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WESTCHESTER CAPITAL MANAGEMENT INC

OMAHA, NE · CRD 110961 · IAPD ↗ · westchestercapital.com · 402-392-2418

$691.3MRegulatory AUM
3Advisory reps
9Employees
26Clients
n/aPlanning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
October 2024 — WESTCHESTER CAPITAL MANAGEMENT INC notice-filed in CO, MO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
October 2024 — WESTCHESTER CAPITAL MANAGEMENT INC crossed $500M in regulatory AUM ($452.5M -> $502.7M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.