CRM — January 2026
CRM vendors and the consultants who implement them (Salesforce FSC, Wealthbox, Redtail, Practifi).
344 firms opened this window in the January 2026 SEC roster: 115 new registration, 84 new office, 45 pending approved, 43 headcount up, 23 aum up, 22 rename, 10 aum crossed 500m, 2 planning started.
98
TACTICA LLC — (location n/a) is newly SEC-registered with $418.0M RAUM and 1 advisory reps. IAPD ↗
98
PROSPERITY FINANCIAL GROUP, INC. — (SAN RAMON, CA) is newly SEC-registered with $358.9M RAUM and 9 advisory reps. IAPD ↗
95
SYCAMORE INVESTMENT CONSULTING SERVICES, LLC — (MADISON, WI) is newly SEC-registered with $159.6M RAUM and 2 advisory reps. IAPD ↗
95
INTEGRITY WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $105.4M RAUM and 3 advisory reps. IAPD ↗
95
BELLEAIR WEALTH MANAGEMENT, LLC — (BELLEAIR BLUFFS, FL) is newly SEC-registered with $113.0M RAUM and 5 advisory reps. IAPD ↗
95
A SLING & A STONE, INCORPORATED — (BURNET, TX) is newly SEC-registered with $105.2M RAUM and 2 advisory reps. IAPD ↗
95
ARM FINANCIAL LLC — (location n/a) is newly SEC-registered with $45.1M RAUM and 1 advisory reps. IAPD ↗
95
GENESIS ADVISORS, LLC — (FISHERS, IN) is newly SEC-registered with $120.6M RAUM and 4 advisory reps. IAPD ↗
95
FINANCIAL AVENUES — (location n/a) is newly SEC-registered with $127.7M RAUM and 2 advisory reps. IAPD ↗
95
FORTITUDE WEALTH MANAGEMENT — (MURFREESBORO, TN) is newly SEC-registered with $103.0M RAUM and 1 advisory reps. IAPD ↗
95
SIGNAL RIDGE CAPITAL PARTNERS, LLC — (FRAMINGHAM, MA) is newly SEC-registered with $110.6M RAUM and 4 advisory reps. IAPD ↗
95
VERSATILE CAPITAL MANAGEMENT L.L.C. — (CHICAGO, IL) is newly SEC-registered with $114.2M RAUM and 2 advisory reps. IAPD ↗
95
BRIA CAPITAL GROUP, LLC — (WESLEY CHAPEL, FL) is newly SEC-registered with $113.4M RAUM and 3 advisory reps. IAPD ↗
95
LDN WEALTH, LLC — (ORLANDO, FL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
WEALTHRISE FINANCIAL PLANNING, LLC — (CARLSBAD, CA) is newly SEC-registered with $124.2M RAUM and 2 advisory reps. IAPD ↗
95
IMPACT FIDUCIARY LLC — (PASADENA, CA) is newly SEC-registered with $116.0M RAUM and 2 advisory reps. IAPD ↗
95
PROSPERO WEALTH, LLC — (location n/a) is newly SEC-registered with $100.3M RAUM and 7 advisory reps. IAPD ↗
95
CENTRAL WEALTH MANAGEMENT LLC — (MADISON, WI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BLUE JAY FINANCIAL GROUP, LLC — (DEFIANCE, OH) is newly SEC-registered with $107.1M RAUM and 2 advisory reps. IAPD ↗
95
MODERN FINANCIAL PLANNING — (GEORGETOWN, TX) is newly SEC-registered with $110.0M RAUM and 2 advisory reps. IAPD ↗
95
MD WEALTH MANAGEMENT, LLC — (CHELSEA, MI) is newly SEC-registered with $105.9M RAUM and 2 advisory reps. IAPD ↗
95
OMNITRUST WEALTH MANAGEMENT, INC. — (JACKSONVILLE, FL) is newly SEC-registered with $106.1M RAUM and 1 advisory reps. IAPD ↗
95
FINAMEX ASSET MANAGEMENT, LLC — (HOUSTON, TX) is newly SEC-registered with $104.0M RAUM and 4 advisory reps. IAPD ↗
95
MUSE CAPITAL MANAGEMENT LLC — (SANTA MONICA, CA) is newly SEC-registered with $103.8M RAUM and 1 advisory reps. IAPD ↗
95
CALEO CAPITAL N.A. LLC — (PONTE VEDRA, FL) is newly SEC-registered with $100.8M RAUM and 4 advisory reps. IAPD ↗
95
WMK INVESTMENT PARTNERS — (location n/a) is newly SEC-registered with $129.3M RAUM and 4 advisory reps. IAPD ↗
