← Tributary

CRM — October 2024

CRM vendors and the consultants who implement them (Salesforce FSC, Wealthbox, Redtail, Practifi).

389 firms opened this window in the October 2024 SEC roster: 115 new registration, 114 new office, 52 headcount up, 49 pending approved, 35 aum up, 15 rename, 6 aum crossed 500m, 3 planning started.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

98
FORM WEALTH ADVISORS, LLC — (LAKE GENEVA, WI) is newly SEC-registered with $925.8M RAUM and 7 advisory reps. IAPD ↗
$925.8M RAUM · 7 reps · 262-686-3005
95
HILLSPRING FINANCIAL, INC. — (SURPRISE, AZ) is newly SEC-registered with $169.2M RAUM and 2 advisory reps. IAPD ↗
$169.2M RAUM · 2 reps · 623-583-6141 · hillspringfinancial.com
95
GIBSON FINANCIAL SOLUTIONS, INC. — (ELLSWORTH, ME) is newly SEC-registered with $122.2M RAUM and 1 advisory reps. IAPD ↗
$122.2M RAUM · 1 reps · 207-667-9993 · gibsonfinancialsolutions.com
95
GCI FINANCIAL GROUP — (MENDHAM, NJ) is newly SEC-registered with $101.1M RAUM and 2 advisory reps. IAPD ↗
$101.1M RAUM · 2 reps · 973-543-2133 · gcifinancialgroup.com
95
FINANCIAL LEGACY MANAGEMENT, NC. — (LITTLE ROCK, AR) is newly SEC-registered with $119.0M RAUM and 2 advisory reps. IAPD ↗
$119.0M RAUM · 2 reps · 501-224-7526 · financiallegacymanagement.com
95
WHITE OAK FINANCIAL MANAGEMENT, INC — (ASHEVILLE, NC) is newly SEC-registered with $105.6M RAUM and 3 advisory reps. IAPD ↗
$105.6M RAUM · 3 reps · 828-274-7844
95
DDO ADVISORY SERVICES, LLC — (RHINEBECK, NY) is newly SEC-registered with $34.8M RAUM and 1 advisory reps. IAPD ↗
$34.8M RAUM · 1 reps · 646-234-4881 · ddoadvisory.com
95
ARTHUR STEIN FINANCIAL, LLC — (BETHESDA, MD) is newly SEC-registered with $109.7M RAUM and 3 advisory reps. IAPD ↗
$109.7M RAUM · 3 reps · 301-377-9407 · arthursteinfinancial.com
95
PENSERRA GLOBAL INVESTORS LLC — (ORINDA, CA) is newly SEC-registered with $1.0M RAUM and 10 advisory reps. IAPD ↗
$1.0M RAUM · 10 reps · 800-456-8850 · penserra.com
95
SHERMAN WEALTH MANAGEMENT LLC — (GAITHERSBURG, MD) is newly SEC-registered with $112.2M RAUM and 3 advisory reps. IAPD ↗
$112.2M RAUM · 3 reps · (240) 428-1622
95
NOBSCOT INVESTMENT MANAGEMENT LLC — (WELLESLEY, MA) is newly SEC-registered with $129.9M RAUM and 1 advisory reps. IAPD ↗
$129.9M RAUM · 1 reps · 781-237-2700 · nobscotinvest.com
95
FOGARTY WEALTH MANAGEMENT, INC. — (MISSOURI CITY, TX) is newly SEC-registered with $110.0M RAUM and 1 advisory reps. IAPD ↗
$110.0M RAUM · 1 reps · 281-403-1818 · fogartywm.com
95
OUTBOUND FINANCIAL — (BOULDER, CO) is newly SEC-registered with $100.1M RAUM and 1 advisory reps. IAPD ↗
$100.1M RAUM · 1 reps · (720) 642-9701 · outboundfinancial.com
95
RISEMINT — (EVERGREEN, CO) is newly SEC-registered with $106.5M RAUM and 5 advisory reps. IAPD ↗
$106.5M RAUM · 5 reps · (888) 998-3254
95
PLANVEST FINANCIAL, INC. — (GAITHERSBURG, MD) is newly SEC-registered with $110.9M RAUM and 5 advisory reps. IAPD ↗
$110.9M RAUM · 5 reps · (301) 977-7123
95
BRINDLE & BAY FINANCIAL ADVISORS, LLC — (FRISCO, TX) is newly SEC-registered with $100.5M RAUM and 2 advisory reps. IAPD ↗
$100.5M RAUM · 2 reps · 214-988-9178 · brindleandbay.com
95
ROCHESTER WEALTH STRATEGIES, LLC — (ROCHESTER, MI) is newly SEC-registered with $121.4M RAUM and 4 advisory reps. IAPD ↗
$121.4M RAUM · 4 reps · (248) 434-6550
95
KISSLING FINANCIAL SERVICES, LLC — (NEW CASTLE, PA) is newly SEC-registered with $104.3M RAUM and 1 advisory reps. IAPD ↗
$104.3M RAUM · 1 reps · 724-667-1617 · kisslingfinancial.com
95
DIRECTIONAL ADVISORS — (location n/a) is newly SEC-registered with $114.0M RAUM and 1 advisory reps. IAPD ↗
$114.0M RAUM · 1 reps · 214-714-5520 · quora.com
95
AHARA ADVISORS — (JERSEY CITY, NJ) is newly SEC-registered with $110.8M RAUM and 2 advisory reps. IAPD ↗
$110.8M RAUM · 2 reps · 412-908-0844
95
MINT ASSET MANAGEMENT LLC — (HOBOKEN, NJ) is newly SEC-registered with $43.9M RAUM and 3 advisory reps. IAPD ↗
$43.9M RAUM · 3 reps · 908-777-1717 · mintassetmanagement.com
95
WINCAP FINANCIAL LLC — (BOSTON, MA) is newly SEC-registered with $124.2M RAUM and 2 advisory reps. IAPD ↗
$124.2M RAUM · 2 reps · (617) 590-3250 · wincapfinancial.com
95
10ELMS LLP — (location n/a) is newly SEC-registered with $103.4M RAUM and 2 advisory reps. IAPD ↗
$103.4M RAUM · 2 reps · 918-812-7998 · 10elms.com
95
ECHO FINANCIAL ADVISORS, LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 330-703-7644
95
NAUTA CAPITAL LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 510-912-2352
95
QUANTCA FINANCIAL — (DOVER, DE) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 3023215022 · quantca.com
95
COVE — (SANTA CLARA, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 651-442-9483 · usecove.com
95
PANDI, LLC — (LEAWOOD, KS) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · (913) 406-9929 · pandikc.com
95
WEALTH2B — (PONCE, PR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 1 (205) 953-6526 · wealth2b.com
95
MAYNERICH FINANCIAL — (VIRDEN, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 217-965-5796
95
HARBORFRONT FINANCIAL GROUP — (LUDINGTON, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 231-843-1516
95
GFG SOLUTIONS — (ORLANDO, FL) is newly SEC-registered with $151.1M RAUM and 6 advisory reps. IAPD ↗
$151.1M RAUM · 6 reps · (407) 627-0091 · gfgsolutions.com
95
FOUNTAINHEAD MULTI-FAMILY OFFICE, LLC — (NEW CANAAN, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 917-617-7149
95
WEALTHPRIME — (SAN JOSE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 8557746340 · wealthprime.com
95
ARCH OTC LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 954-261-3960 · arch.finance
95
PARK SQUARE FINANCIAL GROUP LLC — (ROSWELL, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 770-641-1401
95
HEADLAND CAPITAL — (MT. PLEASANT, SC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 843-388-4300 · headland.capital
95
OCM PRIVATE WEALTH, LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 216-456-1515 · ocmprivatewealth.com
95
UNITING WEALTH PARTNERS — (MISSION, KS) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 0 advisory reps. IAPD ↗
$0 RAUM · 0 reps · 479-903-7111 · unitingwealthpartners.com
95
NAVISTA WEALTH MANAGEMENT, INC. — (MINNEAPOLIS, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 612-315-2400
95
PATEL CAPITAL MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 609-841-9305 · patelcapitalmgmt.com
95
PERSPECTIVE WEALTH ADVISORS — (LOVELAND, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 970-732-7975
95
LINEPOINT PARTNERS & CO. — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 323-886-3635
95
YANDELL INVESTMENTS, LLC — (ORLANDO, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 407-898-5777
