CRM — June 2026
CRM vendors and the consultants who implement them (Salesforce FSC, Wealthbox, Redtail, Practifi).
364 firms opened this window in the June 2026 SEC roster: 154 new registration, 88 new office, 47 pending approved, 25 headcount up, 24 aum up, 17 rename, 8 planning started, 1 aum crossed 500m.
98
PROFITS PLUS CAPITAL MANAGEMENT, LLC — (NAMPA, ID) is newly SEC-registered with $258.1M RAUM and 1 advisory reps. IAPD ↗
98
PRINCIPLED WEALTH ADVISORS, LLC — (COVINGTON, KY) is newly SEC-registered with $252.1M RAUM and 2 advisory reps. IAPD ↗
98
AG DILLON ASSET MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered with $262.0M RAUM and 1 advisory reps. IAPD ↗
98
VISTAMARK INVESTMENTS — (HINSDALE, IL) is newly SEC-registered with $317.2M RAUM and 4 advisory reps. IAPD ↗
98
REMEDIUM CAPITAL PARTNERS — (WEST PALM BEACH, FL) is newly SEC-registered with $319.0M RAUM and 1 advisory reps. IAPD ↗
98
BULLETPROOF CAPITAL, LLC — (CHICAGO, IL) is newly SEC-registered with $575.8M RAUM and 4 advisory reps. IAPD ↗
98
DAHER CAPITAL GROUP, LLC — (JUPITER, FL) is newly SEC-registered with $490.0M RAUM and 0 advisory reps. IAPD ↗
95
J K R & COMPANY, INC. — (VAN NUYS, CA) is newly SEC-registered with $136.3M RAUM and 5 advisory reps. IAPD ↗
95
DEMERS FINANCIAL PLANNING — (COLUMBUS, OH) is newly SEC-registered with $125.3M RAUM and 1 advisory reps. IAPD ↗
95
PAVLIC INVESTMENT ADVISORS, INC. — (DELAFIELD, WI) is newly SEC-registered with $108.8M RAUM and 2 advisory reps. IAPD ↗
95
TABER ASSET MANAGEMENT L.L.C. — (location n/a) is newly SEC-registered with $110.0M RAUM and 3 advisory reps. IAPD ↗
95
QUALITY FINANCIAL CONCEPTS — (MARYVILLE, TN) is newly SEC-registered with $128.8M RAUM and 2 advisory reps. IAPD ↗
95
CW SECURITIES, LLC — (KNOXVILLE, TN) is newly SEC-registered with $113.5M RAUM and 1 advisory reps. IAPD ↗
95
NAYLOR & COMPANY — (location n/a) is newly SEC-registered with $103.4M RAUM and 4 advisory reps. IAPD ↗
95
KANOS CAPITAL MANAGEMENT, LLC — (HOUSTON, TX) is newly SEC-registered with $133.2M RAUM and 1 advisory reps. IAPD ↗
95
HARLOW CAPITAL MANAGEMENT LLC — (location n/a) is newly SEC-registered with $132.9M RAUM and 1 advisory reps. IAPD ↗
95
BRACKENWOOD CAPITAL MANAGEMENT, LLC — (BAINBRIDGE ISLAND, WA) is newly SEC-registered with $126.6M RAUM and 2 advisory reps. IAPD ↗
95
LANG & BECKER, INC. — (WASHINGTON, MO) is newly SEC-registered with $123.2M RAUM and 2 advisory reps. IAPD ↗
95
BLUE SKY INVESTMENT PARTNERS, INC. — (EVANSTON, IL) is newly SEC-registered with $118.0M RAUM and 1 advisory reps. IAPD ↗
95
SUPERIOR FINANCIAL, LLC — (ROCHESTER, MN) is newly SEC-registered with $112.2M RAUM and 1 advisory reps. IAPD ↗
95
FRUGE' CAPITAL ADVISORS, LLC (FORMERLY OXFORD INVESTMENT ADV) — (OXFORD, MS) is newly SEC-registered with $141.2M RAUM and 2 advisory reps. IAPD ↗
95
CROSSPOINT CAPITAL MANAGEMENT — (ORINDA, CA) is newly SEC-registered with $118.0M RAUM and 2 advisory reps. IAPD ↗
95
EBERT CAPITAL MANAGEMENT INC. — (EUREKA, CA) is newly SEC-registered with $116.3M RAUM and 1 advisory reps. IAPD ↗
95
RWR INVESTMENTS LLC — (DALLAS, TX) is newly SEC-registered with $170.9M RAUM and 1 advisory reps. IAPD ↗
95
PATHFINDER PLANNING AND INVESTMENTS — (MISSOULA, MT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
QUABBIN ADVISORS — (AMHERST, MA) is newly SEC-registered with $109.8M RAUM and 1 advisory reps. IAPD ↗
95
CRAVENS BROTHERS PRIVATE WEALTH MANAGEMENT LLC — (DALLAS, TX) is newly SEC-registered with $139.3M RAUM and 2 advisory reps. IAPD ↗
95
MAR WEALTH MANAGEMENT SERVICES, LLC — (WEST PALM BEACH, FL) is newly SEC-registered with $125.1M RAUM and 3 advisory reps. IAPD ↗
95
BEYOND YOUR HAMMOCK LLC — (BOSTON, MA) is newly SEC-registered with $115.4M RAUM and 2 advisory reps. IAPD ↗
95
