.com
66
RUBINBROWN ADVISORS LLC — reported RAUM up 32% ($2.35B -> $3.09B). IAPD ↗
$3.09B RAUM · 16 reps · 314-290-3300 · rubinbrownadvisors.com
66
STEWARD PARTNERS INVESTMENT ADVISORY, LLC — reported RAUM up 33% ($15.39B -> $20.43B). IAPD ↗
$20.43B RAUM · 327 reps · 212-364-0364
65
COLDSTREAM WEALTH MANAGEMENT — reported RAUM up 27% ($7.58B -> $9.66B). IAPD ↗
$9.66B RAUM · 141 reps · 425-283-1600
65
WEALTH MANAGEMENT CPAS, LLC — reported RAUM up 51% ($156.8M -> $236.1M). IAPD ↗
$236.1M RAUM · 6 reps · 801-272-4357
64
HENRICKSON NAUTA WEALTH ADVISORS, INC. — reported RAUM up 33% ($528.4M -> $702.7M). IAPD ↗
$702.7M RAUM · 8 reps · 616-361-9308 · hnwealthadvisors.com
63
FREEDOM FIDUCIARIES LLC — reported RAUM up 26% ($263.8M -> $331.6M). IAPD ↗
$331.6M RAUM · 3 reps · 208-900-4331
62
FOUNDATION CAPITAL MANAGEMENT, LLC — reported RAUM up 37% ($134.4M -> $184.4M). IAPD ↗
$184.4M RAUM · 2 reps · 610-278-6961 · myfcm.com
60
SRS CAPITAL ADVISORS, LLC — SRS CAPITAL ADVISORS, INC. is now doing business as . IAPD ↗
$1.44B RAUM · 15 reps · 303-633-5900 · simondavisinc.com
58
ALPHAQ ADVISORS — HAVEN PRIVATE is now doing business as . IAPD ↗
$332.5M RAUM · 2 reps · 407-982-4550 · alphaqadvisors.com
58
TVAMP, LLC — TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS, LLC is now doing business as . IAPD ↗
$677.0M RAUM · 19 reps · 865-226-9982
58
CAPSTONE TRITON FINANCIAL GROUP INC — CAPSTONE TRITON FINANCIAL GROUP LLC is now doing business as . IAPD ↗
$282.6M RAUM · 3 reps · 405-696-7140 · ctfg.co
55
CLEARSTEAD; HARTLAND & CO., LLC; CLEARSTEAD ADVISORY SOLUTIONS — added office(s): 7 -> 8 additional locations. IAPD ↗
$22.37B RAUM · 80 reps · 216-621-1090 · clearsteadinvestmentforum.buzzsprout.com
55
F L PUTNAM INVESTMENT MANAGEMENT CO. — added office(s): 10 -> 14 additional locations. IAPD ↗
$6.17B RAUM · 60 reps · 800-344-3435
55
COLDSTREAM WEALTH MANAGEMENT — added office(s): 6 -> 7 additional locations. IAPD ↗
$9.66B RAUM · 141 reps · 425-283-1600
55
BEACON POINTE ADVISORS, LLC — added office(s): 26 -> 52 additional locations. IAPD ↗
$31.28B RAUM · 296 reps · 949-718-1600
55
PERIGON WEALTH MANAGEMENT, LLC — added office(s): 41 -> 44 additional locations. IAPD ↗
$6.94B RAUM · 77 reps · (877) 977-2555
55
PROSPERITY - AN EISNERAMPER COMPANY — added office(s): 7 -> 8 additional locations. IAPD ↗
$1.07B RAUM · 31 reps · 410-363-7211
55
MOUNT YALE INVESTMENT ADVISORS, LLC — added office(s): 2 -> 4 additional locations. IAPD ↗
$2.19B RAUM · 20 reps · 303-382-2880
55
PYA WALTMAN CAPITAL, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.03B RAUM · 9 reps · 865-693-6301
55
THE COLONY GROUP, LLC — added office(s): 34 -> 92 additional locations. IAPD ↗
$21.47B RAUM · 660 reps · 617-723-8200
55
THE PATRIOT FINANCIAL GROUP, LLC — added office(s): 27 -> 28 additional locations. IAPD ↗
$2.12B RAUM · 50 reps · 508-251-6100
55
KOVITZ INVESTMENT GROUP PARTNERS, LLC — added office(s): 29 -> 35 additional locations. IAPD ↗
$11.29B RAUM · 138 reps · 312-334-7300
55
ONEASCENT FINANCIAL SERVICES LLC — added office(s): 27 -> 29 additional locations. IAPD ↗
$1.79B RAUM · 39 reps · 205-313-9142
55
VIDENT ASSET MANAGEMENT — added office(s): 3 -> 4 additional locations. IAPD ↗
$8.99B RAUM · 6 reps · 404-267-1501 · videntam.com
55
CRESSET ASSET MANAGEMENT, LLC — added office(s): 20 -> 22 additional locations. IAPD ↗