95
SAGEWATER WEALTH MANAGEMENT LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $2.0M RAUM and 2 advisory reps. IAPD ↗
$2.0M RAUM · 2 reps · 310-574-2866
95
HUNTER KEITH INDUSTRIES, INC. — (WAYZATA, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (612) 204-0405
95
MOMENT PARTNERS, LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 415-395-22523
95
OXFORD WEALTH MANAGEMENT — (LINDON, UT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 801-369-1429 · oxfordwealthmgt.com
95
VINCENT WEALTH ADVISORS, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (617) 458-2593
95
UPSKILL WEALTH MANAGEMENT, LLC — (CORTLAND, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 315-882-1770 · upskillwm.com
95
OLDFIELD WEALTH PARTNERS — (BANGOR, ME) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 207-573-3001 · oldfieldwealth.com
95
ELEVATE CAPITAL GROUP, LLC — (NEWPORT BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 949-577-2578 · elevatefinsvcs.com
95
THE WELLINGTON GRP LLC — (INDIANAPOLIS, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
$0 RAUM · 8 reps · 317-846-5055 · wellingtonwealthstrategies.com
95
LECLAIR WEALTH PARTNERS — (DUBLIN, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 888-277-5704 · leclairwealthpartners.com
95
STONE TEMPLE PARTNERS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 917-837-4617
95
INTELLUS ADVISORS, LLC — (NAPLES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 239-649-3600 · intellusadvisors.com
95
COLLABORATIVE PORTFOLIO MANAGEMENT — (OVERLAND PARK, KS) is newly SEC-registered (provisional 120-day approval) with $120.7M RAUM and 3 advisory reps. IAPD ↗
$120.7M RAUM · 3 reps · 816-471-5556
95
MORANGIE MANAGEMENT LLC — (MARSHFIELD, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 908-285-6686 · morangiemanagement.com
95
CEDRUS — (LITTLETON, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 303-710-2708
95
MATAURO, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 14 advisory reps. IAPD ↗
$0 RAUM · 14 reps · 845-273-6211 · matauro.com
95
BRAMBLE WEALTH PLANNING — (CINCINNATI, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 513-977-8646
95
TFR CAPITAL — (PLANO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 800-765-0397
95
VAQUITA SUN, INC. — (FORT LAUDERDALE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 954-620-9900
85
WEALTHSPIRE ADVISORS — grew from 140 to 160 advisory reps. IAPD ↗
$21.69B RAUM · 160 reps · (212) 973-1200
85
PRIVATE ADVISOR GROUP, LLC — grew from 721 to 742 advisory reps. IAPD ↗
$35.29B RAUM · 742 reps · 973-538-7010
85
THE COLONY GROUP, LLC — grew from 660 to 688 advisory reps. IAPD ↗
$21.47B RAUM · 688 reps · 617-723-8200 · debrabrede.com
85
THURSTON SPRINGER ADVISORS — grew from 51 to 68 advisory reps. IAPD ↗
$3.96B RAUM · 68 reps · 317.581.4000 · conservationwm.com
80
CAPITAL RESEARCH AND MANAGEMENT COMPANY — grew from 362 to 372 advisory reps. IAPD ↗
$3315.36B RAUM · 372 reps · 213-486-9200 · icanretire.com
80
STIRLINGSHIRE INVESTMENTS — grew from 11 to 28 advisory reps. IAPD ↗
$69.2M RAUM · 28 reps · 877-600-7026
80
ATLANTA CONSULTING GROUP ADVISORS, LLC — now offers financial planning (Item 5G(1)). IAPD ↗
$13.60B RAUM · 11 reps · 888-317-2810
78
STOLPER & CO., INC. — now offers financial planning (Item 5G(1)). IAPD ↗
$615.6M RAUM · 3 reps · 619-231-9102 · stolperco.com
76
MOORS & CABOT, INC — grew from 67 to 73 advisory reps. IAPD ↗
$3.09B RAUM · 73 reps · 800-426-0501
76
NEW YORK LIFE INVESTMENT MANAGEMENT LLC — grew from 14 to 20 advisory reps. IAPD ↗
$109.07B RAUM · 20 reps · 888-474-7725 · reddit.com
75
THURSTON SPRINGER ADVISORS — reported RAUM up 192% ($1.35B -> $3.96B). IAPD ↗
$3.96B RAUM · 68 reps · 317.581.4000 · conservationwm.com
75
SANCTUARY ADVISORS, LLC — grew from 319 to 324 advisory reps. IAPD ↗
$22.02B RAUM · 324 reps · 317-975-7729
75
CONFLUENCE FINANCIAL PARTNERS — grew from 29 to 34 advisory reps. IAPD ↗
$3.06B RAUM · 34 reps · 724-271-8801
75
CONCURRENT INVESTMENT ADVISORS, LLC — grew from 126 to 131 advisory reps. IAPD ↗
$6.26B RAUM · 131 reps · (813) 575-2652 · stamperwealth.com
75
SOLIST WEALTH MANAGEMENT — now offers financial planning (Item 5G(1)). IAPD ↗
$0 RAUM · 2 reps · 813-493-3833 · solistfinancial.com
74
FIRST AFFIRMATIVE FINANCIAL NETWORK LLC — grew from 8 to 14 advisory reps. IAPD ↗
$563.8M RAUM · 14 reps · 719-478-7036
73
CAPITAL BANK AND TRUST COMPANY — reported RAUM up 67% ($45.43B -> $75.86B). IAPD ↗
$75.86B RAUM · 0 reps · (949) 975-5000
73
HMV WEALTH ADVISORS, LLC — reported RAUM up 159% ($117.9M -> $305.2M). IAPD ↗
$305.2M RAUM · 3 reps · 318-517-6255 · hmvwealth.com
73
WOLF GROUP CAPITAL ADVISORS — grew from 6 to 11 advisory reps. IAPD ↗
$526.8M RAUM · 11 reps · (703) 652-6255
73
SOLANO WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
$343.9M RAUM · 4 reps · (707) 435-8400 · solanowealth.com
73
503 CAPITAL PARTNERS, LLC — 's provisional registration is now fully approved. IAPD ↗
$382.0M RAUM · 10 reps · 913-279-0177 · 503capitalpartners.com
73
VERIDAN WEALTH — 's provisional registration is now fully approved. IAPD ↗
$288.9M RAUM · 4 reps · 503-946-9733 · veridanwealth.com
73
PARR MCKNIGHT WEALTH MANAGEMENT GROUP — 's provisional registration is now fully approved. IAPD ↗
$949.2M RAUM · 7 reps · 612-324-0235 · parrmcknightwmg.com
73
BRISTOL WEALTH GROUP — 's provisional registration is now fully approved. IAPD ↗
$754.4M RAUM · 5 reps · (508) 738-6248 · bristolcountysavings.com
73
ALLEGIANT WEALTH ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
$393.1M RAUM · 1 reps · (918) 623-4500 · allegiantwealth.com
73
IMPACT RETIREMENT ADVISORS — 's provisional registration is now fully approved. IAPD ↗
$625.7M RAUM · 2 reps · 507-581-6131
73
SOUTHERN EQUITY ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗
$389.2M RAUM · 2 reps · 877-240-9233 · southernequity.com
73
CARRERA CAPITAL ADVISORS — 's provisional registration is now fully approved. IAPD ↗
$617.3M RAUM · 6 reps · 248-362-5009
73
TOPSAIL WEALTH MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
$875.7M RAUM · 3 reps · 980-308-9901 · topsailwealthmanagement.com
73
GUILBAULT CAPITAL — 's provisional registration is now fully approved. IAPD ↗
$313.0M RAUM · 1 reps · 504-612-9250 · guilbaultcapital.com
73
PANORAMIC CAPITAL PARTNERS LLC — 's provisional registration is now fully approved. IAPD ↗
$263.2M RAUM · 2 reps · 503-937-7420 · panoramiccp.com
73
FOUNDERS GROVE WEALTH PARTNERS, LLC — 's provisional registration is now fully approved. IAPD ↗
$423.2M RAUM · 2 reps · (804) 910-0001 · fgwp.com
73
PARKWOODS WEALTH PARTNERS, LLC — 's provisional registration is now fully approved. IAPD ↗