WISDOM WEALTH INVESTMENT ADVISORS LLC — (PHOENIX, AZ) is newly SEC-registered with $138.8M RAUM and 2 advisory reps. IAPD ↗
95
MILLENNIAL WEALTH ADVISORS — (location n/a) is newly SEC-registered with $146.0M RAUM and 2 advisory reps. IAPD ↗
95
J. L. PERKINS WEALTH MANAGEMENT, LLC — (MACON, GA) is newly SEC-registered with $142.2M RAUM and 2 advisory reps. IAPD ↗
95
CATUM ADVISORY GROUP, LLC. — (WILTON, CT) is newly SEC-registered with $128.6M RAUM and 2 advisory reps. IAPD ↗
95
WEALTHNEST CAPITAL INC. — (STATEN ISLAND, NY) is newly SEC-registered with $34.9M RAUM and 2 advisory reps. IAPD ↗
95
ONE LIFE FINANCIAL GROUP, INC. — (location n/a) is newly SEC-registered with $118.0M RAUM and 3 advisory reps. IAPD ↗
95
MCKINLEY FINANCIAL — (BROOKVILLE, PA) is newly SEC-registered with $117.2M RAUM and 4 advisory reps. IAPD ↗
95
TRINITY NECHES — (location n/a) is newly SEC-registered with $120.4M RAUM and 2 advisory reps. IAPD ↗
95
BSC CAPITAL PARTNERS, LLC — (WEST DES MOINES, IA) is newly SEC-registered with $125.8M RAUM and 3 advisory reps. IAPD ↗
95
LEDER FIDUCIARY CAPITAL LLC — (BELLAIRE, TX) is newly SEC-registered with $120.6M RAUM and 1 advisory reps. IAPD ↗
95
TIDAL CREEK CAPITAL ADVISORS — (BLUFFTON, SC) is newly SEC-registered with $126.0M RAUM and 4 advisory reps. IAPD ↗
95
RETIREMENT SOLUTIONS GROUP — (FRANKLIN, TN) is newly SEC-registered with $159.6M RAUM and 3 advisory reps. IAPD ↗
95
GLASS LAKES CAPITAL MANAGEMENT LLC — (OVERLAND PARK, KS) is newly SEC-registered with $178.3M RAUM and 2 advisory reps. IAPD ↗
95
GOLDMAN WEALTH MANAGEMENT — (SAN DIEGO, CA) is newly SEC-registered with $120.0M RAUM and 1 advisory reps. IAPD ↗
95
FIRST LIGHT WEALTH ADVISORS, LLC — (LITTLE FALLS, NJ) is newly SEC-registered with $116.3M RAUM and 2 advisory reps. IAPD ↗
95
APPROACH CAPITAL LLC — (location n/a) is newly SEC-registered with $100.0M RAUM and 1 advisory reps. IAPD ↗
95
PEARL WEALTH LLC — (location n/a) is newly SEC-registered with $129.9M RAUM and 1 advisory reps. IAPD ↗
95
GREENLINE WEALTH MANAGEMENT — (BOCA RATON, FL) is newly SEC-registered with $117.0M RAUM and 6 advisory reps. IAPD ↗
95
UYANA PARTNERS LLC — (MIAMI, FL) is newly SEC-registered with $115.0M RAUM and 6 advisory reps. IAPD ↗
95
COLUMBUS STREET WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $144.5M RAUM and 1 advisory reps. IAPD ↗
95
TOLLEY FINANCIAL GROUP, LLC — (RALEIGH, NC) is newly SEC-registered with $121.9M RAUM and 1 advisory reps. IAPD ↗
95
FAMILY WEALTH PARTNERS LLC — (MEDFORD, NJ) is newly SEC-registered with $130.9M RAUM and 2 advisory reps. IAPD ↗
95
TEMPLER WEALTH MANAGEMENT, LLC — (VIENNA, VA) is newly SEC-registered with $102.9M RAUM and 1 advisory reps. IAPD ↗
95
IM WEALTH PARTNERS — (BLUE BELL, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
95
TIDWELL WEALTH MANAGEMENT LLC — (ROCKLIN, CA) is newly SEC-registered with $116.7M RAUM and 3 advisory reps. IAPD ↗
95
BERGAMOT ASSET MANAGEMENT LP — (PRINCETON, NJ) is newly SEC-registered with $106.5M RAUM and 3 advisory reps. IAPD ↗
95
VANTAGE FINANCIAL GROUP — (AUBURN, CA) is newly SEC-registered with $118.6M RAUM and 4 advisory reps. IAPD ↗
95
RILEX CAPITAL LLC — (MANASQUAN, NJ) is newly SEC-registered with $124.3M RAUM and 1 advisory reps. IAPD ↗
95
JACKSON WEALTH MANAGEMENT, LLC — (CASTLE ROCK, CO) is newly SEC-registered with $107.0M RAUM and 1 advisory reps. IAPD ↗
95
MAINE ADVISORY ASSOCIATES — (FALMOUTH, ME) is newly SEC-registered with $116.5M RAUM and 2 advisory reps. IAPD ↗
95
PARAMOUNT WEALTH ADVISORS — (BUFFALO, NY) is newly SEC-registered with $37.6M RAUM and 2 advisory reps. IAPD ↗
95
DARK HORSE ADVISORS LLC — (location n/a) is newly SEC-registered with $181.7M RAUM and 5 advisory reps. IAPD ↗
95
PELICAN INVESTMENT ADVISORS, LLC — (BATON ROUGE, LA) is newly SEC-registered with $128.5M RAUM and 10 advisory reps. IAPD ↗
95