$52.51B RAUM · 133 reps · 312-429-2400 · cressetpartners.com
55
STEPHENS GROUP ASSET MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$1.14B RAUM · 4 reps · 501-246-7500 · sgassetmgt.com
55
ROBERTSON STEPHENS — added office(s): 23 -> 24 additional locations. IAPD ↗
$4.93B RAUM · 51 reps · 415-500-6810 · divorceplanningofaustin.com
55
SUMMIT FINANCIAL, LLC — added office(s): 40 -> 47 additional locations. IAPD ↗
$8.02B RAUM · 73 reps · 973-285-3600
55
EVOKE ADVISORS — added office(s): 1 -> 2 additional locations. IAPD ↗
$26.69B RAUM · 27 reps · 424-372-1775 · evokewealth.com
55
CYNDEO WEALTH PARTNERS — added office(s): 3 -> 4 additional locations. IAPD ↗
$2.00B RAUM · 11 reps · (727) 472-3700 · cyndeowp.com
55
JOURNEY STRATEGIC WEALTH LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$3.07B RAUM · 12 reps · (201) 905-0070 · journeysw.com
55
ARS WEALTH ADVISORS — added office(s): 1 -> 3 additional locations. IAPD ↗
$1.27B RAUM · 13 reps · 727-322-7681 · focusfinancialpartners.com
55
MODERN WEALTH MANAGEMENT, LLC — added office(s): 9 -> 14 additional locations. IAPD ↗
$2.07B RAUM · 36 reps · 913-393-1000 · modwm.com
55
SYNTRINSIC LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.75B RAUM · 12 reps · 303-296-7100
55
FINANCIAL ROUNDS — PERSONAL CHOICE FINANCIAL ADVISORS, LLC is now doing business as . IAPD ↗
$159.0M RAUM · 5 reps · 513-588-8080
55
VALIDUS GLOBAL INVESTING — VALIDUS GROWTH INVESTING is now doing business as . IAPD ↗
$248.7M RAUM · 3 reps · 858-410-1410 · validusgrowth.com
55
GUGGENHEIM WEALTH SOLUTIONS, LLC — GUGGENHEIM PARTNERS ADVISORS, LLC is now doing business as . IAPD ↗
$0 RAUM · 0 reps · 310-576-1270 · guggenheimpartners.com
55
WEST INVEST — NORTHWEST WEALTH ADVISORS is now doing business as . IAPD ↗
$152.3M RAUM · 4 reps · 360-738-6019
55
WEALTHPOINT ADVISORS — WEALTHPOINT FINANCIAL LLC is now doing business as . IAPD ↗
$0 RAUM · 4 reps · 704-675-5300 · wealthpointadvisorsnc.com
53
THE ADVISORY GROUP OF SAN FRANCISCO, LLC — added office(s): 4 -> 6 additional locations. IAPD ↗
$831.4M RAUM · 4 reps · 415-977-1200
53
WOOSTER CORTHELL WEALTH MANAGEMENT, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$453.1M RAUM · 3 reps · 860-430-9766
53
VOISARD ASSET MANAGEMENT GROUP — added office(s): 0 -> 1 additional locations. IAPD ↗
$379.8M RAUM · 5 reps · 616-988-5778
53
FINANCIAL & TAX ARCHITECTS, LLC — added office(s): 17 -> 18 additional locations. IAPD ↗
$409.9M RAUM · 23 reps · 314-858-1122 · scoutfinancialgroup.com
53
COLTON GROOME FINANCIAL ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$350.8M RAUM · 9 reps · 828-252-1816 · coltongroome.com
53
WOMACK WEALTH MANAGEMENT, INC. — added office(s): 2 -> 3 additional locations. IAPD ↗
$329.8M RAUM · 5 reps · 888-314-5554
53
INVESTOR FAN — added office(s): 8 -> 9 additional locations. IAPD ↗
$255.4M RAUM · 10 reps · 425-372-7517 · thewaytoinvest.com
53
FORMIDABLE ASSET MANAGEMENT, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$886.8M RAUM · 12 reps · 513-655-5566 · formidableam.com
53
OMNIA FAMILY WEALTH, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$759.7M RAUM · 5 reps · 305-602-9080
53
B.O.S.S. RETIREMENT ADVISORS, LLC — added office(s): 8 -> 9 additional locations. IAPD ↗
$764.0M RAUM · 36 reps · 801-990-5055 · getmorewithboss.com
53