$403.5M RAUM · 3 reps · 315-757-1100 · parkwoodswealth.com
72
INTEGRATED QUANTITATIVE INVESTMENTS LLC — reported RAUM up 71% ($163.5M -> $280.0M). IAPD ↗
$280.0M RAUM · 5 reps · 12067175559 · integratedquant.com
71
LAZARI CAPITAL MANAGEMENT, INC. — grew from 5 to 8 advisory reps. IAPD ↗
$471.1M RAUM · 8 reps · 818-264-0610 · lazaricapital.com
70
WESTCHESTER CAPITAL MANAGEMENT INC — crossed $500M in regulatory AUM ($452.5M -> $502.7M). IAPD ↗
$502.7M RAUM · 3 reps · 402-392-2418 · westchestercapital.com
70
WOLF GROUP CAPITAL ADVISORS — crossed $500M in regulatory AUM ($445.9M -> $526.8M). IAPD ↗
$526.8M RAUM · 11 reps · (703) 652-6255
70
COMPASS CAPITAL CORPORATION — crossed $500M in regulatory AUM ($475.5M -> $590.7M). IAPD ↗
$590.7M RAUM · 15 reps · 781-535-6083 · compassfinancialservicesgroup.com
70
ROCKPORT WEALTH ADVISORS — crossed $500M in regulatory AUM ($143.7M -> $513.7M). IAPD ↗
$513.7M RAUM · 9 reps · (216) 226-4560 · jarnoldwealth.com
70
NEXUS338 — reported RAUM up 174% ($47.6M -> $130.5M). IAPD ↗
$130.5M RAUM · 1 reps · 571-348-0800 · nexus338.com
70
STIRLINGSHIRE INVESTMENTS — reported RAUM up 87% ($37.0M -> $69.2M). IAPD ↗
$69.2M RAUM · 28 reps · 877-600-7026
70
STAVIS WEALTH TRANSFER SOLUTIONS — reported RAUM up 101% ($53.8M -> $108.4M). IAPD ↗
$108.4M RAUM · 1 reps · 713-391-8200 · wealthtransfersolutions.com
70
TSFG, LLC — grew from 9 to 11 advisory reps. IAPD ↗
$649.1M RAUM · 11 reps · 847-735-7100
70
GOLDSTONE FINANCIAL GROUP, LLC — grew from 10 to 12 advisory reps. IAPD ↗
$662.4M RAUM · 12 reps · 630-620-9300 · goldstonefinancialgroup.net
70
WEALTH DIMENSIONS FAMILY OFFICE, INC — grew from 9 to 11 advisory reps. IAPD ↗
$583.8M RAUM · 11 reps · (513) 945-1030
70
SYNERGY INVESTMENT MANAGEMENT LLC — grew from 5 to 10 advisory reps. IAPD ↗
$101.6M RAUM · 10 reps · 321-203-4458
70
DISCIPLINE WEALTH SOLUTIONS, INC. — grew from 3 to 8 advisory reps. IAPD ↗
$93.0M RAUM · 8 reps · 864-322-6046 · stahlneckergroup.com
70
TOPSAIL WEALTH MANAGEMENT LLC — grew from 1 to 3 advisory reps. IAPD ↗
$875.7M RAUM · 3 reps · 980-308-9901 · topsailwealthmanagement.com
70
WEALTH MORE ENTERPRISE, INC. — 's provisional registration is now fully approved. IAPD ↗
$115,332 RAUM · 6 reps · 888-303-6361 · hellowealthmore.com
70
TRUVIUS — 's provisional registration is now fully approved. IAPD ↗
$37,574 RAUM · 2 reps · 617-518-5423 · truvius.io
70
CAVALCADE CAPITAL LLC — 's provisional registration is now fully approved. IAPD ↗
$138.0M RAUM · 1 reps · 212-287-7727 · cavalcade.capital
70
SPHINX INVESTMENTS LLC — 's provisional registration is now fully approved. IAPD ↗
$12.6M RAUM · 1 reps · 833-247-7833 · sphinx.com
70
1015 CAPITAL PARTNERS, LLC — 's provisional registration is now fully approved. IAPD ↗
$101.7M RAUM · 2 reps · 610-574-7036 · 1015capitalpartners.com
70
MINDORO CAPITAL PARTNERS LLC — 's provisional registration is now fully approved. IAPD ↗
$100.2M RAUM · 6 reps · (617) 214-2313 · mindoro.com
70
FIRST FINANCIAL SERVICES, LLC — 's provisional registration is now fully approved. IAPD ↗
$103.9M RAUM · 4 reps · 501-666-0302 · firstfinservices.com
70
FUTUREMONEY RIA — 's provisional registration is now fully approved. IAPD ↗
$9,500 RAUM · 1 reps · 603-812-0108
70
WHALE — 's provisional registration is now fully approved. IAPD ↗
$229,407 RAUM · 1 reps · 8884887104 · getwhale.co
70
BASSAM WEALTH MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
$192.2M RAUM · 1 reps · (561) 231-5642 · bassamwealthmanagement.com
70
KETRON FINANCIAL LLC — 's provisional registration is now fully approved. IAPD ↗
$109.5M RAUM · 2 reps · 415-892-0928
70
INTEGRITY WEALTH LLC — 's provisional registration is now fully approved. IAPD ↗
$238.8M RAUM · 3 reps · (541) 650-6061 · integritywealthnw.com
70
PACIFIC WEALTH ADVISORY SERVICES LLC — 's provisional registration is now fully approved. IAPD ↗
$101.9M RAUM · 1 reps · 925-838-7567
70
GULFSTREAM ASSET MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
$34.4M RAUM · 1 reps · 786-512-1989
70
BONA FIDE WEALTH — 's provisional registration is now fully approved. IAPD ↗
$100.9M RAUM · 1 reps · 512-636-5747 · bonafide-wealth.com
70
THE KIECKHEFER GROUP — 's provisional registration is now fully approved. IAPD ↗
$168.0M RAUM · 2 reps · 4147043826 · kieckhefergroup.com
70
DOUGLASS INVESTMENT GROUP — 's provisional registration is now fully approved. IAPD ↗
$162.0M RAUM · 2 reps · 316-854-8495 · douglassgroup.net
70
ZERO DAY CAPITAL ENTERPRISES LLC — 's provisional registration is now fully approved. IAPD ↗
$35.0M RAUM · 1 reps · (617) 800-0388
70
OSPREY PRIVATE WEALTH LLC — 's provisional registration is now fully approved. IAPD ↗
$158.8M RAUM · 1 reps · 646-445-5107
70
OUTRUNNER CAPITAL, LLC — 's provisional registration is now fully approved. IAPD ↗
$172.0M RAUM · 3 reps · 512-649-3192 · outrunnercapital.com
70
917 ADVISORY SERVICES LLC — 's provisional registration is now fully approved. IAPD ↗
$113.9M RAUM · 2 reps · 509-328-5627 · johnschram.com
70
ROUTE 20 PRIVATE WEALTH INC. — 's provisional registration is now fully approved. IAPD ↗
$0 RAUM · 2 reps · 561-843-4678 · route20wealth.com
69
ARISTA WEALTH MANAGEMENT, LLC — reported RAUM up 60% ($621.2M -> $993.2M). IAPD ↗
$993.2M RAUM · 7 reps · 702-309-9970 · aristawealth.com
69
WEALTH MORE ENTERPRISE, INC. — grew from 2 to 6 advisory reps. IAPD ↗
$115,332 RAUM · 6 reps · 888-303-6361 · hellowealthmore.com
68
ONESEVEN — reported RAUM up 43% ($2.57B -> $3.68B). IAPD ↗
$3.68B RAUM · 48 reps · 216-865-1700 · pillarwealthgroup.com
68
MINDORO CAPITAL PARTNERS LLC — grew from 3 to 6 advisory reps. IAPD ↗
$100.2M RAUM · 6 reps · (617) 214-2313 · mindoro.com
67
HENDERSHOTT WEALTH MANAGEMENT, LLC — grew from 3 to 5 advisory reps. IAPD ↗
$169.3M RAUM · 5 reps · 877-743-6500 · hilaryhendershottwealthmanagement.com
67
SAS FINANCIAL ADVISORS, LLC. — grew from 3 to 5 advisory reps. IAPD ↗
$133.7M RAUM · 5 reps · 415-277-5955 · sasadvisors.com
67
WISDOM CAPITAL ASSET MANAGEMENT, LLC — grew from 1 to 3 advisory reps. IAPD ↗
$52.8M RAUM · 3 reps · (646) 450-3794 · wisdom-cap.com
67
PRESTIGE WEALTHWIDE, LLC — grew from 3 to 5 advisory reps. IAPD ↗
$207.7M RAUM · 5 reps · 720-449-3656
67
MARIDEA WEALTH MANAGEMENT — grew from 7 to 9 advisory reps. IAPD ↗
$25.2M RAUM · 9 reps · 269-598-0939 · marideawealth.com
67
LEGACY CAPITAL — grew from 1 to 3 advisory reps. IAPD ↗
$181.5M RAUM · 3 reps · (281) 595-1996 · lead-a-legacy.com
65
WEDBUSH SECURITIES INC. — reported RAUM up 28% ($4.50B -> $5.74B). IAPD ↗
$5.74B RAUM · 214 reps · 213-688-8000
65
A.G.P / ALLIANCE GLOBAL PARTNERS — reported RAUM up 28% ($1.32B -> $1.69B). IAPD ↗
$1.69B RAUM · 149 reps · 800-727-7922 · allianceg.com