PERCENT ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered with $70.0M RAUM and 2 advisory reps. IAPD ↗
95
WOLFSTONE WEALTH — (location n/a) is newly SEC-registered with $110.3M RAUM and 1 advisory reps. IAPD ↗
95
PANTELES ADVISORS — (ARGYLE, TX) is newly SEC-registered with $108.2M RAUM and 4 advisory reps. IAPD ↗
95
MOMENT ADVISORS, LLC — (NEW YORK, NY) is newly SEC-registered with $56.3M RAUM and 3 advisory reps. IAPD ↗
95
ENSIGN ADVISORY PARTNERS LLC — (GILBERT, AZ) is newly SEC-registered with $101.0M RAUM and 3 advisory reps. IAPD ↗
95
SANCTUARY FINANCIAL PLANNING, LLC — (location n/a) is newly SEC-registered with $102.2M RAUM and 2 advisory reps. IAPD ↗
95
TAX & INVESTMENT ADVISORS — (NEWBURYPORT, MA) is newly SEC-registered with $101.5M RAUM and 1 advisory reps. IAPD ↗
95
CASTFIRM ADVISORS LLC — (GARDEN CITY, NY) is newly SEC-registered with $30.0M RAUM and 3 advisory reps. IAPD ↗
95
VALLEY WEALTH MANAGEMENT — (OSHKOSH, WI) is newly SEC-registered with $111.5M RAUM and 1 advisory reps. IAPD ↗
95
CIRO CAPITAL LLC — (JERSEY CITY, NJ) is newly SEC-registered with $117.4M RAUM and 2 advisory reps. IAPD ↗
95
IHS WEALTH MANAGEMENT LLC — (OYSTER BAY, NY) is newly SEC-registered with $39.4M RAUM and 2 advisory reps. IAPD ↗
95
SIGNIFICANCE CAPITAL MANAGEMENT LLC — (MILWAUKEE, WI) is newly SEC-registered with $3.8M RAUM and 2 advisory reps. IAPD ↗
95
ONE-UP FINANCIAL — (ERIE, PA) is newly SEC-registered with $107.5M RAUM and 9 advisory reps. IAPD ↗
95
ALLVET FINANCIAL — (location n/a) is newly SEC-registered with $1.3M RAUM and 2 advisory reps. IAPD ↗
95
RILEY S. CROSBIE ADVISORY, LLC — (LOGAN, UT) is newly SEC-registered with $118.9M RAUM and 3 advisory reps. IAPD ↗
95
JACK CREEK PARTNERS LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
SHARPE ADVISORS, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
DORIAN INVESTMENT ADVISORY LLC — (MEMPHIS, TN) is newly SEC-registered with $102.6M RAUM and 1 advisory reps. IAPD ↗
95
YOSHI ADVISORY — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
CROWNSTONE ADVISORY & INVESTMENT CORP — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
AI STOCK PROPHET, LLC — (AKRON, OH) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
95
INTEGROUS WEALTH STRATEGIES — (HAMILTON, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
BRIDGECREEK FINANCIAL GROUP — (TULSA, OK) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
ALTRUIST ADVISORS LLC — (CULVER CITY, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
AURANSER INC. — (FORT MILL, SC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
95
CUSTOM WEALTH MANAGEMENT — (PLYMOUTH, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
BAY POINTE WEALTH, LLC — (NEW BALTIMORE, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
WHITE HAWK WEALTH MANAGEMENT — (BROOMFIELD, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
MACRO QUANT PRIVATE WEALTH, LLC — (TORRANCE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
VERITAS WEALTH MANAGEMENT — (NORTH KINGSTOWN, RI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
BLUE HORIZON EQUITY, INC. — (PITTSFORD, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 45 advisory reps. IAPD ↗
95
CHARLESBRIDGE ADVISORS — (DEDHAM, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
CHILDRESS & CO LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
NOW ASSET MANAGEMENT LLC — (PURCHASE, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
IRM MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
GENOA WEALTH, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
UNIFIED RETIREMENT PLANNING GROUP — (BRIARCLIFF MANOR, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
TREASURE VALLEY FINANCIAL PLANNING — (MERIDIAN, ID) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
95
COSMOS WEALTH, LLC — (LA JOLLA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
