← Tributary

DECODE FINANCE LLC

PALO ALTO, CA · CRD 331985 · IAPD ↗ · decode.finance · 408-500-8242

$1,000Regulatory AUM
1Advisory reps
4Employees
5Clients
0Planning clients
0Private funds
0States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
August 2026 — DECODE FINANCE LLC (PALO ALTO, CA) left the SEC roster (was $1,000 RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
95
September 2024 — DECODE FINANCE LLC (PALO ALTO, CA) is newly SEC-registered with $1,000 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.