65
SATURNA CAPITAL CORPORATION — reported RAUM up 26% ($6.64B -> $8.39B). IAPD ↗
$8.39B RAUM · 15 reps · 360-734-9900
65
NGC FINANCIAL, LLC — reported RAUM up 51% ($25.9M -> $39.1M). IAPD ↗
$39.1M RAUM · 1 reps · 718-423-1100 · ngcfinancial.com
63
PALOUSE CAPITAL MANAGEMENT, INC. — reported RAUM up 26% ($228.6M -> $288.5M). IAPD ↗
$288.5M RAUM · 3 reps · (509)624-5591 · palousecap.com
63
PACIFIC CAPITAL — reported RAUM up 26% ($525.9M -> $661.2M). IAPD ↗
$661.2M RAUM · 5 reps · 844-777-8777 · pacificcapital.com
63
PEAK RETIREMENT PLANNING, INC. — reported RAUM up 43% ($106.0M -> $151.9M). IAPD ↗
$151.9M RAUM · 6 reps · (614) 500-4121 · peakretirementplanning.com
61
BENJAMIN SECURITIES, INC. — reported RAUM up 31% ($26.0M -> $33.9M). IAPD ↗
$33.9M RAUM · 3 reps · 516-931-1090 · benjaminsecurities.com
60
BALDWIN WEALTH PARTNERS, LLC — BALDWIN BROTHERS LLC is now doing business as . IAPD ↗
$2.28B RAUM · 12 reps · (508) 748-0800 · baldwinbrothersinc.com
60
CFM ADVISORS INC — CCG INVESTMENTS is now doing business as . IAPD ↗
$1.75B RAUM · 3 reps · 631.249.0500 · cfmadvisorsinc.com
58
MKD WEALTH — COACHES, LLC is now doing business as MKD WEALTH. IAPD ↗
$359.8M RAUM · 4 reps · 248-418-5100 · mkdwealth.com
55
MOORS & CABOT, INC — added office(s): 12 -> 13 additional locations. IAPD ↗
$3.09B RAUM · 73 reps · 800-426-0501
55
AUSDAL FINANCIAL PARTNERS, INC. — added office(s): 86 -> 88 additional locations. IAPD ↗
$1.53B RAUM · 110 reps · 563-326-2064 · retirewellusa.com
55
A.G.P / ALLIANCE GLOBAL PARTNERS — added office(s): 15 -> 17 additional locations. IAPD ↗
$1.69B RAUM · 149 reps · 800-727-7922 · allianceg.com
55
PROSPERA FINANCIAL SERVICES, INC. — added office(s): 105 -> 123 additional locations. IAPD ↗
$9.81B RAUM · 159 reps · 972-581-3000
55
WEALTHSPIRE ADVISORS — added office(s): 18 -> 21 additional locations. IAPD ↗
$21.69B RAUM · 160 reps · (212) 973-1200
55
TANGLEWOOD TOTAL WEALTH MANAGEMENT, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$1.31B RAUM · 4 reps · 713-840-8880 · tanglewoodwealth.com
55
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. — added office(s): 14 -> 15 additional locations. IAPD ↗
$45.17B RAUM · 99 reps · 800-621-4421 · mesirowfinancial.com
55
FIRST PACIFIC ADVISORS, LP — added office(s): 8 -> 12 additional locations. IAPD ↗
$24.80B RAUM · 21 reps · 800-982-4372 · fpafunds.com
55
ADVOCACY WEALTH MANAGEMENT, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$1.72B RAUM · 21 reps · 404.836.7100 · advocacywealth.com
55
CHICAGO PARTNERS INVESTMENT GROUP LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
$4.59B RAUM · 33 reps · 312 284 6363
55
JACOBI CAPITAL MANAGEMENT, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$1.69B RAUM · 24 reps · 570-826-1801
55
SOLTIS INVESTMENT ADVISORS, LLC — added office(s): 7 -> 8 additional locations. IAPD ↗
$6.82B RAUM · 45 reps · 435-674-1600 · soltisadvisors.com
55
THE COLONY GROUP, LLC — added office(s): 92 -> 96 additional locations. IAPD ↗
$21.47B RAUM · 688 reps · 617-723-8200 · debrabrede.com
55
ONEASCENT FINANCIAL SERVICES LLC — added office(s): 29 -> 30 additional locations. IAPD ↗
$1.79B RAUM · 39 reps · 205-313-9142
55
GPS WEALTH STRATEGIES GROUP, LLC — added office(s): 6 -> 9 additional locations. IAPD ↗
$1.07B RAUM · 21 reps · 7204145412 · lizwindisch.com
55
LIBERTY WEALTH MANAGEMENT, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
$1.22B RAUM · 18 reps · 510-658-1880
55
EVERSOURCE WEALTH ADVISORS, LLC — added office(s): 21 -> 22 additional locations. IAPD ↗
$2.69B RAUM · 40 reps · 205-982-5515 · generouswealthaz.com
55
SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC — added office(s): 2 -> 4 additional locations. IAPD ↗
$4.02B RAUM · 17 reps · 317-975-5033
55
NEW EDGE WEALTH — added office(s): 11 -> 13 additional locations. IAPD ↗
$8.61B RAUM · 62 reps · 2034242262
55
MAYFLOWER ADVISORS — added office(s): 3 -> 4 additional locations. IAPD ↗
$4.69B RAUM · 21 reps · 617-259-1767
55
NEW REPUBLIC PARTNERS — added office(s): 6 -> 7 additional locations. IAPD ↗
$2.28B RAUM · 17 reps · 704-626-1526 · newrepublicpartners.com
55
CONFLUENCE FINANCIAL PARTNERS — added office(s): 3 -> 7 additional locations. IAPD ↗
$3.06B RAUM · 34 reps · 724-271-8801
55
HOMRICH BERG — added office(s): 6 -> 7 additional locations. IAPD ↗
$15.20B RAUM · 80 reps · 404-264-1400
55
MODERN WEALTH MANAGEMENT, LLC — added office(s): 14 -> 15 additional locations. IAPD ↗
$2.07B RAUM · 36 reps · 913-393-1000 · midwestfinancial.us
55
LIFE PLANNING ADVISORS LLC — SIERRA WEALTH GROUP, LLC is now doing business as . IAPD ↗
$133.3M RAUM · 4 reps · 760-918-0304 · lifeplanningadvisors.com
55
VALIDEX GLOBAL INVESTING — VALIDUS GLOBAL INVESTING is now doing business as . IAPD ↗
$248.7M RAUM · 3 reps · 858-410-1410 · validusgrowth.com
55
GUERRA WEALTH ADVISORS — GUERRA ADVISORY SERVICES is now doing business as . IAPD ↗
$139.0M RAUM · 8 reps · 305-448-1011 · guerrafinancial.com
55
ONEWEALTH — ONE WEALTH MANAGEMENT is now doing business as . IAPD ↗
$127.8M RAUM · 2 reps · (561) 289-8105 · investmentadvisoryservices.com
55
PLAYBOOK ADVISER — PLAYBOOK is now doing business as . IAPD ↗
$2.2M RAUM · 3 reps · 415-805-2040
55
STAR WEALTH ADVISORS — MAXX WEALTH ADVISORS is now doing business as . IAPD ↗
$0 RAUM · 1 reps · 561-427-2424
53
THE PACIFIC CENTER FOR FINANCIAL SERVICES — added office(s): 0 -> 4 additional locations. IAPD ↗
$878.8M RAUM · 4 reps · (925) 838-7700
53
FIRST AFFIRMATIVE FINANCIAL NETWORK LLC — added office(s): 7 -> 8 additional locations. IAPD ↗
$563.8M RAUM · 14 reps · 719-478-7036
53
WOLF GROUP CAPITAL ADVISORS — added office(s): 11 -> 13 additional locations. IAPD ↗
$526.8M RAUM · 11 reps · (703) 652-6255
53
IMA ADVISORY SERVICES, INC. — added office(s): 4 -> 6 additional locations. IAPD ↗
$911.6M RAUM · 19 reps · 316-266-6574
53
RIDGEWOOD INVESTMENTS — added office(s): 2 -> 3 additional locations. IAPD ↗
$325.7M RAUM · 6 reps · 973-544-6970 · ridgewoodinvestments.com
53
EXCHANGE PLACE ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$308.9M RAUM · 3 reps · 978-443-2713
53
SECURE ASSET MANAGEMENT, L.L.C. — added office(s): 18 -> 20 additional locations. IAPD ↗
$599.6M RAUM · 48 reps · 248-414-1562 · re-transition.com
53
TRADEWINDS CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$523.7M RAUM · 7 reps · 360-715-9000
53
HFG WEALTH MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$406.1M RAUM · 4 reps · 832-585-0110 · hfgwm.com
53
NORTHWEST WEALTH MANAGEMENT, LLC — added office(s): 10 -> 11 additional locations. IAPD ↗
$717.8M RAUM · 17 reps · 877-207-0994
53
EAGLE'S VIEW CAPITAL MANAGEMENT LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$415.0M RAUM · 3 reps · 212-421-7300 · evhedge.com