95
COPPERWOOD FINANCIAL — (BURR RIDGE, IL) is newly SEC-registered with $108.4M RAUM and 3 advisory reps. IAPD ↗
95
SMP FINANCIAL PLANNING, LLC — (location n/a) is newly SEC-registered with $64.4M RAUM and 2 advisory reps. IAPD ↗
95
BICE WEALTH MANAGEMENT LLC — (MIAMI, FL) is newly SEC-registered with $147.7M RAUM and 2 advisory reps. IAPD ↗
95
ARSENAL CAPITAL ADVISORS LLC — (CONSHOHOCKEN, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
SWIFTWATER CAPITAL — (location n/a) is newly SEC-registered with $169.7M RAUM and 1 advisory reps. IAPD ↗
95
PRIVATE CLIENT ADVISOR GROUP, LLC — (PALM CITY, FL) is newly SEC-registered with $110.2M RAUM and 5 advisory reps. IAPD ↗
95
APRICITY FINANCIAL, LLC — (location n/a) is newly SEC-registered with $108.8M RAUM and 4 advisory reps. IAPD ↗
95
KINGWOOD INVESTMENT GROUP — (KINGWOOD, TX) is newly SEC-registered with $120.1M RAUM and 4 advisory reps. IAPD ↗
95
BLUE BEAR FINANCIAL, LLC — (location n/a) is newly SEC-registered with $141.9M RAUM and 1 advisory reps. IAPD ↗
95
XENA FINANCIAL PLANNING, LLC — (PORTLAND, OR) is newly SEC-registered with $100.2M RAUM and 2 advisory reps. IAPD ↗
95
IGW ADVISORY INVESTMENT MANAGEMENT LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
WILLOW CREEK CAPITAL MANAGEMENT, INC. — (MISSOULA, MT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
ERA FINANCIAL ADVISORS — (COVINA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
INGOT FINANCE — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ASCENT ADVISORS — (MANKATO, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
95
RISE NORTH CAPITAL INVESTMENT ADVISORS — (BRAINTREE, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 13 advisory reps. IAPD ↗
95
OMEN ADVISORY, LLC — (location n/a) is newly SEC-registered with $36,000 RAUM and 1 advisory reps. IAPD ↗
95
SAVILE CAPITAL MANAGEMENT LLC — (SHERIDAN, WY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ACTIV8 FAMILY OFFICE LLC — (MCLEAN, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
95
FERGHANA INVESTMENT PARTNERS, LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
95
AHAKISTA CAPITAL LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
501 NORTH, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
95
SENTINEL ADVISORY GROUP, LLC — (MIDDLETON, WI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
95
COLAB CAPITAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PARADIGM GLOBAL INVESTORS — (DALLAS, TX) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
95
HIGHBROOK CAPITAL PARTNERS — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
R2 WEALTH MANAGEMENT PARTNERS — (LINCOLN, NE) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
95
ENDOWE ADVISORY LLC — (SAN JOSE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BAYTRUST WEALTH MANAGEMENT, LLC — (TAMPA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
NAMSOFT ADVISORS, LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
PULLIAM FAMILY OFFICE, LLC — (CRESTED BUTTE, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
FFO INVESTMENTS LLC — (TAMPA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
WASHINGTON PARK CAPITAL MANAGEMENT, LLC — (PORTLAND, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
IMPERITY WEALTH ALLIANCE LLC — (MELVILLE, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 14 advisory reps. IAPD ↗
95
VALOREM LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MILLER FINANCIAL SERVICES, INC. — (SAN JUAN CAPISTRANO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MODELL CAPITAL MANAGEMENT LLC — (ROCHESTER, MI) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
95
PARKSIDE FAMILY OFFICE LLC — (EDMONDS, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CATTON CAPITAL PARTNERS, LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
NORTHILL AIMS, LLC — (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MFT WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
95
STEPHEN SMITH FINANCIAL INC. — (SCHAUMBURG, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
HV CAPITAL MANAGEMENT — (MONTGOMERY, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
95
VERTRIX WEALTH MANAGEMENT, LLC — (TROY, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
TECTONIC CAPITAL ADVISORS, LLC — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
OASYS WEALTH, INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
85
RAYMOND JAMES & ASSOCIATES, INC. — grew from 5537 to 5683 advisory reps. IAPD ↗
85
FRANKLIN ADVISERS, INC. — grew from 254 to 272 advisory reps. IAPD ↗
85
PUTNAM INVESTMENT MANAGEMENT, LLC — grew from 51 to 72 advisory reps. IAPD ↗
85
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC — grew from 5720 to 6024 advisory reps. IAPD ↗
84
WESTERN ASSET MANAGEMENT COMPANY — grew from 68 to 82 advisory reps. IAPD ↗
82
PRIVATE CAPITAL MANAGEMENT, LLC — grew from 13 to 25 advisory reps. IAPD ↗
80
CAPITAL INVESTMENT SERVICES OF AMERICA INC — now offers financial planning (Item 5G(1)). IAPD ↗
79
BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC — grew from 47 to 56 advisory reps. IAPD ↗
79
CLEARBRIDGE INVESTMENTS, LLC — grew from 62 to 71 advisory reps. IAPD ↗
78
EARNED WEALTH ADVISORS, LLC — grew from 20 to 28 advisory reps. IAPD ↗
78
BEACON GLOBAL ADVISOR NETWORK, LLC — grew from 50 to 60 advisory reps. IAPD ↗
78
AUOUR INVESTMENTS LLC — now offers financial planning (Item 5G(1)). IAPD ↗
77
FRANKLIN MUTUAL ADVISERS, LLC — grew from 30 to 37 advisory reps. IAPD ↗
77
WAVERLY ADVISORS, LLC — grew from 190 to 197 advisory reps. IAPD ↗
77
QUARTZ PARTNERS INVESTMENT MANAGEMENT — grew from 13 to 22 advisory reps. IAPD ↗
76
O'SHAUGHNESSY ASSET MANAGEMENT, LLC — grew from 47 to 53 advisory reps. IAPD ↗
76
AWH FINANCIAL, LLC — grew from 50 to 61 advisory reps. IAPD ↗
76
PRIME CAPITAL FINANCIAL — grew from 239 to 245 advisory reps. IAPD ↗
75
MADISON PARTNERS — grew from 12 to 17 advisory reps. IAPD ↗
75
L 1 GLOBAL WEALTH LLC — 's provisional registration is now fully approved. IAPD ↗
75
TRINITY STRATEGIC WEALTH — 's provisional registration is now fully approved. IAPD ↗
73
SAGEGUARD FINANCIAL GROUP, LLC — grew from 7 to 12 advisory reps. IAPD ↗
73
RAYMOND JAMES INVESTMENT MANAGEMENT — grew from 2 to 5 advisory reps. IAPD ↗
73
CEDAR COVE WEALTH PARTNERS — 's provisional registration is now fully approved. IAPD ↗
73
PATHFINDER WEALTH CONSULTING — 's provisional registration is now fully approved. IAPD ↗
73
ELEVATE WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
73
MACCO FINANCIAL GROUP, INC. — 's provisional registration is now fully approved. IAPD ↗
73
