← Tributary

RCF ASSET MANAGEMENT GROUP 4, LLC

STUDIO CITY, CA · CRD 326500 · IAPD ↗ · rangesummit.com · 310-598-7070

$0Regulatory AUM
5Advisory reps
9Employees
0Clients
0Planning clients
0Private funds
3States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

32
October 2024 — RCF ASSET MANAGEMENT GROUP 4, LLC notice-filed in IN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
October 2024 — RCF ASSET MANAGEMENT GROUP 4, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
58
October 2024 — RCF ASSET MANAGEMENT GROUP 4, LLC grew from 2 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
June 2024 — RCF ASSET MANAGEMENT GROUP 4, LLC (STUDIO CITY, CA) is newly SEC-registered with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.