53
FSA INVESTMENT GROUP, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$598.2M RAUM · 9 reps · (850) 696-1550
53
LAZARI CAPITAL MANAGEMENT, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$471.1M RAUM · 8 reps · 818-264-0610 · lazaricapital.com
53
CERTIOR FINANCIAL GROUP, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$363.9M RAUM · 7 reps · 610-783-7010
53
FAMILYWEALTH — added office(s): 8 -> 9 additional locations. IAPD ↗
$316.3M RAUM · 12 reps · (866) 746-3743
53
PRACTICE FINANCIAL GROUP — added office(s): 3 -> 4 additional locations. IAPD ↗
$295.4M RAUM · 6 reps · (541) 973-2602 · practicefinancialgroup.com
53
TRUEWEALTH ADVISORS, LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
$355.9M RAUM · 12 reps · 205-588-4800
53
CATALYST PRIVATE WEALTH, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$306.7M RAUM · 5 reps · 415-887-1430
53
TACTIVE ADVISORS, LLC — added office(s): 11 -> 12 additional locations. IAPD ↗
$405.8M RAUM · 0 reps · 855-282-2848 · pcliftonfinancial.com
53
BOS ASSET MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$747.3M RAUM · 7 reps · 833-943-8090 · bosassetmanagement.com
53
SMART WEALTH, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$302.9M RAUM · 12 reps · 402-369-7777
53
PARK EDGE ADVISORS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$460.2M RAUM · 5 reps · (216) 727-0144 · parkedgeadvisors.com
53
49 FINANCIAL — added office(s): 8 -> 9 additional locations. IAPD ↗
$566.2M RAUM · 74 reps · 214-563-1190
53
NOBLE WEALTH MANAGEMENT P.B.C. — added office(s): 0 -> 1 additional locations. IAPD ↗
$329.6M RAUM · 4 reps · 303-325-3061 · mynoblewealth.com
53
TWIN PEAKS WEALTH ADVISORS — added office(s): 8 -> 9 additional locations. IAPD ↗
$318.5M RAUM · 7 reps · (650) 200-0308 · twinpwa.com
53
DOWNTOWN WEALTH STUDIOS, LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
$886.3M RAUM · 4 reps · 888-240-2737 · dtwn.co
53
SYKON CAPITAL LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$292.9M RAUM · 4 reps · 914-898-3694 · sykoncapital.com
53
PANORAMIC CAPITAL PARTNERS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$263.2M RAUM · 2 reps · 503-937-7420 · panoramiccp.com
50
BENJAMIN SECURITIES, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$33.9M RAUM · 3 reps · 516-931-1090 · benjaminsecurities.com
50
NEW CENTURY FINANCIAL GROUP, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$201.7M RAUM · 18 reps · (609)924-2049 · newcenturygroup.com
50
ARNOLD CASTELLANO AND ASSOCIATES, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$113.8M RAUM · 3 reps · 318-683-1040 · todaycpa.com
50
STONECREST ADVISORS, INC. — added office(s): 6 -> 8 additional locations. IAPD ↗
$133.8M RAUM · 13 reps · 866-342-1069 · stonecrestpartners.com
50
ROI FINANCIAL — added office(s): 2 -> 3 additional locations. IAPD ↗
$161.6M RAUM · 3 reps · 503-941-5925
50
SAGEOAK FINANCIAL, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$129.1M RAUM · 3 reps · (918) 627-3700
50
BRIGHT WEALTH MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$160.0M RAUM · 5 reps · (972) 410-6623
50
TACTIVEST, LLC — added office(s): 2 -> 5 additional locations. IAPD ↗
$122.3M RAUM · 1 reps · (415) 752-7311
50
UPSTART WEALTH MANAGEMENT, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$248.0M RAUM · 4 reps · (415) 549-0646
50
FIGURE 8 INVESTMENT STRATEGIES LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$166.4M RAUM · 4 reps · (208) 385-0078
50
Q3 ADVISORS, LLC — added office(s): 6 -> 7 additional locations. IAPD ↗
$0 RAUM · 7 reps · 720-730-9892
50
XYPN INVEST — added office(s): 14 -> 15 additional locations. IAPD ↗
$133.3M RAUM · 15 reps · (360) 301-7579 · newleaffinancialguidance.com
50
VAN CLEMENS WEALTH MANAGEMENT, LLC — added office(s): 1 -> 3 additional locations. IAPD ↗
$105.9M RAUM · 16 reps · 612-758-9140 · vanclemens.com
50
BRIDGES CAPITAL LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$52.2M RAUM · 1 reps · 954-271-1075
50
AVANT FINANCIAL ADVISORS — added office(s): 0 -> 1 additional locations. IAPD ↗
$126.6M RAUM · 2 reps · 512-910-2467
50
PROXY WEALTH ADVISORS LLC — added office(s): 6 -> 8 additional locations. IAPD ↗
$132.8M RAUM · 12 reps · 646-289-5075 · proxywealth.com
50
SUCCESS WEALTH MANAGEMENT LLC — added office(s): 12 -> 13 additional locations. IAPD ↗
$40.1M RAUM · 14 reps · 724-934-8128
50
BROWNLEE WEALTH MANAGEMENT — added office(s): 3 -> 5 additional locations. IAPD ↗
$212.0M RAUM · 3 reps · 281-377-3170 · brownleewealthmanagement.com
50
BLACK KNIGHT WEALTH MANAGEMENT, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$163.2M RAUM · 3 reps · 972-786-6527 · blackknightwm.com
50
CLEARVIEW WEALTH ADVISORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$175.4M RAUM · 2 reps · 503-400-7800 · cwa2020.com
50
SYNERGY INVESTMENT MANAGEMENT LLC — added office(s): 1 -> 3 additional locations. IAPD ↗
$101.6M RAUM · 10 reps · 321-203-4458
50
MARYGOLD & CO. ADVISORY SERVICES, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$30,725 RAUM · 1 reps · (937) 481-1211
50
ABICH FINANCIAL WEALTH MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$150.1M RAUM · 4 reps · (571) 577-9968
50
INTEGRITY FINANCIAL ADVISORS, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$103.6M RAUM · 8 reps · 978-338-4830 · integrityfa.com
50
HAMILTON CAPITAL PARTNERS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$215.9M RAUM · 3 reps · 678-802-4974
50
THEPARTNERS WEALTH MANAGEMENT — added office(s): 6 -> 11 additional locations. IAPD ↗
$172.5M RAUM · 7 reps · 800-324-3010 · centralcoastfm.com
50
DISCIPLINE WEALTH SOLUTIONS, INC. — added office(s): 3 -> 5 additional locations. IAPD ↗
$93.0M RAUM · 8 reps · 864-322-6046 · stahlneckergroup.com
50
PEAK RETIREMENT PLANNING, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$151.9M RAUM · 6 reps · (614) 500-4121 · peakretirementplanning.com
50
SPARTA WEALTH PARTNERS — added office(s): 2 -> 3 additional locations. IAPD ↗
$219.5M RAUM · 4 reps · 704-575-1148
50
SCHAMBERGER, GREYLAK & UTTERBACK WEALTH MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$230.4M RAUM · 5 reps · 608-784-9100 · s-gwealth.com
50
VIABLE — added office(s): 0 -> 1 additional locations. IAPD ↗
$124.9M RAUM · 2 reps · 215-370-9067 · viableplans.com
50
ENCOMPASS MORE ASSET MANAGEMENT LLC — added office(s): 8 -> 11 additional locations. IAPD ↗
$228.5M RAUM · 43 reps · 925-272-8850 · encompassmore.com
50
LONGWALL FAMILY OFFICE — added office(s): 5 -> 6 additional locations. IAPD ↗
$207.4M RAUM · 5 reps · 203-209-2785
50
ROSSBY FINANCIAL, LLC — added office(s): 3 -> 9 additional locations. IAPD ↗
$107.3M RAUM · 8 reps · 321-209-0111