KTF INVESTMENTS, LLC — 's provisional registration is now fully approved. IAPD ↗
73
COLLABORATIVE CAPITAL ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗
73
CLEAR TRAIL ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
73
MARATHON FINANCIAL GROUP — 's provisional registration is now fully approved. IAPD ↗
72
QUANTUM FINANCIAL PLANNING SERVICES, INC. — grew from 9 to 13 advisory reps. IAPD ↗
72
ELM WEALTH — grew from 5 to 7 advisory reps. IAPD ↗
71
O'SHAUGHNESSY ASSET MANAGEMENT, LLC — reported RAUM up 57% ($12.60B -> $19.78B). IAPD ↗
71
AZIMUT INVESTMENT ADVISORS LLC — grew from 5 to 8 advisory reps. IAPD ↗
70
FIRST WASHINGTON CORPORATION — crossed $500M in regulatory AUM ($427.5M -> $501.2M). IAPD ↗
70
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC — crossed $500M in regulatory AUM ($456.4M -> $668.6M). IAPD ↗
70
HINDS FINANCIAL GROUP INC — crossed $500M in regulatory AUM ($496.1M -> $536.9M). IAPD ↗
70
AZIMUT INVESTMENT ADVISORS LLC — crossed $500M in regulatory AUM ($447.0M -> $639.1M). IAPD ↗
70
FINANCIAL GRAVITY ASSET MANAGEMENT, INC. — crossed $500M in regulatory AUM ($469.1M -> $523.4M). IAPD ↗
70
MONEX ASSET MANAGEMENT, INC. — crossed $500M in regulatory AUM ($386.3M -> $556.8M). IAPD ↗
70
ATLAS ASSET MANAGEMENT LLC — crossed $500M in regulatory AUM ($334.0M -> $700.6M). IAPD ↗
70
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC — crossed $500M in regulatory AUM ($467.2M -> $590.5M). IAPD ↗
70
FRANKLIN MANAGED OPTIONS STRATEGIES, LLC — crossed $500M in regulatory AUM ($447.4M -> $972.5M). IAPD ↗
70
HUTCHINSON CAPITAL MANAGEMENT — grew from 3 to 5 advisory reps. IAPD ↗
70
4:8 FINANCIAL — grew from 1 to 3 advisory reps. IAPD ↗
70
FUNDIFY ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗
70
MAVROS CAPITAL MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
70
SERENITY CAPITAL ADVISORS INC. — 's provisional registration is now fully approved. IAPD ↗
70
AFT US CAPITAL LLC — 's provisional registration is now fully approved. IAPD ↗
70
GRANITE ISLANDS PRIVATE WEALTH, LLC — 's provisional registration is now fully approved. IAPD ↗
70
CROSSGEN WEALTH LLC — 's provisional registration is now fully approved. IAPD ↗
70
FIVANCIAL ADVISORS, INC. — 's provisional registration is now fully approved. IAPD ↗
70
INTER ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗
70
ENCORE WEALTH ADVISORS — 's provisional registration is now fully approved. IAPD ↗
70
ARDEN GLOBAL FAMILY OFFICES — 's provisional registration is now fully approved. IAPD ↗
70
COUNTRYSIDE FINANCIAL LLC — 's provisional registration is now fully approved. IAPD ↗
70
ROTHWELL INVESTMENT ADVISORS — 's provisional registration is now fully approved. IAPD ↗
70
AVRIO WEALTH LLC — 's provisional registration is now fully approved. IAPD ↗
70
BLACK WALNUT WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
70
LEGACY ROAD FAMILY OFFICES — 's provisional registration is now fully approved. IAPD ↗
70
MARATHON WEALTH PARTNERS, INC — 's provisional registration is now fully approved. IAPD ↗
69
INDEX TECHNOLOGIES GROUP LLC — reported RAUM up 75% ($105.0M -> $183.4M). IAPD ↗
68
LONESTAR REGISTERED INVESTMENT ADVISORS, PLLC — reported RAUM up 53% ($164.2M -> $250.7M). IAPD ↗
68
CONNECTIVE WEALTH PARTNERS, LLC — grew from 7 to 10 advisory reps. IAPD ↗
67