BROWN EDWARDS WEALTH STRATEGIES — added office(s): 11 -> 12 additional locations. IAPD ↗
$272.2M RAUM · 7 reps · 434 948-9000 · brownedwardswealth.com
53
WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. — added office(s): 20 -> 21 additional locations. IAPD ↗
$270.2M RAUM · 19 reps · 860.973.3214
53
EQUITA FINANCIAL NETWORK, INC. — added office(s): 1 -> 13 additional locations. IAPD ↗
$283.1M RAUM · 13 reps · 800.604.0176
53
OASIS WEALTH PLANNING ADVISORS — added office(s): 4 -> 5 additional locations. IAPD ↗
$254.4M RAUM · 7 reps · (615) 933-3314 · oasiswealthplanning.com
53
TCP ASSET MANAGEMENT, LLC — added office(s): 10 -> 11 additional locations. IAPD ↗
$641.8M RAUM · 19 reps · 614-761-9378 · tcpasset.com
53
WHITAKER-MYERS WEALTH MANAGERS, LTD. — added office(s): 22 -> 23 additional locations. IAPD ↗
$513.0M RAUM · 13 reps · (330) 345-5000 · whitaker-myers.com
53
INVICTA FINANCIAL GROUP — added office(s): 4 -> 5 additional locations. IAPD ↗
$251.0M RAUM · 10 reps · 928-344-8000 · invictafg.com
53
TRIVIUM POINT ADVISORY, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$716.2M RAUM · 14 reps · (203) 221-3085
53
SIGNAL ADVISORS WEALTH, LLC — added office(s): 11 -> 12 additional locations. IAPD ↗
$465.3M RAUM · 5 reps · 1-866-774-4625
53
TOWER WEALTH PARTNERS — added office(s): 0 -> 1 additional locations. IAPD ↗
$307.9M RAUM · 3 reps · (570) 524-7200
53
CEDRUS LLC — added office(s): 0 -> 5 additional locations. IAPD ↗
$651.1M RAUM · 17 reps · 720-724-2170 · cedrusfinancial.com
53
SAVVY — added office(s): 10 -> 11 additional locations. IAPD ↗
$401.3M RAUM · 10 reps · 833-745-6789
53
TWIN PEAKS WEALTH ADVISORS — added office(s): 2 -> 8 additional locations. IAPD ↗
$318.5M RAUM · 7 reps · (650) 200-0308 · twinpwa.com
53
UNITED ADVISOR GROUP — added office(s): 18 -> 22 additional locations. IAPD ↗
$578.8M RAUM · 28 reps · 888.242.4912 · uagria.com
53
SIGNATURE EQUITY PARTNERS, LLC — added office(s): 5 -> 8 additional locations. IAPD ↗
$250.9M RAUM · 21 reps · 614-846-6000
53
CURIO WEALTH, LLC — added office(s): 6 -> 7 additional locations. IAPD ↗
$330.7M RAUM · 6 reps · 410-449-2599 · curiowealth.com
53
NAPLES WEALTH PLANNING — added office(s): 0 -> 1 additional locations. IAPD ↗
$466.7M RAUM · 12 reps · 239-330-4183 · napleswealthplanning.com
53
HS WEALTH PARTNERS — added office(s): 1 -> 2 additional locations. IAPD ↗
$366.5M RAUM · 3 reps · 505-717-1680 · hswealthpartners.com
53
ONE WEALTH CAPITAL MANAGEMENT, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$270.6M RAUM · 6 reps · 855-663-9584
50
PALOUSE CAPITAL MANAGEMENT, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$228.6M RAUM · 3 reps · (509)624-5591 · palousecap.com
50
FARROW FINANCIAL INC — added office(s): 0 -> 3 additional locations. IAPD ↗
$227.9M RAUM · 1 reps · 802-728-4287 · farrowfinancial.com
50
JDM FINANCIAL GROUP LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$245.2M RAUM · 3 reps · (310) 479-4122 · jdmfinance.com
50
C.W. O'CONNER WEALTH ADVISORS, INC. — added office(s): 0 -> 2 additional locations. IAPD ↗
$214.7M RAUM · 3 reps · 770-368-9919 · cwoconner.com
50
ALLEN CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$179.3M RAUM · 4 reps · 503-292-1041 · allencapital.com
50
KRUSEN CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$213.6M RAUM · 2 reps · 561-370-7439 · krusencapital.com