50
MARIDEA WEALTH MANAGEMENT — added office(s): 5 -> 7 additional locations. IAPD ↗
$25.2M RAUM · 9 reps · 269-598-0939 · marideawealth.com
50
SLP WEALTH — added office(s): 14 -> 15 additional locations. IAPD ↗
$9.0M RAUM · 16 reps · (910) 315-0973 · slpwealth.com
50
STIRLINGSHIRE INVESTMENTS — added office(s): 0 -> 22 additional locations. IAPD ↗
$69.2M RAUM · 28 reps · 877-600-7026
50
COUNTERWEIGHT PRIVATE WEALTH — added office(s): 0 -> 2 additional locations. IAPD ↗
$137.0M RAUM · 2 reps · 919-726-6124
50
WAYSTONE ADVISORS LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$111.0M RAUM · 2 reps · (425) 484-0045 · waystoneadvisors.com
50
RBT WEALTH LLC — added office(s): 0 -> 3 additional locations. IAPD ↗
$0 RAUM · 4 reps · 845-567-9000
50
OUTRUNNER CAPITAL, LLC — added office(s): 1 -> 3 additional locations. IAPD ↗
$172.0M RAUM · 3 reps · 512-649-3192 · outrunnercapital.com
50
A&M PRIVATE WEALTH PARTNERS, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$0 RAUM · 1 reps · 561-437-6738
85
CARVAL CLO MANAGEMENT LLC — (MINNEAPOLIS, MN) is newly SEC-registered with $4.92B RAUM and 1 advisory reps. IAPD ↗fund
$4.92B RAUM · 1 reps · 952-444-4780 · abcarval.com
85
CALPA ADVISORS LLC — (KIRKLAND, WA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 425-495-5504
85
TWO SIGMA REAL ESTATE, LP — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 12 advisory reps. IAPD ↗institutional
$0 RAUM · 12 reps · (212) 625-5700
85
MAG ADVISORS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 817-421-3823
85
MISSION INVESTMENT ADVISORS LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 1-800-683-8529
85
BAYPOINTE PARTNERS, LLC — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 516-381-5246
85
ACCEL MANAGEMENT CO. L.L.C — (PALO ALTO, CA) is newly SEC-registered with $29.94B RAUM and 44 advisory reps. IAPD ↗fund
$29.94B RAUM · 44 reps · 650-614-4800 · accel.com
85
GUGGENHEIM PRIVATE INVESTMENTS, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 0 advisory reps. IAPD ↗institutional
$0 RAUM · 0 reps · 1-212-739-0700 · guggenheiminvestments.com
85
INFINITY CREDIT ADVISORY, LLC — (ATLANTA, GA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 404-458-4448
85
FPLF MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 15 advisory reps. IAPD ↗institutional
$0 RAUM · 15 reps · 212-798-6100
85
NIOBRARA CAPITAL PARTNERS — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 917-650-2169 · niobraracap.com
85
CARO INVESTORS — (CHEVY CHASE, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · (301) 241- 8680 · caroinvestors.com
85
FUNDSTRAT CAPITAL — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 212-293-7136 · fundstratcapital.com
85
TEMA ETFS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 332-287-2270 · tremaetfs.com
85
CREDIT BRIDGE ADVISORS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 786-505-4412 · creditbridge.com
85
AVATHON CAPITAL MANAGEMENT LP — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗institutional
$0 RAUM · 7 reps · 312-351-2301 · avathoncapital.com
85
HAUSSMANN 1864 CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 212-278-6000
85
FIN FINANCIAL LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 917-545-7427 · finnyai.com
85
FIRST TRYON ADVISORS — (CHARLOTTE, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · 704-926-2453
85
VARIADIC LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
$0 RAUM · 8 reps · 646-384-8680 · variadic.com
85
AXXES ADVISORS I LLC — (CORAL GABLES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 786-885-4821 · axxescapital.com
85
10X CAPITAL PARTNERS — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 212-220-7218
85
SCI CAPITAL PARTNERS LP — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗institutional
$0 RAUM · 7 reps · 424-316-2061
85
LORD ABBETT PRIVATE CREDIT ADVISOR LLC — (JERSEY CITY, NJ) is newly SEC-registered with $0 RAUM and 264 advisory reps. IAPD ↗institutional
$0 RAUM · 264 reps · 201-827-2000 · lordabbett.com
85
THIRD POINT PRIVATE CAPITAL LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 41 advisory reps. IAPD ↗institutional
$0 RAUM · 41 reps · 212-715-3880
85
TALOS ASSET MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · (646) 849-6758 · talosfunds.com
85
BOW RIVER CREDIT ADVISERS, LLC. — (DENVER, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 303-861-8466 · bowrivercapital.com
85
MANTEIO SCALABLE TECHNOLOGIES LLC — (JERSEY CITY, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 917-736-9209
83
FIO ADVISORS LP — (NEW YORK, NY) is newly SEC-registered with $445.8M RAUM and 3 advisory reps. IAPD ↗fund
$445.8M RAUM · 3 reps · 646-467-8050 · foundationcredit.com
83
BLACK DRAGON CAPITAL INVESTMENT MANAGEMENT, INC — (location n/a) is newly SEC-registered with $452.7M RAUM and 12 advisory reps. IAPD ↗fund
$452.7M RAUM · 12 reps · 305-539-9415 · blackdragoncap.com
83
DYNASTY EQUITY PARTNERS MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $343.6M RAUM and 9 advisory reps. IAPD ↗fund
$343.6M RAUM · 9 reps · 212-970-9850
83
ROSCOMMON ANALYTICS LLC — (NEW YORK, NY) is newly SEC-registered with $753.8M RAUM and 45 advisory reps. IAPD ↗fund
$753.8M RAUM · 45 reps · 212-850-8860
80
LYNWOOD PRICE CAPITAL MANAGEMENT LP — (AUSTIN, TX) is newly SEC-registered with $36.0M RAUM and 2 advisory reps. IAPD ↗fund
$36.0M RAUM · 2 reps · 512-521-0075
80
CHRISTOPHER & CO., LLC — (AUSTIN, TX) is newly SEC-registered with $196.1M RAUM and 3 advisory reps. IAPD ↗fund
$196.1M RAUM · 3 reps · 512-785-9710 · astoconsumer.com
80
NORTH SHIELD CAPITAL LLC — (NEW YORK, NY) is newly SEC-registered with $54.7M RAUM and 4 advisory reps. IAPD ↗fund
$54.7M RAUM · 4 reps · 917-546-2079
80
CORDOBA CAPITAL PARTNERS, LLC — (NEW YORK, NY) is newly SEC-registered with $55.3M RAUM and 6 advisory reps. IAPD ↗fund
$55.3M RAUM · 6 reps · 917-746-4806 · cordobacapital.co
80
SOUNDCORE CAPITAL PARTNERS, LP — (NEW YORK, NY) is newly SEC-registered with $187.5M RAUM and 12 advisory reps. IAPD ↗fund
$187.5M RAUM · 12 reps · 212-812-1180
80
GENERAL INNOVATION CAPITAL, LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗fund
$0 RAUM · 6 reps · 917-816-1744 · generalinnovation.com
80
PERRYRIDGE CAPITAL LP — (GREENWICH, CT) is newly SEC-registered with $128.7M RAUM and 3 advisory reps. IAPD ↗fund
$128.7M RAUM · 3 reps · (203) 489-6554
80
FIVESPAN PARTNERS, LP — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗fund
$0 RAUM · 5 reps · (415) 318-7900 · fivespan.com
80
WHITE ROCK RESOURCES HOLDINGS, LLC — (PLANO, TX) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗fund
$0 RAUM · 3 reps · 2149811400 · whiterock-resources.com
80