SILVER BIRCH FINANCIAL LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
NEARSIDE ADVISORS, LLC — (INDIANAPOLIS, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
ALIUS CAPITAL PARTNERS — (AVENTURA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
INTENTGEN FINANCIAL PARTNERS — (NAPERVILLE, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
NETWORK CAPITAL — (KALISPELL, MT) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
NORTHWIND FINANCIAL LLC — (BEND, OR) is newly SEC-registered (provisional 120-day approval) with $105.4M RAUM and 2 advisory reps. IAPD ↗
95
CLAIRALPHA ADVISORS LLC — (RICHARDSON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
3D ADVISOR GROUP, INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
OMAZ HOLDCO, LLC — (WOODY CREEK, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ZAI TECHNOLOGIES LLC — (THOUSAND OAKS, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
NEXT UP WEALTH ADVISORS, LLC — (SCOTTSDALE, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
LUCENT FINANCIAL — (BELGRADE, MT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CLEARVIEW FAMILY WEALTH, LLC — (PEABODY, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
TUTELA ADVISORY GROUP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MARDIN CAPITAL GROUP — (RYE, NH) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
95
RIPL WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
95
COINBASE ADVISORS — (STAMFORD, CT) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
VALEN PRIVATE CAPITAL, LLC. — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
DIGNUM ET JUSTUM — (SAINT AUGUSTINE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
KUTUMB INVESTMENTS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
83
ADVISORY SOLUTIONS GROUP — grew from 4 to 33 advisory reps. IAPD ↗
80
UMB PRIVATE WEALTH MANAGEMENT, LLC — grew from 1 to 41 advisory reps. IAPD ↗
78
ROGAN & ASSOCIATES — now offers financial planning (Item 5G(1)). IAPD ↗
78
ZOE FINANCIAL, INC. — now offers financial planning (Item 5G(1)). IAPD ↗
78
H. L. ORMOND & COMPANY, LLC — now offers financial planning (Item 5G(1)). IAPD ↗
78
WAVVEST WEALTH — now offers financial planning (Item 5G(1)). IAPD ↗
76
BLACKRIDGE ASSET MANAGEMENT, LLC — grew from 59 to 67 advisory reps. IAPD ↗
75
BARON CAPITAL MANAGEMENT, INC. — reported RAUM up 87% ($5.76B -> $10.79B). IAPD ↗
75
COHEN CAPITAL — 's provisional registration is now fully approved. IAPD ↗
75
EVANSON FINANCIAL, LLC DBA EVANSON ASSET MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
75
CLIO ASSET MANAGEMENT LLC — now offers financial planning (Item 5G(1)). IAPD ↗
75
UMB PRIVATE WEALTH MANAGEMENT, LLC — now offers financial planning (Item 5G(1)). IAPD ↗
75
ZACKS INTELLIGENCE LLC — now offers financial planning (Item 5G(1)). IAPD ↗
75
CATTON CAPITAL PARTNERS, LLC — now offers financial planning (Item 5G(1)). IAPD ↗
74
EVANSON FINANCIAL, LLC DBA EVANSON ASSET MANAGEMENT — grew from 4 to 8 advisory reps. IAPD ↗
73
SOLOMON API LLC — reported RAUM up 125% ($173.1M -> $389.0M). IAPD ↗
73
BLACKRIDGE ASSET MANAGEMENT, LLC — reported RAUM up 88% ($196.8M -> $370.3M). IAPD ↗
73
WAVVEST WEALTH — reported RAUM up 8179% ($3.2M -> $268.5M). IAPD ↗
73
KINETIC INVESTMENT MANAGEMENT, INC. — grew from 24 to 29 advisory reps. IAPD ↗
73
TBG-BEDFORD GROUP LLC — grew from 1 to 9 advisory reps. IAPD ↗
73
WILLOW CREEK CAPITAL MANAGEMENT, INC. — 's provisional registration is now fully approved. IAPD ↗
73
PRIVATE WEALTH CONSULTING, LLC — 's provisional registration is now fully approved. IAPD ↗
73
MAUNEY-PITT FINANCIAL MANAGEMENT, INC. — 's provisional registration is now fully approved. IAPD ↗
73
WILLIAMS ASSET MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
73
ARBORSTONE FINANCIAL, LLC — 's provisional registration is now fully approved. IAPD ↗