50
CONTINUUM WEALTH ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$207.1M RAUM · 4 reps · 518-583-4050
50
WORTH ADVISORS — added office(s): 1 -> 2 additional locations. IAPD ↗
$179.3M RAUM · 11 reps · 704-731-0121 · coachnetworth.com
50
TOTAL WEALTH PLANNING AND MANAGEMENT, INC. — added office(s): 7 -> 8 additional locations. IAPD ↗
$178.3M RAUM · 9 reps · (866) 568-0003
50
HANSEN & ASSOCIATES FINANCIAL GROUP INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$204.5M RAUM · 2 reps · (916) 706-1234
50
MODERN CAPITAL GROUP LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$30.1M RAUM · 1 reps · 212-531-5600 · modern.net
50
11 FINANCIAL — added office(s): 17 -> 19 additional locations. IAPD ↗
$12.4M RAUM · 6 reps · (936) 899-5629
50
WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY — added office(s): 0 -> 1 additional locations. IAPD ↗
$164.1M RAUM · 12 reps · 866-929-3258 · walserwealth.com
50
NICHOLAS WEALTH MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$203.1M RAUM · 6 reps · 404-890-5606
50
GUGGENHEIM WEALTH SOLUTIONS, LLC — added office(s): 0 -> 3 additional locations. IAPD ↗
$0 RAUM · 0 reps · 310-576-1270 · guggenheimpartners.com
50
FOUR FINANCIAL MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$119.8M RAUM · 6 reps · 734-272-4322
50
RIDGELINE WEALTH ADVISORS, LLC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$117.7M RAUM · 3 reps · 919-782-0494 · ridgelinewealthadvisors.com
50
BAYBRIDGE CAPITAL GROUP, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$169.4M RAUM · 4 reps · (888) 440-2224 · baybridgecg.com
50
GIBSON WEALTH ADVISORS, LLC — added office(s): 2 -> 4 additional locations. IAPD ↗
$140.1M RAUM · 2 reps · 214-347-7475 · gibsonwealthadvisors.com
50
XYPN INVEST — added office(s): 10 -> 14 additional locations. IAPD ↗
$133.3M RAUM · 14 reps · (360) 301-7579 · newleaffinancialguidance.com
50
SCHOLAR FINANCIAL ADVISING, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
$0 RAUM · 7 reps · (336) 360-6833 · scholarfinancialadvising.com
50
PORTUS WEALTH ADVISORS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$136.6M RAUM · 3 reps · 704-936-0084 · portusadvisors.com
50
BROWNLEE WEALTH MANAGEMENT — added office(s): 2 -> 3 additional locations. IAPD ↗
$212.0M RAUM · 3 reps · 281-377-3170 · brownleewealthmanagement.com
50
CHIRON CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$223.7M RAUM · 3 reps · 850-775-1939 · chironcapital.com
50
WEALTHSPAN INVESTMENT MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$7.2M RAUM · 3 reps · 616-655-1696
50
THEPARTNERS WEALTH MANAGEMENT — added office(s): 3 -> 6 additional locations. IAPD ↗
$172.5M RAUM · 7 reps · 800-324-3010 · centralcoastfm.com
50
BLUEPRINT FINANCIAL ADVISORS — added office(s): 12 -> 13 additional locations. IAPD ↗
$132.5M RAUM · 14 reps · 336-609-7522 · buildyourblueprint.com
50
DISCIPLINE WEALTH SOLUTIONS, INC. — added office(s): 1 -> 3 additional locations. IAPD ↗
$93.0M RAUM · 3 reps · 864-322-6046 · stahlneckergroup.com
50
ONEASCENT FAMILY OFFICES — added office(s): 2 -> 3 additional locations. IAPD ↗
$93.8M RAUM · 2 reps · (205) 313-9142 · sovereignfamilyoffice.co
50
BULL HARBOR CAPITAL LLC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$173.9M RAUM · 16 reps · 804-965-5408 · bullharborcapital.com
50
