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BRIGHT ROAD WEALTH MANAGEMENT, LLC

ANCHORAGE, AK · CRD 164408 · IAPD ