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BLACK DRAGON CAPITAL INVESTMENT MANAGEMENT, INC

· CRD 312404 · IAPD ↗ · blackdragoncap.com · 305-539-9415

$395.6MRegulatory AUM
14Advisory reps
46Employees
0Clients
n/aPlanning clients
15Private funds
5States
5Disclosures
fundSegment
ApprovedSEC status

Filing changes

38
November 2024 — BLACK DRAGON CAPITAL INVESTMENT MANAGEMENT, INC's Item 11 disclosure-reporting entries rose by 2 (3 -> 5).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
83
October 2024 — BLACK DRAGON CAPITAL INVESTMENT MANAGEMENT, INC (location n/a) is newly SEC-registered with $452.7M RAUM and 12 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.