FOGUTH WEALTH MANAGEMENT, LLC. — added office(s): 7 -> 9 additional locations. IAPD ↗
$237.0M RAUM · 10 reps · (810) 522-5650
50
DIGITAL WEALTH PARTNERS — added office(s): 0 -> 4 additional locations. IAPD ↗
$0 RAUM · 2 reps · 307-214-0780
50
MKT AND ASSOCIATES LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$113.0M RAUM · 1 reps · 253-252-2359
50
HAMPTON ROCK WEALTH MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$0 RAUM · 1 reps · 512-256-9272
85
GARDEN INVESTMENTS — (GREENWICH, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · (203) 242-8370
85
STARTINVEST FINANCIAL LLC — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 424-303-3666
85
CORYELL INVESTMENT MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 646-907-5632 · coryell.com
85
UNIFI ASSET MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 212-351-5601 · unifiam.com
85
ARINI CAPITAL MANAGEMENT US LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · 332-225-3450 · arini.com
85
BRYANT PARK FUNDING CLO MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 44 advisory reps. IAPD ↗institutional
$0 RAUM · 44 reps · 212-500-3000
85
VISTASHARES — (location n/a) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 917-319-4683 · vistashares.com
85
WISDOM FIXED INCOME MANAGEMENT — (DALLAS, TX) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 214-871-5200
85
RAVEN MUSIC PARTNERS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 13 advisory reps. IAPD ↗institutional
$0 RAUM · 13 reps · 212-966-7926 · ravencm.com
85
X CAPITAL ADVISORS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 201-502-7070
85
COMPOSITION CAPITAL LP — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗institutional
$0 RAUM · 7 reps · 949-244-6836
85
GQG PRIVATE CAPITAL SOLUTIONS LLC — (TACOMA, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗institutional
$0 RAUM · 7 reps · 754-218-5500
85
STONE POINT CREDIT INCOME ADVISER LLC — (GREENWICH, CT) is newly SEC-registered with $0 RAUM and 39 advisory reps. IAPD ↗institutional
$0 RAUM · 39 reps · 203-862-2900 · stonepoint.com
85
PROTOCOL VC LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 415-370-5155 · protocol.vc
85
FORMA CASHMERE — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 310-904-9331 · thecashmerefund.com
85
FIELDVIEW CAPITAL MANAGEMENT, LLC — (NILES, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 12 advisory reps. IAPD ↗institutional
$0 RAUM · 12 reps · 312-420-2441
85
ANANYM CAPITAL MANAGEMENT, LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 347-974-1040 · ananymcapital.com
85
INVESTATURE — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 917-836-8653 · investature.biz
85
FOURTH SAIL CAPITAL US LP — (location n/a) is newly SEC-registered with $1.51B RAUM and 2 advisory reps. IAPD ↗fund
$1.51B RAUM · 2 reps · 646-355-2764 · fourthsailcap.com
85
INTELLIGENT ALPHA LLC — (MINNEAPOLIS, MN) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 215-469-1717 · intelligentalpha.co
83
KHROM CAPITAL MANAGEMENT — (MIAMI, FL) is newly SEC-registered with $389.6M RAUM and 3 advisory reps. IAPD ↗fund
$389.6M RAUM · 3 reps · 6464366643 · khromcapital.com
83
HUNTER STREET PARTNERS, LP — (WAYZATA, MN) is newly SEC-registered with $279.7M RAUM and 5 advisory reps. IAPD ↗fund
$279.7M RAUM · 5 reps · 612-404-3100 · hunterst.com
83