PUTNAM INVESTMENT MANAGEMENT, LLC — reported RAUM up 38% ($85.21B -> $117.24B). IAPD ↗
67
CAPSTONE INVESTMENT GROUP — grew from 6 to 8 advisory reps. IAPD ↗
67
PACIFIC POINT WEALTH MANAGEMENT — grew from 2 to 4 advisory reps. IAPD ↗
67
STEELHEAD WEALTH MANAGEMENT — grew from 1 to 3 advisory reps. IAPD ↗
66
QUARTZ PARTNERS INVESTMENT MANAGEMENT — reported RAUM up 42% ($281.0M -> $397.8M). IAPD ↗
66
ETHOS FINANCIAL GROUP, LLC — reported RAUM up 31% ($1.58B -> $2.06B). IAPD ↗
65
CALTON & ASSOCIATES, INC. — reported RAUM up 30% ($1.22B -> $1.58B). IAPD ↗
64
OCTOGONE NA — reported RAUM up 34% ($371.4M -> $497.8M). IAPD ↗
63
SFE INVESTMENT COUNSEL INC. — reported RAUM up 29% ($581.6M -> $748.4M). IAPD ↗
63
CREATIVE INVESTMENT GROUP — reported RAUM up 41% ($145.8M -> $205.9M). IAPD ↗
60
NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST — MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST is now doing business as . IAPD ↗
60
GREENWOOD GEARHART, LLC — GREENWOOD GEARHART INC. is now doing business as . IAPD ↗
60
EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP. — EFG ASSET MANAGEMENT (AMERICAS) CORP. is now doing business as . IAPD ↗
58
FACTOR WEALTH MANAGEMENT — CLUNE & ASSOCIATES is now doing business as . IAPD ↗
58
HEFFERNAN ADVISORY, INC. — ASCENDANT FINANCIAL SOLUTIONS, INC. is now doing business as . IAPD ↗
58
ACCOUNTANTS PROPRIETARY FINANCIAL SERVICENET, LLC — ACCOUNTANTS PROPRIETARY FINANCIAL SERVICENET, INC. is now doing business as . IAPD ↗
58
AZIMUT INVESTMENT ADVISORS LLC — AZIMUT GENESIS ADVISORS is now doing business as . IAPD ↗
58
TAYLOR & MORGAN ASSET MANAGEMENT, LLC D/B/A TM ADVISORS, L — TAYLOR & MORGAN ASSET MANAGEMENT, LLC is now doing business as . IAPD ↗
58
KG CAPITAL MANAGEMENT, LLC — KG&L CAPITAL MANAGEMENT, LLC is now doing business as . IAPD ↗
58
SWMG HOLDINGS, LLC — SIGNATURE WEALTH MANAGEMENT GROUP LLC is now doing business as . IAPD ↗
55
D.A. DAVIDSON & CO. — added office(s): 98 -> 100 additional locations. IAPD ↗
55
RAYMOND JAMES & ASSOCIATES, INC. — added office(s): 635 -> 817 additional locations. IAPD ↗
55
NOTTINGHAM ADVISORS INC. — added office(s): 4 -> 5 additional locations. IAPD ↗
55
EARNED WEALTH ADVISORS, LLC — added office(s): 15 -> 20 additional locations. IAPD ↗
55
EMBREE FINANCIAL GROUP — added office(s): 4 -> 5 additional locations. IAPD ↗
55
CAPITAL ADVANTAGE, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
55
FINANCIAL MANAGEMENT NETWORK INC — added office(s): 1 -> 2 additional locations. IAPD ↗
55
WAVERLY ADVISORS, LLC — added office(s): 42 -> 43 additional locations. IAPD ↗
55
CERTUITY, LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
55
CLEARBRIDGE INVESTMENTS, LLC — added office(s): 6 -> 8 additional locations. IAPD ↗
55
MAINSTREET ADVISORS — added office(s): 2 -> 4 additional locations. IAPD ↗
55
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC — added office(s): 2552 -> 3629 additional locations. IAPD ↗
55
GLASSMAN WEALTH SERVICES, LLC — added office(s): 14 -> 15 additional locations. IAPD ↗
55
GALVIN, GAUSTAD & STEIN, LLC — added office(s): 8 -> 9 additional locations. IAPD ↗
55
ASHTON THOMAS PRIVATE WEALTH — added office(s): 23 -> 25 additional locations. IAPD ↗
55
SOLTIS INVESTMENT ADVISORS, LLC — added office(s): 9 -> 12 additional locations. IAPD ↗
55