NINE LEFT CAPITAL LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗fund
$0 RAUM · 3 reps · 212-202-3010 · nineleftcapital.com
80
ALAMOS CAPITAL, LLC — (TUCSON, AZ) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗fund
$0 RAUM · 1 reps · 520-664-2001
80
LINCOLN ENERGY HOLDINGS LLC — (ENGLEWOOD, CO) is newly SEC-registered with $126.9M RAUM and 7 advisory reps. IAPD ↗fund
$126.9M RAUM · 7 reps · 720-909-6608 · delrioroyalty.com
80
RUSHMONT CAPITAL MANAGEMENT — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗fund
$0 RAUM · 3 reps · 1-212-680-4980
70
CAPITAL CLIENT GROUP, INC. — grew from 494 to 655 advisory reps. IAPD ↗institutional
$0 RAUM · 655 reps · 213-486-9200
70
LIGHTHOUSE INVESTMENT PARTNERS, LLC — grew from 124 to 171 advisory reps. IAPD ↗fund
$74.15B RAUM · 171 reps · 561-741-0820
70
GAUGE CAPITAL — grew from 35 to 61 advisory reps. IAPD ↗fund
$3.34B RAUM · 61 reps · 682-334-5800
70
JAIN GLOBAL LLC — grew from 35 to 103 advisory reps. IAPD ↗fund
$5.91B RAUM · 103 reps · 212-671-4011 · jainglobal.com
68
REGENTS GATE CAPITAL LLP — (LONDON, United Kingdom) is newly SEC-registered with $783.1M RAUM and 4 advisory reps. IAPD ↗foreign
$783.1M RAUM · 4 reps · 02038394680 · regentsgatecapital.com
68
SCOTT CAPITAL PARTNERS — (LONDON, United Kingdom) is newly SEC-registered with $689.5M RAUM and 6 advisory reps. IAPD ↗foreign
$689.5M RAUM · 6 reps · 442045742828 · scottcp.com
68
NAVI INTL-ADMINISTRADORA E GESTORA DE RECURSOS FINANCEIROS LTDA. — (SAO PAULO, Brazil) is newly SEC-registered with $587.0M RAUM and 4 advisory reps. IAPD ↗foreign
$587.0M RAUM · 4 reps · 55 21 3590 2410 · navi.com.br
67
CF PRIVATE EQUITY, INC. — grew from 30 to 42 advisory reps. IAPD ↗fund
$15.25B RAUM · 42 reps · 203-563-5000 · commonfund.org
65
NINE MASTS CAPITAL ADVISERS LLC — (HONG KONG, Hong Kong) is newly SEC-registered with $100.0M RAUM and 1 advisory reps. IAPD ↗foreign
$100.0M RAUM · 1 reps · 85228689973 · ninemasts.com
65
SARTORIAL WEALTH (USA) INC. — (MISSISSAUGA, ONTARIO, Canada) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
$0 RAUM · 2 reps · 647-998-9705
65
ARCHER PORTFOLIO MANAGEMENT INC. — (MONTREAL, QUEBEC, Canada) is newly SEC-registered with $190.4M RAUM and 2 advisory reps. IAPD ↗foreign
$190.4M RAUM · 2 reps · 514-395-2151 · archer.ca
65
BRICKWOOD ASSET MANAGEMENT — (LONDON, United Kingdom) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗foreign
$0 RAUM · 3 reps · 0 204-603-3122
65
MERIDIEM CAPITAL PARTNERS LP — 's provisional registration is now fully approved. IAPD ↗institutional
$1.26B RAUM · 10 reps · (469) 317-2120 · meridiemcapital.com
65
VENERABLE INVESTMENT ADVISERS, LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$9.71B RAUM · 2 reps · 610-249-2916
65
BLUE OWL INSURANCE SOLUTIONS — 's provisional registration is now fully approved. IAPD ↗institutional
$20.77B RAUM · 30 reps · (212) 419-3000
63
PALISADE INFRASTRUCTURE — reported RAUM up 79% ($198.0M -> $354.4M). IAPD ↗institutional
$354.4M RAUM · 4 reps · (914) 886 7452 · palisadeinfrastructure.com
63
MAIN CAPITAL PARTNERS NORTH AMERICA LLC — reported RAUM up 804% ($41.0M -> $370.8M). IAPD ↗institutional
$370.8M RAUM · 6 reps · 617-207-4175
63
FISHER RETIREMENT SOLUTIONS LLC — grew from 1 to 4 advisory reps. IAPD ↗institutional
$4.90B RAUM · 4 reps · 650-350-5254
63
AGILE INVESTMENT MANAGEMENT, LLC — grew from 1 to 6 advisory reps. IAPD ↗institutional
$540.0M RAUM · 6 reps · 917-969-8982
63
WHITEBARK INVESTORS — 's provisional registration is now fully approved. IAPD ↗institutional
$333.3M RAUM · 4 reps · 212-468-5131
63
AGILE INVESTMENT MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$540.0M RAUM · 6 reps · 917-969-8982
62
BRIGHAM MANAGEMENT, LLC — grew from 9 to 18 advisory reps. IAPD ↗fund
$855.7M RAUM · 18 reps · 512-871-1001 · brighamexploration.com
61
WHITEBARK INVESTORS — grew from 1 to 4 advisory reps. IAPD ↗institutional
$333.3M RAUM · 4 reps · 212-468-5131
60
BRIDGE CAPITAL ADVISORS — crossed $500M in regulatory AUM ($443.0M -> $548.0M). IAPD ↗institutional
$548.0M RAUM · 2 reps · 2813560193 · bridgecapitalglobal.com
60
QIC — reported RAUM up 188% ($2.19B -> $6.30B). IAPD ↗fund
$6.30B RAUM · 16 reps · 212-224-8900 · qic.com
60
NASSAU GLOBAL CREDIT LLC — reported RAUM up 81% ($4.62B -> $8.39B). IAPD ↗fund
$8.39B RAUM · 18 reps · (646) 630-8376 · ngc.nfg.com
60
PALISADE INFRASTRUCTURE — grew from 2 to 4 advisory reps. IAPD ↗institutional
$354.4M RAUM · 4 reps · (914) 886 7452 · palisadeinfrastructure.com
60
MAIN CAPITAL PARTNERS NORTH AMERICA LLC — grew from 4 to 6 advisory reps. IAPD ↗institutional
$370.8M RAUM · 6 reps · 617-207-4175
60
ACADIA INFRASTRUCTURE CAPITAL LP — 's provisional registration is now fully approved. IAPD ↗institutional
$107.4M RAUM · 9 reps · 6464992075 · acadiainfrastructure.com
60
TWIN OAK ETF COMPANY — 's provisional registration is now fully approved. IAPD ↗institutional
$10.2M RAUM · 2 reps · 617-402-5495
60
ORG PARTNERS ASSET MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗institutional
$0 RAUM · 1 reps · 214-440-3909
59
NASSAU GLOBAL CREDIT LLC — grew from 14 to 18 advisory reps. IAPD ↗fund
$8.39B RAUM · 18 reps · (646) 630-8376 · ngc.nfg.com
58
AIP CAPITAL ADVISORS LLC — reported RAUM up 192% ($125.0M -> $365.0M). IAPD ↗fund
$365.0M RAUM · 7 reps · 203-487-8200 · aipcapital.com
58
RCF ASSET MANAGEMENT GROUP 3, LLC — grew from 2 to 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · (310) 598-7070 · rangesummit.com
58
RSC INDUSTRIAL ASSET MANAGEMENT GROUP 2, LLC — grew from 2 to 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 310-598-7073 · rangesummit.com
58
RCF ASSET MANAGEMENT GROUP 4, LLC — grew from 2 to 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 310-598-7070 · rangesummit.com
58
KIAN CAPITAL PARTNERS, LLC — 's provisional registration is now fully approved. IAPD ↗fund
$263.3M RAUM · 15 reps · 704-943-2500
55
NEO IVY CAPITAL MANAGEMENT, LLC — crossed $500M in regulatory AUM ($79.9M -> $989.4M). IAPD ↗fund
$989.4M RAUM · 7 reps · 646-389-9813 · neoivycapital.com
55
CACHE ADVISORS LLC — reported RAUM up 444% ($32.0M -> $174.0M). IAPD ↗fund
$174.0M RAUM · 1 reps · 408-409-4296 · usecache.com
55
IFM INVESTORS PTY LTD — grew from 114 to 189 advisory reps. IAPD ↗foreign
$143.91B RAUM · 189 reps · 61 1300 651 607
55
CCS PARTNERS LLC — 's provisional registration is now fully approved. IAPD ↗fund
$105.9M RAUM · 6 reps · 212 224-9400 · ccs-partners.com
55
CAPZONE MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗fund
$208.0M RAUM · 2 reps · 646-580-3195
55
SCIENCE & TECHNOLOGY PARTNERS, L.P. — 's provisional registration is now fully approved. IAPD ↗fund
$227.3M RAUM · 3 reps · 212-306-2600 · sandtpartners.com