73
OCEAN PATH ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
73
ADVISORY SOLUTIONS GROUP — 's provisional registration is now fully approved. IAPD ↗
73
HESMER WEALTH MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
72
COHEN CAPITAL — grew from 5 to 7 advisory reps. IAPD ↗
71
ALPHA ZERO LLC — grew from 8 to 11 advisory reps. IAPD ↗
70
BRILLIANT ADVICE, LLC — crossed $500M in regulatory AUM ($384.1M -> $569.5M). IAPD ↗
70
M2 CAPITAL ADVISORS — reported RAUM up 298% ($39.7M -> $158.0M). IAPD ↗
70
LONESTAR REGISTERED INVESTMENT ADVISORS, PLLC — grew from 9 to 11 advisory reps. IAPD ↗
70
ARCADIA WEALTH MANAGEMENT, LLC — grew from 9 to 11 advisory reps. IAPD ↗
70
H. L. ORMOND & COMPANY, LLC — grew from 2 to 4 advisory reps. IAPD ↗
70
RELATION WEALTH MANAGEMENT, INC. — grew from 5 to 7 advisory reps. IAPD ↗
70
AUTONOMOUS WEALTH MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
70
PEAK ALTITUDE PARTNERS, LP — 's provisional registration is now fully approved. IAPD ↗
70
ANGELES FAMILY OFFICE — 's provisional registration is now fully approved. IAPD ↗
70
MADSON WEALTH ADVISORS INC. — 's provisional registration is now fully approved. IAPD ↗
70
ENDOWE ADVISORY LLC — 's provisional registration is now fully approved. IAPD ↗
70
KRM FINANCIAL PLANNING & WEALTH MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
70
GUIDED WEALTH, LLC — 's provisional registration is now fully approved. IAPD ↗
70
PFLUEGER WEALTH — 's provisional registration is now fully approved. IAPD ↗
70
VALOREM LLC — 's provisional registration is now fully approved. IAPD ↗
70
THIRTEEN TWENTY-TWO ADVISORS — 's provisional registration is now fully approved. IAPD ↗
70
IRONHORN ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗
70
SCHULZ FINANCIAL GROUP — 's provisional registration is now fully approved. IAPD ↗
70
GUARDANT WEALTH ADVISORS — 's provisional registration is now fully approved. IAPD ↗
70
STILLWATER PRIVATE WEALTH — 's provisional registration is now fully approved. IAPD ↗
70
TENET WEALTH PARTNERS, LLC — 's provisional registration is now fully approved. IAPD ↗
70
CHAMBERLAIN LANE CAPITAL, LLC — 's provisional registration is now fully approved. IAPD ↗
70
CAVU WEALTH ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
68
ROSSBY FINANCIAL, LLC — reported RAUM up 51% ($566.0M -> $854.8M). IAPD ↗
67
SHAFFER CAPITAL — grew from 2 to 4 advisory reps. IAPD ↗
67
A4 WEALTH ADVISORS LLC — grew from 6 to 8 advisory reps. IAPD ↗
67
FOUNDRY FINANCIAL LLC — grew from 5 to 7 advisory reps. IAPD ↗
67
VINCIMUS CAPITAL, LLC — grew from 2 to 4 advisory reps. IAPD ↗
67
BAM WEALTH MANAGEMENT LLC — grew from 7 to 9 advisory reps. IAPD ↗
67
HAMPTON ROCK WEALTH MANAGEMENT — grew from 5 to 7 advisory reps. IAPD ↗
67
STILLWATER PRIVATE WEALTH — grew from 2 to 4 advisory reps. IAPD ↗
66
INVESTMENT MANAGEMENT ASSOCIATES — reported RAUM up 41% ($572.7M -> $810.0M). IAPD ↗
66
INDIVISIBLE PARTNERS — reported RAUM up 34% ($1.55B -> $2.08B). IAPD ↗
65
DMK ADVISOR GROUP, INC. — reported RAUM up 55% ($84.5M -> $130.8M). IAPD ↗
65
NEUMEIER POMA INVESTMENT COUNSEL LLC — reported RAUM up 26% ($1.09B -> $1.37B). IAPD ↗
65
TAURUS FINANCIAL — reported RAUM up 53% ($106.4M -> $162.5M). IAPD ↗
63
PINION WEALTH MANAGEMENT, LLC — reported RAUM up 29% ($649.0M -> $837.1M). IAPD ↗
63
NORTH CAPITAL — reported RAUM up 25% ($292.6M -> $365.8M). IAPD ↗
62
BOYD CAPITAL — reported RAUM up 35% ($124.5M -> $168.3M). IAPD ↗
60
PFLUEGER WEALTH — reported RAUM up 27% ($79.1M -> $100.7M). IAPD ↗
60
THREADLINE WEALTH — MOSS ADAMS WEALTH ADVISORS LLC is now doing business as . IAPD ↗
60
JDL ADVISERS — J.DEREK LEWIS & ASSOCIATES, INC. is now doing business as . IAPD ↗
58
MERIDIAN FINANCIAL ADVISORS, LLC — MERIDIAN FINANCIAL, LLC is now doing business as . IAPD ↗
58
LEGACIES WEALTH LLC — DOUGHERTY WEALTH ADVISERS LLC is now doing business as . IAPD ↗
58
SUNCAP MANAGEMENT — HACKETT ROBERTSON TOBE GROUP is now doing business as . IAPD ↗
55
MANNING & NAPIER ADVISORS, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
55
F L PUTNAM INVESTMENT MANAGEMENT CO. — added office(s): 12 -> 13 additional locations. IAPD ↗
55
PLANCORP, LLC — added office(s): 8 -> 10 additional locations. IAPD ↗
55
BRIGHTON JONES LLC — added office(s): 24 -> 31 additional locations. IAPD ↗
55
IMA ADVISORY SERVICES, INC. — added office(s): 6 -> 7 additional locations. IAPD ↗
55
CRA FINANCIAL SERVICES, L.L.C. — added office(s): 0 -> 1 additional locations. IAPD ↗
55
CS PLANNING CORP — added office(s): 33 -> 36 additional locations. IAPD ↗
55
GALVIN, GAUSTAD & STEIN, LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
55
GEOMETRIC WEALTH ADVISORS, LLC — added office(s): 8 -> 9 additional locations. IAPD ↗
55
LIBERTY WEALTH MANAGEMENT, LLC — added office(s): 6 -> 8 additional locations. IAPD ↗
55
HIGH PROBABILITY ADVISORS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
55
AARON WEALTH ADVISORS — added office(s): 2 -> 3 additional locations. IAPD ↗
55
WEDMONT PRIVATE CAPITAL — added office(s): 9 -> 10 additional locations. IAPD ↗
55
ONYX BRIDGE WEALTH GROUP LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
55
ADVUS FINANCIAL PARTNERS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
55
WHITTIER ADVISORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
55
PCM ENCORE, LLC — added office(s): 7 -> 9 additional locations. IAPD ↗
55
VORPAHL WING ADVISORS, INC. — VORPAHL WING SECURITIES, INC. is now doing business as . IAPD ↗
55
SCHWARZ INVESTMENT PARTNERS — COBLER CAPITAL MANAGEMENT, LLC is now doing business as . IAPD ↗
55
DYCHE, RILEY, & SELMAN WEALTH MANAGEMENT — DYCHE WEALTH MANAGEMENT, INC is now doing business as . IAPD ↗
55
WINNACLE WEALTH, LLC — WNNW WEALTH is now doing business as . IAPD ↗
55
AWAKEN WEALTH PARTNERS LLC — MEADOWCREST WEALTH MANAGEMENT is now doing business as . IAPD ↗
55
FACTORY CAPITAL LLC — FACTORY CAPITAL is now doing business as . IAPD ↗
55
TBG-BEDFORD GROUP LLC — QUEEQUEG & MUNGER, LLC is now doing business as . IAPD ↗
53
SEARCY FINANCIAL SERVICES, INC. — added office(s): 1 -> 3 additional locations. IAPD ↗
53
FIRST AFFIRMATIVE FINANCIAL NETWORK LLC — added office(s): 8 -> 9 additional locations. IAPD ↗
53
LEVEL FINANCIAL ADVISORS, INC. — added office(s): 4 -> 5 additional locations. IAPD ↗
53
AFFINITY INVESTMENT GROUP, LLC — added office(s): 7 -> 8 additional locations. IAPD ↗
53
FINANCIAL & TAX ARCHITECTS, LLC — added office(s): 20 -> 21 additional locations. IAPD ↗
53
ELEVATION WEALTH PARTNERS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
53
HILLCREST WEALTH ADVISORS - NY, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
FIRST FINANCIAL GROUP — added office(s): 0 -> 1 additional locations. IAPD ↗
53
STRATEGIC FINANCIAL CONCEPTS, LLC — added office(s): 22 -> 23 additional locations. IAPD ↗
53
LONESTAR REGISTERED INVESTMENT ADVISORS, PLLC — added office(s): 8 -> 10 additional locations. IAPD ↗
53
FIDUCIARY EXPERTS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
VISIONARY HORIZONS, LLC — added office(s): 7 -> 8 additional locations. IAPD ↗
53
WELLMENT FINANCIAL — added office(s): 1 -> 3 additional locations. IAPD ↗
53
J. HAGAN CAPITAL, INC. — added office(s): 2 -> 5 additional locations. IAPD ↗
53
GRANITE BAY WEALTH MANAGEMENT, LLC — added office(s): 1 -> 5 additional locations. IAPD ↗
53
GRANITE HARBOR ADVISORS, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
53
MIRAMONTES CAPITAL, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
KINETIC INVESTMENT MANAGEMENT, INC. — added office(s): 16 -> 19 additional locations. IAPD ↗
53
ATLAS PRIVATE WEALTH ADVISORS — added office(s): 11 -> 12 additional locations. IAPD ↗
53