SCIENTECH RESEARCH LLC — (JERSEY CITY, NJ) is newly SEC-registered with $439.7M RAUM and 4 advisory reps. IAPD ↗fund
$439.7M RAUM · 4 reps · 201-292-3789
83
BY CRYPTO MANAGEMENT, LLC — (LITTLE ROCK, AR) is newly SEC-registered with $747.4M RAUM and 8 advisory reps. IAPD ↗fund
$747.4M RAUM · 8 reps · 917-561-4905
83
SYMBIOSIS CAPITAL PARTNERS, LLC — (BENTONVILLE, AR) is newly SEC-registered with $278.8M RAUM and 6 advisory reps. IAPD ↗fund
$278.8M RAUM · 6 reps · 4793786655
80
13D MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $176.0M RAUM and 5 advisory reps. IAPD ↗fund
$176.0M RAUM · 5 reps · 212-223-2282 · 13dmanagement.com
80
HIGHBURY PARK LLC — (location n/a) is newly SEC-registered with $155.1M RAUM and 1 advisory reps. IAPD ↗fund
$155.1M RAUM · 1 reps · 401-651-1059
80
BRAESWOOD CARBON MANAGEMENT, LLC — (SAN FRANCISCO, CA) is newly SEC-registered with $185.9M RAUM and 3 advisory reps. IAPD ↗fund
$185.9M RAUM · 3 reps · 415-325-2523 · braeswoodcarbon.com
80
REMORA CAPITAL PARTNERS — (NASHVILLE, TN) is newly SEC-registered with $245.0M RAUM and 3 advisory reps. IAPD ↗fund
$245.0M RAUM · 3 reps · 615-380-1095 · remoracap.com
80
FLOW STATE INVESTMENTS, LP — (CHICAGO, IL) is newly SEC-registered with $188.4M RAUM and 11 advisory reps. IAPD ↗fund
$188.4M RAUM · 11 reps · 773-938-9600 · flowstateinvestments.com
80
CONTINUIM EQUITY PARTNERS, LP — (PITTSBURGH, PA) is newly SEC-registered with $167.3M RAUM and 13 advisory reps. IAPD ↗fund
$167.3M RAUM · 13 reps · 412-586-7651
80
DIGITAL ASSET MANAGEMENT — (PHOENIX, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗fund
$0 RAUM · 1 reps · 6029101254 · damx.us
80
PINE VALLEY CAPITAL PARTNERS LLC — (AUSTIN, TX) is newly SEC-registered with $238.1M RAUM and 4 advisory reps. IAPD ↗fund
$238.1M RAUM · 4 reps · 713-417-4441 · pvcapitalpartners.com
80
QUADRATURE US INC. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 80 advisory reps. IAPD ↗fund
$0 RAUM · 80 reps · 646-224-7425 · quadrature.ai
72
DURATION CAPITAL PARTNERS LLC — grew from 2 to 14 advisory reps. IAPD ↗institutional
$3.34B RAUM · 14 reps · (646) 303-7130 · durationcapitalpartners.com
65
DIAMETER PRINCIPAL FINANCE LLC — grew from 39 to 46 advisory reps. IAPD ↗institutional
$622.9M RAUM · 46 reps · 212-665-1400 · diametercap.com
65
TRINETRA INVESTMENT MANAGEMENT LLP — (LONDON, United Kingdom) is newly SEC-registered with $224.0M RAUM and 4 advisory reps. IAPD ↗foreign
$224.0M RAUM · 4 reps · +44 20 3908 8900 · trinetra-im.com
65
NUTSHELL ASSET MANAGEMENT LIMITED — (SEVENOAKS, United Kingdom) is newly SEC-registered with $165.0M RAUM and 2 advisory reps. IAPD ↗foreign
$165.0M RAUM · 2 reps · +44 (0)20 78560520 · nutshellam.com
65
ARINI CAPITAL MANAGEMENT LIMITED — (LONDON, United Kingdom) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 26 advisory reps. IAPD ↗foreign
$0 RAUM · 26 reps · +44 (0) 204 571 0034 · arini.com
65
ROSEN GROUP PRIVATE WEALTH MANAGEMENT, LLC — (POINTE-CLAIRE. QC, Canada) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
$0 RAUM · 1 reps · 514-782-5966
65
DURATION CAPITAL PARTNERS LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$3.34B RAUM · 14 reps · (646) 303-7130 · durationcapitalpartners.com
64
ZEGA FINANCIAL, LLC — reported RAUM up 74% ($2.61B -> $4.55B). IAPD ↗institutional
$4.55B RAUM · 14 reps · 800-380-9342
63