PRIVATE CAPITAL MANAGEMENT, LLC — added office(s): 4 -> 9 additional locations. IAPD ↗
55
MOTLEY FOOL WEALTH MANAGEMENT, LLC — added office(s): 8 -> 12 additional locations. IAPD ↗
55
STONEX ADVISORS INC. — added office(s): 147 -> 155 additional locations. IAPD ↗
55
SUMMIT TRAIL ADVISORS, LLC — added office(s): 10 -> 12 additional locations. IAPD ↗
55
WINTHROP WEALTH — added office(s): 16 -> 17 additional locations. IAPD ↗
55
PRIME CAPITAL FINANCIAL — added office(s): 77 -> 83 additional locations. IAPD ↗
55
INNOVIA WEALTH, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
55
WEDMONT PRIVATE CAPITAL — added office(s): 5 -> 7 additional locations. IAPD ↗
55
MADISON PARTNERS — added office(s): 4 -> 6 additional locations. IAPD ↗
55
ETHOS FINANCIAL GROUP, LLC — added office(s): 7 -> 8 additional locations. IAPD ↗
55
GC WEALTH MANAGEMENT RIA, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
55
DIVERSIFIED, LLC — added office(s): 7 -> 9 additional locations. IAPD ↗
55
HARDING FINANCIAL GROUP — LLC. is now doing business as HARDING FINANCIAL GROUP. IAPD ↗
55
LEGACY PCG, LLC — MGO PRIVATE WEALTH, LLC is now doing business as . IAPD ↗
55
ALTURA WEALTH ADVISORS INC. — HARPER INVESTING is now doing business as . IAPD ↗
55
SKYBOUND WEALTH USA — SKYBOUND WEALTH MANAGEMENT USA, LLC is now doing business as . IAPD ↗
55
SMITH & CO ADVISORY LLC — SMITH WYND CAPITAL LLC is now doing business as . IAPD ↗
55
ARDEN GLOBAL FAMILY OFFICES — LLC is now doing business as ARDEN GLOBAL FAMILY OFFICES. IAPD ↗
53
QUANTUM FINANCIAL PLANNING SERVICES, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
53
PALISADE INVESTMENTS, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
53
GENEVA PARTNERS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
SECURE ASSET MANAGEMENT, L.L.C. — added office(s): 26 -> 27 additional locations. IAPD ↗
53
M3 ADVISORY GROUP, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
53
INVESTOR FAN — added office(s): 10 -> 13 additional locations. IAPD ↗
53
BRIGHT ROAD WEALTH MANAGEMENT, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
53
QUARTZ PARTNERS INVESTMENT MANAGEMENT — added office(s): 9 -> 12 additional locations. IAPD ↗
53
GOLDSTONE FINANCIAL GROUP, LLC — added office(s): 14 -> 16 additional locations. IAPD ↗
53
KINETIC INVESTMENT MANAGEMENT, INC. — added office(s): 15 -> 16 additional locations. IAPD ↗
53
GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. — added office(s): 2 -> 4 additional locations. IAPD ↗
53
INSTRUMENTAL WEALTH, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
THEPARTNERS WEALTH MANAGEMENT — added office(s): 22 -> 25 additional locations. IAPD ↗
53
VICTORY FINANCIAL — added office(s): 24 -> 25 additional locations. IAPD ↗
53
STENGER FAMILY OFFICE, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
53
GGM FINANCIAL LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
MKT AND ASSOCIATES LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
53
MARATHON FINANCIAL GROUP — added office(s): 1 -> 2 additional locations. IAPD ↗
50
HEXIMER INVESTMENT MANAGEMENT INC. — added office(s): 2 -> 3 additional locations. IAPD ↗
50
FORTUNE FINANCIAL GROUP, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
50
INTEGRA FINANCIAL, INC. — added office(s): 1 -> 3 additional locations. IAPD ↗
50
