← Tributary

FUNDSTRAT CAPITAL

NEW YORK, NY · CRD 332163 · IAPD ↗ · fundstratcapital.com · 212-293-7132

$4.60BRegulatory AUM
2Advisory reps
3Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

75
April 2026 — FUNDSTRAT CAPITAL crossed $1B in regulatory AUM ($901.0M -> $4.60B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
October 2024 — FUNDSTRAT CAPITAL (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.