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BRICKWOOD ASSET MANAGEMENT

LONDON, United Kingdom · CRD 332687 · IAPD ↗ · brickwoodam.com · 00442046033122

$1.91BRegulatory AUM
3Advisory reps
10Employees
4Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

45
February 2025 — BRICKWOOD ASSET MANAGEMENT's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
65
October 2024 — BRICKWOOD ASSET MANAGEMENT (LONDON, United Kingdom) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.