← Tributary

C.W. O'CONNER WEALTH ADVISORS, INC.

DULUTH, GA · CRD 125646 · IAPD ↗ · 770-368-9919

$264.6MRegulatory AUM
2Advisory reps
3Employees
2Clients
26-50Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
September 2024 — C.W. O'CONNER WEALTH ADVISORS, INC. added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
June 2024 — C.W. O'CONNER WEALTH ADVISORS, INC. notice-filed in SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
75
March 2024 — C.W. O'CONNER WEALTH ADVISORS, INC. now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.