SIMPLIFY ASSET MANAGEMENT INC. — grew from 10 to 13 advisory reps. IAPD ↗institutional
$4.66B RAUM · 13 reps · 646-585-0476 · simplify.us
63
TALLVINE PARTNERS MANAGEMENT LP — 's provisional registration is now fully approved. IAPD ↗institutional
$250.0M RAUM · 4 reps · 786-475-3890
63
PARADOXIOM CAPITAL — 's provisional registration is now fully approved. IAPD ↗institutional
$446.1M RAUM · 3 reps · 267-975-4728
63
PL3 CAPITAL LP — 's provisional registration is now fully approved. IAPD ↗institutional
$300.7M RAUM · 1 reps · 917-484-0819
63
SOPHRON CAPITAL MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗institutional
$251.7M RAUM · 2 reps · 212-970-9451
62
SIXTH STREET ADVISERS, LLC — grew from 277 to 284 advisory reps. IAPD ↗fund
$70.98B RAUM · 284 reps · 469-621-3001
61
DIAMETER CAPITAL PARTNERS LP — grew from 50 to 56 advisory reps. IAPD ↗fund
$18.31B RAUM · 56 reps · 212-655-1400 · diametercap.com
60
FALCON BRIDGE CAPITAL — reported RAUM up 63% ($161.8M -> $263.3M). IAPD ↗institutional
$263.3M RAUM · 5 reps · 925-979-4280 · falconbridgecapital.com
60
5CLP ADVISOR — 's provisional registration is now fully approved. IAPD ↗institutional
$0 RAUM · 3 reps · 212-516-3171 · 5cinvest.com
60
SLW MANAGEMENT COMPANY — 's provisional registration is now fully approved. IAPD ↗fund
$1.32B RAUM · 8 reps · 415-851-9870 · slw.vc
60
MIDBRIDGE ADVISORS LP — 's provisional registration is now fully approved. IAPD ↗institutional
$0 RAUM · 12 reps · 303-454-5453
60
CION GROSVENOR MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$0 RAUM · 2 reps · 646-253-8235 · cioninvestments.com
60
INDAGO CAPITAL LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$199.9M RAUM · 4 reps · 212-680-4970
60
FINANCEBUZZ — 's provisional registration is now fully approved. IAPD ↗institutional
$0 RAUM · 5 reps · 443-326-1434 · financebuzz.com
59
SIMPLIFY ASSET MANAGEMENT INC. — reported RAUM up 46% ($3.18B -> $4.66B). IAPD ↗institutional
$4.66B RAUM · 13 reps · 646-585-0476 · simplify.us
58
AGELLUS CAPITAL, LLC — 's provisional registration is now fully approved. IAPD ↗fund
$410.0M RAUM · 5 reps · 314-408-5600
56
PAMPLONA CAPITAL MANAGEMENT LLC — reported RAUM up 58% ($2.20B -> $3.48B). IAPD ↗fund
$3.48B RAUM · 6 reps · (212 ) 207-6820 · pamplonafunds.com
56
AGELLUS CAPITAL, LLC — grew from 2 to 5 advisory reps. IAPD ↗fund
$410.0M RAUM · 5 reps · 314-408-5600
55
EMBLEM GROUP, L.P. — 's provisional registration is now fully approved. IAPD ↗fund
$191.9M RAUM · 4 reps · 781-208-2409 · emblem.investments
55
TRITON PACIFIC HEALTHCARE PARTNERS, LLC — 's provisional registration is now fully approved. IAPD ↗fund
$233.4M RAUM · 5 reps · 804-893-3712
55
DV CAPITAL ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗fund
$109.2M RAUM · 3 reps · 312-663-7111
55
5C ADVISOR — 's provisional registration is now fully approved. IAPD ↗fund
$25.0M RAUM · 3 reps · 212-516-3171 · 5cinvest.com
52
DYNAMIC BETA INVESTMENTS LLC — reported RAUM up 36% ($1.94B -> $2.65B). IAPD ↗fund
$2.65B RAUM · 3 reps · 646-837-7030 · dbi.co
52
EMBLEM GROUP, L.P. — grew from 2 to 4 advisory reps. IAPD ↗fund
$191.9M RAUM · 4 reps · 781-208-2409 · emblem.investments
51
EXODUSPOINT CAPITAL MANAGEMENT, LP — reported RAUM up 31% ($85.73B -> $111.94B). IAPD ↗fund
$111.94B RAUM · 308 reps · (646) 940 - 9600 · exoduspoint.com
50
