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BOS ASSET MANAGEMENT, LLC

SPRINGFIELD, IL · CRD 310632 · IAPD ↗ · bosassetmanagement.com · 833-943-8090

$1.03BRegulatory AUM
8Advisory reps
11Employees
31Clients
0Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
September 2026 — BOS ASSET MANAGEMENT, LLC notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
September 2026 — BOS ASSET MANAGEMENT, LLC crossed $1B in regulatory AUM ($933.2M -> $1.03B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
53
April 2025 — BOS ASSET MANAGEMENT, LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
October 2024 — BOS ASSET MANAGEMENT, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
February 2024 — BOS ASSET MANAGEMENT, LLC notice-filed in SC, UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.