REGAL ADVISORY SERVICES, INC. — added office(s): 11 -> 12 additional locations. IAPD ↗
50
CAMPION ASSET MANAGEMENT, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
50
WRIGHT PRIVATE ASSET MANAGEMENT LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
50
LIFETIME WEALTH MANAGEMENT P.C. — added office(s): 1 -> 2 additional locations. IAPD ↗
50
RGA INVESTMENT ADVISORS, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
50
FIDUCIARY FINANCIAL PARTNERS, LLC — added office(s): 0 -> 4 additional locations. IAPD ↗
50
SUMMIT WEALTH GROUP, LLC — added office(s): 2 -> 5 additional locations. IAPD ↗
50
TRANSGLOBAL ADVISORY, LLC — added office(s): 14 -> 15 additional locations. IAPD ↗
50
HIPPOCRATIC FINANCIAL ADVISORS — added office(s): 3 -> 4 additional locations. IAPD ↗
50
PEAK WEALTH MANAGEMENT LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
50
PROSPERITEA PLANNING — added office(s): 0 -> 2 additional locations. IAPD ↗
50
CANDIDE GROUP — added office(s): 0 -> 2 additional locations. IAPD ↗
50
SYNCHRONOUS WEALTH ADVISORS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
50
CONSCIOUS WEALTH INVESTMENTS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
50
NEIL JESANI WEALTH MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
50
JOSS BROWN WEALTH ADVISORS — added office(s): 1 -> 2 additional locations. IAPD ↗
50
INNOVATIVE FAMILY OFFICE LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
50
TRITONPOINT PARTNERS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
50
W&S ADVISORY SERVICES, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
50
CONNECTIVE WEALTH PARTNERS, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
50
LIFTPOINT FAMILY WEALTH ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
50
SKYVIEW PINNACLE — added office(s): 0 -> 1 additional locations. IAPD ↗
88
PARK LANE ADVISORS, LLC — (BIRMINGHAM, AL) is newly SEC-registered with $553.5M RAUM and 4 advisory reps. IAPD ↗institutional
85
INFINITE GIVING ADVISORY SERVICES, INC. — (ATLANTA, GA) is newly SEC-registered with $100.1M RAUM and 2 advisory reps. IAPD ↗institutional
85
INTER US MANAGEMENT, LLC — (MIAMI, FL) is newly SEC-registered with $77.8M RAUM and 5 advisory reps. IAPD ↗institutional
85
FELIS ADVANTAGE, LP — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
ARGO INFRASTRUCTURE MANAGEMENT, LP — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 13 advisory reps. IAPD ↗institutional
85
WILLIS ASSET FINANCE MANAGEMENT LLC — (COCONUT CREEK, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
EMERGING CAPITAL PARTNERS — (WASHINGTON, DC) is newly SEC-registered with $1.06B RAUM and 5 advisory reps. IAPD ↗fund
85
NINTH AVENUE CAPITAL, LP — (KANSAS CITY, MO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗institutional
85
COMVEST PE ADVISORS, LLC — (WEST PALM BEACH, FL) is newly SEC-registered with $2.16B RAUM and 23 advisory reps. IAPD ↗fund
85
OTTER ROCK ADVISORS LP — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
AUREON MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
MRE MANAGEMENT, LLC — (ANNAPOLIS, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
PARK SQUARE CAPITAL USA LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $20.75B RAUM and 53 advisory reps. IAPD ↗fund
85
OLD BARN CAPITAL LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $105.3M RAUM and 1 advisory reps. IAPD ↗institutional