BENCHMARK FINANCIAL WEALTH ADVISORS LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
53
PEAK PLANNING GROUP, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
53
BROOKLYN FI, LLC — added office(s): 0 -> 10 additional locations. IAPD ↗
53
VAN CLEMENS WEALTH MANAGEMENT, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
53
CIMARRON WEALTH MANAGEMENT, INC. — added office(s): 3 -> 4 additional locations. IAPD ↗
53
VALUEWEALTH SERVICES, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
53
MISSION FINANCIAL GROUP, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
53
ENDEAVOR PRIVATE WEALTH, INC. — added office(s): 3 -> 4 additional locations. IAPD ↗
53
H. L. ORMOND & COMPANY, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
TRUEWEALTH FINANCIAL PARTNERS — added office(s): 2 -> 3 additional locations. IAPD ↗
53
EQUITY WEALTH PARTNERS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
CENTRAL PINE CAPITAL, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
INNOVATIVE PRIVATE WEALTH MANAGEMENT INC. — added office(s): 6 -> 10 additional locations. IAPD ↗
53
MDRN CAPITAL — added office(s): 22 -> 23 additional locations. IAPD ↗
53
ELYXIUM WEALTH LLC — added office(s): 0 -> 4 additional locations. IAPD ↗
53
RELATION WEALTH MANAGEMENT, INC. — added office(s): 3 -> 4 additional locations. IAPD ↗
53
PARKWOODS WEALTH PARTNERS, LLC — added office(s): 12 -> 14 additional locations. IAPD ↗
53
TRITONPOINT PARTNERS, LLC — added office(s): 3 -> 6 additional locations. IAPD ↗
50
BERLA INVESTMENT CONSULTING — added office(s): 0 -> 1 additional locations. IAPD ↗
50
WRIGHT PRIVATE ASSET MANAGEMENT LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
50
ALLOS INVESTMENT ADVISORS, LLC — added office(s): 1 -> 3 additional locations. IAPD ↗
50
LEWINTER WEALTH ADVISORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
50
BAMBOO WEALTH STRATEGIES — added office(s): 1 -> 2 additional locations. IAPD ↗
50
TRUADVISORS — added office(s): 0 -> 2 additional locations. IAPD ↗
50
LAUREATE WEALTH MANAGEMENT, LLC — added office(s): 0 -> 3 additional locations. IAPD ↗
50
THE LIFE GROUP FINANCIAL SERVICES — added office(s): 3 -> 4 additional locations. IAPD ↗
50
BRASIL PLURAL INVESTMENT ADVISOR LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
50
VINES CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
50
SUCCESS WEALTH MANAGEMENT LLC — added office(s): 14 -> 15 additional locations. IAPD ↗
50
FOUNDRY FINANCIAL LLC — added office(s): 4 -> 6 additional locations. IAPD ↗
50
SMARTPATH ADVISORS — added office(s): 8 -> 9 additional locations. IAPD ↗
50
BIRCH WEALTH MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
50
UMB PRIVATE WEALTH MANAGEMENT, LLC — added office(s): 0 -> 13 additional locations. IAPD ↗
50
SONOMA PRIVATE WEALTH LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
50
CLARUS GROUP LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
50
PEAK FINANCIAL PLANNING — added office(s): 2 -> 3 additional locations. IAPD ↗
50
VINCIMUS CAPITAL, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
50
VOSS WEALTH MANAGEMENT — added office(s): 0 -> 3 additional locations. IAPD ↗
50
GUARDANT WEALTH ADVISORS — added office(s): 0 -> 1 additional locations. IAPD ↗
50
TBG-BEDFORD GROUP LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
85
SMBC ASSET MANAGEMENT, INC. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
MONROE CAPITAL REAL ESTATE CREDIT ADVISORS, LLC — (CHICAGO, IL) is newly SEC-registered with $140.2M RAUM and 5 advisory reps. IAPD ↗institutional
85
FORVM GLOBAL INVESTMENTS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
MERIT CAPITAL PARTNERS VI, LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 16 advisory reps. IAPD ↗institutional
85
AMBROSE CAPITAL ADVISORS, LLC — (INDIANAPOLIS, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 15 advisory reps. IAPD ↗institutional