55
SLG CAPITAL MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗fund
$25.0M RAUM · 20 reps · 212-594-2700
53
CRESSET PARTNERS LLC — reported RAUM up 40% ($4.14B -> $5.81B). IAPD ↗fund
$5.81B RAUM · 5 reps · 312-429-2400 · cressetpartners.com
53
GREE CAPITAL PARTNERS, LLC — grew from 4 to 7 advisory reps. IAPD ↗fund
$172.1M RAUM · 7 reps · 415-302-1431 · gfrfund.com
53
RSC ASSET MANAGEMENT GROUP, LLC — grew from 2 to 5 advisory reps. IAPD ↗fund
$155.3M RAUM · 5 reps · (310) 598-7073 · rangesummit.com
52
POLUS CAPITAL MANAGEMENT LIMITED — grew from 23 to 35 advisory reps. IAPD ↗foreign
$4.28B RAUM · 35 reps · 44-20-7259-4800 · poluscapital.com
52
SCIENCE & TECHNOLOGY PARTNERS, L.P. — grew from 1 to 3 advisory reps. IAPD ↗fund
$227.3M RAUM · 3 reps · 212-306-2600 · sandtpartners.com
51
LIGHTHOUSE INVESTMENT PARTNERS, LLC — reported RAUM up 33% ($55.83B -> $74.15B). IAPD ↗fund
$74.15B RAUM · 171 reps · 561-741-0820
49
PEARL LANE ADVISORS, LLC — reported RAUM up 49% ($50.0M -> $74.6M). IAPD ↗fund
$74.6M RAUM · 8 reps · 212-240-9721
49
RDST CAPITAL LLC — reported RAUM up 30% ($548.1M -> $712.6M). IAPD ↗fund
$712.6M RAUM · 5 reps · 206.332.1227 · readestreet.com
48
ARCAPITA INVESTMENT MANAGEMENT US INC. — reported RAUM up 27% ($280.4M -> $356.7M). IAPD ↗fund
$356.7M RAUM · 10 reps · (404) 920-9000
48
LS BDC ADVISER, LLC — reported RAUM up 29% ($548.9M -> $709.4M). IAPD ↗fund
$709.4M RAUM · 35 reps · 786 598 2089
48
MACQUARIE ASSET MANAGEMENT CREDIT ADVISERS US, LLC — MACQUARIE PRIVATE DEBT ASSET MANAGEMENT, LLC is now doing business as . IAPD ↗institutional
$450.0M RAUM · 6 reps · 1 212 231-1000 · macquarie.com
45
GRAND ALLIANCE ASSET MANAGEMENT LTD. — grew from 22 to 27 advisory reps. IAPD ↗foreign
$2.21B RAUM · 27 reps · (852) 3852 6351 · gaamhk.com
45
VALLEY VIEW CONSULTING LLC — added office(s): 5 -> 6 additional locations. IAPD ↗institutional
$14.13B RAUM · 6 reps · (540)297-3419 · valleyviewconsultingllc.com
45
SIMPLIFY ASSET MANAGEMENT INC. — added office(s): 10 -> 11 additional locations. IAPD ↗institutional
$4.66B RAUM · 13 reps · 646-585-0476 · simplify.us
45
MERIDIEM CAPITAL PARTNERS LP — added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$1.26B RAUM · 10 reps · (469) 317-2120 · meridiemcapital.com
44
IVYROCK ASSET MANAGEMENT (HK) LIMITED — grew from 3 to 7 advisory reps. IAPD ↗foreign
$1.02B RAUM · 7 reps · +852 2620 0482
43
KENT LAKE PR LLC — KENT LAKE CAPITAL LLC is now doing business as . IAPD ↗fund
$496.5M RAUM · 5 reps · 415-799-2720
42
AIKYA INVESTMENT MANAGEMENT LIMITED — grew from 9 to 11 advisory reps. IAPD ↗foreign
$1.58B RAUM · 11 reps · +44 20 3965 4392 · aikya.co.uk
40
KING RIVER CAPITAL MANAGEMENT PTY LTD — grew from 8 to 10 advisory reps. IAPD ↗foreign
$425.6M RAUM · 10 reps · 61 417 637 684
40
CAPITAL CLIENT GROUP, INC. — added office(s): 8 -> 10 additional locations. IAPD ↗institutional
$0 RAUM · 655 reps · 213-486-9200
40
TOWERS WATSON INVESTMENT SERVICES, INC. — added office(s): 13 -> 14 additional locations. IAPD ↗fund
$51.37B RAUM · 201 reps · 312-288-7700 · wtwco.com
40
CF PRIVATE EQUITY, INC. — added office(s): 4 -> 5 additional locations. IAPD ↗fund
$15.25B RAUM · 42 reps · 203-563-5000 · commonfund.org
40
FRONTIER PARTNERS, INC. — added office(s): 0 -> 2 additional locations. IAPD ↗institutional
$0 RAUM · 0 reps · 847-509-9860 · frontierpartners.com
40
TUDOR INVESTMENT CORPORATION — added office(s): 9 -> 10 additional locations. IAPD ↗fund
$63.59B RAUM · 183 reps · 203-863-6700 · tudorfunds.com
40
QUONA CAPITAL MANAGEMENT LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$1.12B RAUM · 13 reps · 202-706-5886 · crunchbase.com
40
RCF ASSET MANAGEMENT GROUP 3, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$0 RAUM · 5 reps · (310) 598-7070 · rangesummit.com
40
READYSTATE ASSET MANAGEMENT — added office(s): 3 -> 4 additional locations. IAPD ↗fund
$5.58B RAUM · 16 reps · 312-471-8600
40
RSC INDUSTRIAL ASSET MANAGEMENT GROUP 2, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$0 RAUM · 5 reps · 310-598-7073 · rangesummit.com
40
CORIENT IA LLC — added office(s): 9 -> 10 additional locations. IAPD ↗fund
$4.60B RAUM · 45 reps · (786) 530-4306
40
RCF ASSET MANAGEMENT GROUP 4, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$0 RAUM · 5 reps · 310-598-7070 · rangesummit.com
40
PANDION ASSET MANAGEMENT, LP — PANDION MINE FINANCE, LP is now doing business as . IAPD ↗fund
$125.2M RAUM · 3 reps · (346)509-4955
38
RDST CAPITAL LLC — added office(s): 2 -> 3 additional locations. IAPD ↗fund
$712.6M RAUM · 5 reps · 206.332.1227 · readestreet.com
38
GDA LUMA CAPITAL MANAGEMENT, LP — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$331.9M RAUM · 13 reps · 917-312-6701 · gdaluma.com
36
ASSET RISK CONSULTANTS (UK) LIMITED — reported RAUM up 34% ($1.02B -> $1.37B). IAPD ↗foreign
$1.37B RAUM · 13 reps · 442039462860 · assetrisk.com
36
PACIFIC ASSET MANAGEMENT — reported RAUM up 31% ($4.71B -> $6.17B). IAPD ↗foreign
$6.17B RAUM · 15 reps · +44 203 970 3100 · pacificam.co.uk
36
GRAND ALLIANCE ASSET MANAGEMENT LTD. — reported RAUM up 32% ($1.67B -> $2.21B). IAPD ↗foreign
$2.21B RAUM · 27 reps · (852) 3852 6351 · gaamhk.com
36
COOLABAH CAPITAL INSTITUTIONAL INVESTMENTS PTY LIMITED — reported RAUM up 31% ($5.17B -> $6.80B). IAPD ↗foreign
$6.80B RAUM · 27 reps · 4402080668340 · coolabahcapital.com
35
CHANGE GLOBAL INVESTMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$208.0M RAUM · 6 reps · 360-844-5826 · changegi.com
35
RSC ASSET MANAGEMENT GROUP, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$155.3M RAUM · 5 reps · (310) 598-7073 · rangesummit.com
34
SARONA ASSET MANAGEMENT INC. — reported RAUM up 34% ($283.6M -> $379.0M). IAPD ↗foreign
$379.0M RAUM · 9 reps · 1-519-883-7557 · emiif.fund
33
KING RIVER CAPITAL MANAGEMENT PTY LTD — reported RAUM up 26% ($338.5M -> $425.6M). IAPD ↗foreign
$425.6M RAUM · 10 reps · 61 417 637 684
30
EAAA PTE. LIMITED — EDELWEISS ALTERNATIVE ASSET ADVISORS PTE LIMITED is now doing business as . IAPD ↗foreign
$4.10B RAUM · 7 reps · 65 6692 6120
30
SKERRYVORE ASSET MANAGEMENT — BENNBRIDGE LTD is now doing business as . IAPD ↗foreign
$1.32B RAUM · 8 reps · +44 131 202 3070 · bennbridge.com
25
J O HAMBRO CAPITAL MANAGEMENT LIMITED — added office(s): 0 -> 2 additional locations. IAPD ↗foreign
$25.22B RAUM · 45 reps · +44 20 7747 5678
25
NAVALFA ACTIVOS ALTERNATIVOS — ALVEO WEALTH MANAGEMENT, LLC is now doing business as . IAPD ↗foreign
$12.9M RAUM · 3 reps · 52 55 3701 6429
20
ORASIS CAPITAL — added office(s): 0 -> 2 additional locations. IAPD ↗foreign
$97.0M RAUM · 2 reps · 00971558695487 · orasis-capital.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.