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AVATHON CAPITAL MANAGEMENT LP

CHICAGO, IL · CRD 332243 · IAPD ↗ · avathoncapital.com · 312-351-2301

$598.6MRegulatory AUM
9Advisory reps
10Employees
0Clients
n/aPlanning clients
11Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
April 2026 — AVATHON CAPITAL MANAGEMENT LP grew from 7 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — AVATHON CAPITAL MANAGEMENT LP crossed $500M in regulatory AUM ($499.5M -> $511.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
58
February 2025 — AVATHON CAPITAL MANAGEMENT LP's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
58
February 2025 — AVATHON CAPITAL MANAGEMENT LP now reports 6 private fund(s) ($499.5M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
October 2024 — AVATHON CAPITAL MANAGEMENT LP (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.