85
ORION PARTNERS, LLC — (SAN FRANCISCO, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
MERAKI CAPITAL PARTNERS LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
EF PORTFOLIO — (SACRAMENTO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
ROCKFORD TOWER ASSET MANAGEMENT, L.L.C. — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 99 advisory reps. IAPD ↗institutional
83
CULTIVATION CAPITAL, LLC — (ST. LOUIS, MO) is newly SEC-registered with $416.4M RAUM and 1 advisory reps. IAPD ↗fund
83
MERRITT POINT PARTNERS LLC — (OAKLAND, CA) is newly SEC-registered with $636.1M RAUM and 3 advisory reps. IAPD ↗fund
83
PAVAKI CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $410.1M RAUM and 2 advisory reps. IAPD ↗fund
83
GRAND CENTRAL MUSIC — (location n/a) is newly SEC-registered with $287.6M RAUM and 4 advisory reps. IAPD ↗fund
83
THE CONNOR GROUP FUND MANAGER, LLC — (MIAMISBURG, OH) is newly SEC-registered with $494.3M RAUM and 2 advisory reps. IAPD ↗fund
80
TRELLUS MANAGEMENT COMPANY, LLC — (DELRAY BEACH, FL) is newly SEC-registered with $156.3M RAUM and 2 advisory reps. IAPD ↗fund
80
QUALIVIAN INVESTMENT PARTNERS — (location n/a) is newly SEC-registered with $2.8M RAUM and 1 advisory reps. IAPD ↗fund
80
MEDICI CAPITAL LLC — (NEWPORT BEACH, CA) is newly SEC-registered with $215.8M RAUM and 1 advisory reps. IAPD ↗fund
80
BLUHAUS CAPITAL MANAGEMENT LLC — (GUAYNABO, PR) is newly SEC-registered with $230.8M RAUM and 3 advisory reps. IAPD ↗fund
80
OVERLAY MANAGEMENT, LLC — (ALPHARETTA, GA) is newly SEC-registered with $168.6M RAUM and 8 advisory reps. IAPD ↗fund
80
GLOBAL VENTURE MANAGEMENT LLC — (SAN JUAN, PR) is newly SEC-registered with $130.0M RAUM and 1 advisory reps. IAPD ↗fund
80
HAYBEACH CAPITAL MANAGEMENT, LLC — (RYE, NY) is newly SEC-registered with $172.8M RAUM and 4 advisory reps. IAPD ↗fund
80
80
42 AM, LLC — (NEW YORK, NY) is newly SEC-registered with $51.9M RAUM and 5 advisory reps. IAPD ↗fund
80
PARK ROAD PARTNERS LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗fund
73
70
CARNELIAN ASSET MANAGEMENT & ADVISORS PRIVATE LIMITED — (MUMBAI, MAHARASHTRA, India) is newly SEC-registered with $1.50B RAUM and 4 advisory reps. IAPD ↗foreign
70
KRISTAL.AI — (SINGAPORE, Singapore) is newly SEC-registered with $1.27B RAUM and 15 advisory reps. IAPD ↗foreign
65
ALPHA INNOVATIONS LTD. — (HAMILTON, Bermuda) is newly SEC-registered with $231.5M RAUM and 8 advisory reps. IAPD ↗foreign
65
GOLDSTANDARD WEALTH — (MUMBAI, India) is newly SEC-registered with $64.6M RAUM and 12 advisory reps. IAPD ↗foreign
65
KYNANCE COVE CAPITAL LLP — (LONDON, United Kingdom) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗foreign
65
KALEIDO CAPITAL PARTNERS LIMITED — (HONG KONG, Hong Kong) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗foreign
64
63
63
INLAND ADVISORY SERVICES, LLC — 's provisional registration is now fully approved. IAPD ↗institutional
63
63
63
RIVERWEST INVESTMENT MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗institutional
63
62
60
60
60
60
FERGHANA INVESTMENT PARTNERS, LP — 's provisional registration is now fully approved. IAPD ↗institutional
60
SERONE CAPITAL MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗institutional
60
60
59
COMMUNITY DEVELOPMENT FUND ADVISORS, LLC — reported RAUM up 58% ($206.1M -> $326.4M). IAPD ↗institutional
58
58
58
58
55
55
55
55
GUGGENHEIM INVESTMENTS LOAN ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗fund
55
55
55
CLEVELAND CAPITAL MANAGEMENT, L.L.C. — 's provisional registration is now fully approved. IAPD ↗fund
53
46
45
45
45
45
45
43
43
LIGHT ARC CAPITAL MANAGEMENT LLC — ONE RIVER VOLATILITY ARBITRAGE LLC is now doing business as . IAPD ↗fund
40
40
40
40
40
38
38
37
37
35
20
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.