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UMB PRIVATE WEALTH MANAGEMENT, LLC

OVERLAND PARK, KS · CRD 306374 · IAPD ↗ · umb.com · 816-860-7000

$124.7MRegulatory AUM
41Advisory reps
94Employees
0Clients
0Planning clients
4Private funds
53States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
October 2026 — UMB PRIVATE WEALTH MANAGEMENT, LLC moved its main office from KANSAS CITY, MO to OVERLAND PARK, KS.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
50
August 2026 — UMB PRIVATE WEALTH MANAGEMENT, LLC added office(s): 13 -> 14 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
August 2026 — UMB PRIVATE WEALTH MANAGEMENT, LLC reported RAUM up 82% ($68.4M -> $124.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
June 2026 — UMB PRIVATE WEALTH MANAGEMENT, LLC added office(s): 0 -> 13 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
75
June 2026 — UMB PRIVATE WEALTH MANAGEMENT, LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
80
June 2026 — UMB PRIVATE WEALTH MANAGEMENT, LLC grew from 1 to 41 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
35
April 2026 — UMB PRIVATE WEALTH MANAGEMENT, LLC notice-filed in AK, AL, AR, CA, CT, DC, FL, GA, HI, IA, ID, IL, IN, KY, LA, MA, MD, ME, MI, MN, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
April 2026 — UMB ASSET MANAGEMENT, LLC is now doing business as UMB PRIVATE WEALTH MANAGEMENT, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
48
April 2026 — UMB PRIVATE WEALTH MANAGEMENT, LLC reported RAUM up 44% ($47.5M -> $68.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.