NEOS INVESTMENTS — NEOS INVESTMENT MANAGEMENT, LLC is now doing business as . IAPD ↗institutional
$1.36B RAUM · 3 reps · 203-298-7300 · neosfunds.com
48
OT RESEARCH — OTRESEARCH is now doing business as . IAPD ↗institutional
$802.4M RAUM · 5 reps · 617-308-5935
45
DURATION CAPITAL PARTNERS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗institutional
$3.34B RAUM · 14 reps · (646) 303-7130 · durationcapitalpartners.com
45
NEW MOUNTAIN FINANCE ADVISERS, L.L.C. — NEW MOUNTAIN FINANCE ADVISERS BDC, L.L.C. is now doing business as . IAPD ↗fund
$9.71B RAUM · 28 reps · 212-720-0300 · newmountainfinance.com
45
BAM CREDIT AND INSURANCE SOLUTIONS ADVISOR LLC — BROOKFIELD ASSET MANAGEMENT CREDIT AND INSURANCE SOLUTIONS is now doing business as . IAPD ↗fund
$34.50B RAUM · 998 reps · 2124177000 · brookfield.com
43
PL3 CAPITAL LP — added office(s): 0 -> 1 additional locations. IAPD ↗institutional
$300.7M RAUM · 1 reps · 917-484-0819
43
SOPHRON CAPITAL MANAGEMENT — added office(s): 2 -> 3 additional locations. IAPD ↗institutional
$251.7M RAUM · 2 reps · 212-970-9451
43
ACORN CAPITAL MANAGEMENT — ACORN GROWTH COMPANIES, LLC is now doing business as . IAPD ↗fund
$574.1M RAUM · 12 reps · 405-737-2676 · acorncapitalmanagement.com
43
GREAT ELM CAPITAL MANAGEMENT, LLC — GREAT ELM CAPITAL MANAGEMENT, INC. is now doing business as . IAPD ↗fund
$288.4M RAUM · 8 reps · 561-214-7901 · greatelmgroup.com
40
SUMITOMO MITSUI DS ASSET MANAGEMENT (SINGAPORE) PTE. LTD. — grew from 9 to 11 advisory reps. IAPD ↗foreign
$632.0M RAUM · 11 reps · 65 6297 6811 · asia.smd-am.com
40
III CAPITAL MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$39.51B RAUM · 8 reps · 561-544-4600 · iiicm.com
40
HQ CAPITAL PRIVATE EQUITY LLC — added office(s): 3 -> 4 additional locations. IAPD ↗fund
$7.77B RAUM · 21 reps · 212-863-2300
40
I SQUARED CAPITAL ADVISORS (US) LLC — added office(s): 0 -> 8 additional locations. IAPD ↗fund
$47.87B RAUM · 196 reps · (786) 693-5700 · isquaredcapital.com
40
KENNEDY LEWIS MANAGEMENT LP — added office(s): 2 -> 3 additional locations. IAPD ↗fund
$8.97B RAUM · 38 reps · 212-782-3480
40
CAPROCK PARTNERS MANAGEMENT, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$1.68B RAUM · 15 reps · 949-342-8000 · caprock-partners.com
40
KRANE CAPITAL MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$15.2M RAUM · 5 reps · 212-933-0393 · kranecapitalmanagement.com
40
MIDBRIDGE ADVISORS LP — added office(s): 0 -> 1 additional locations. IAPD ↗institutional
$0 RAUM · 12 reps · 303-454-5453
40
A.P. GILFOYLE MANAGEMENT & RESEARCH COMPANY, L.L.C. — A.P. GILFOYLE & CO., L.P. is now doing business as . IAPD ↗fund
$1.9M RAUM · 2 reps · 212-529-4550 · apgilfoyle.com
40
CCS PARTNERS LLC — CCS CREDIT SOLUTIONS LLC is now doing business as . IAPD ↗fund
$105.9M RAUM · 6 reps · 212 224-9400 · ccs-partners.com
38
INCA INVESTMENTS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$486.0M RAUM · 7 reps · 305-722-4300 · incainvestments.com
38
VINCI PARTNERS USA — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$357.6M RAUM · 3 reps · 1 646 559 8000 · vincipartners.com
28
NOVACAP MANAGEMENT FINANCIAL SERVICES INC. — NOVACAP MANAGEMENT FINANCIAL SERVICES I INC. is now doing business as . IAPD ↗foreign
$492.2M RAUM · 7 reps · 1-450-651-5000 · novacap.ca

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.