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10ELMS LLP

TULSA, OK · CRD 323398 · IAPD ↗ · 10elms.com · 918-812-7998

$120.6MRegulatory AUM
3Advisory reps
5Employees
0Clients
0Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
April 2026 — 10ELMS LLP notice-filed in KS, MI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2026 — 10ELMS LLP now reports custody of client assets ($54.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
50
December 2025 — 10ELMS LLP added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
95
October 2024 — 10ELMS LLP (location n/a) is newly SEC-registered with $103.4M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.