85
BIRCHWOOD CREEK CAPITAL MANAGEMENT LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 0 advisory reps. IAPD ↗institutional
85
ELMTREE FUNDS, LLC — (ST. LOUIS, MO) is newly SEC-registered with $7.51B RAUM and 18 advisory reps. IAPD ↗fund
85
VAULT FIDUCIARY LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
PRELUDE INVESTMENT SERVICES — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
TAMARISK CAPITAL MANAGEMENT — (HOLLAND, MI) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
DHM PARTNERS LLC — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
OAKLAWN CAPITAL MANAGEMENT LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
85
SHOTEN CAPITAL LP — (AUSTIN, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
83
FUTURE POSITIVE — (NEW YORK, NY) is newly SEC-registered with $255.7M RAUM and 3 advisory reps. IAPD ↗fund
83
MOZAYYX MANAGEMENT LLC — (AUSTIN, TX) is newly SEC-registered with $530.6M RAUM and 2 advisory reps. IAPD ↗fund
80
ARDINALL INVESTMENT MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered with $36.2M RAUM and 2 advisory reps. IAPD ↗fund
80
DELLORA INVESTMENTS LP — (GREENWICH, CT) is newly SEC-registered with $95.3M RAUM and 3 advisory reps. IAPD ↗fund
80
THE COPIA GROUP — (CHICAGO, IL) is newly SEC-registered with $118.9M RAUM and 6 advisory reps. IAPD ↗fund
80
BULLET VENTURES MANAGEMENT LTD — (location n/a) is newly SEC-registered with $13.6M RAUM and 2 advisory reps. IAPD ↗fund
70
LIFE CYCLE INVESTMENT PARTNERS LIMITED — (LONDON, United Kingdom) is newly SEC-registered with $17.30B RAUM and 8 advisory reps. IAPD ↗foreign
68
68
68
PASCAL INVESTMENT ADVISERS SA — (GENEVA, Switzerland) is newly SEC-registered with $874.3M RAUM and 4 advisory reps. IAPD ↗foreign
65
VULPES INVESTMENT MANAGEMENT PRIVATE LIMITED — (SINGAPORE, Singapore) is newly SEC-registered with $157.5M RAUM and 3 advisory reps. IAPD ↗foreign
65
AFRICA MUTUAL GLOBAL INVESTMENT MANAGEMENT INC — (ACCRA, Ghana) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
65
ACTIVEALPHA INVESTMENT ADVISORS — (MUMBAI, MAHARASHTRA, India) is newly SEC-registered with $0 RAUM and 6 advisory reps. IAPD ↗foreign
65
ROVIA ADVISORS LLC — (BANGALORE, KAMATAKA, India) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
65
BULLGROUND — (CIUDAD DE MÉXICO, Mexico) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗foreign
63
62
60
60
60
60
60
60
60
60
TCG STRATEGIC INCOME ADVISOR LLC — 's provisional registration is now fully approved. IAPD ↗institutional
60
59
59
58
58
58
58
58
58
58
58
55
55
55
55
55
55
55
54
51
46
45
45
45
MAGELLAN INVESTMENT PARTNERS NORTH AMERICA, INC. — FRONTEGRA ASSET MANAGEMENT INC is now doing business as . IAPD ↗institutional
45
45
PINEGROVE ADVISER LLC — BROOKFIELD ASSET MGMT PRIVATE INST CAPITAL ADVISER (CREDIT), LLC is now doing business as . IAPD ↗fund
43
43
ANGELLIST ASSET MANAGEMENT, LLC — STRAWBERRY TREE MANAGEMENT COMPANY is now doing business as . IAPD ↗fund
41
40
40
40
40
40
40
40
40
JEFFERIES CREDIT PARTNERS EUROPE LIMITED — 's provisional registration is now fully approved. IAPD ↗foreign
40
40
38
37
36
FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED — reported RAUM up 31% ($30.90B -> $40.52B). IAPD ↗foreign
36
35
31
25
25
25
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.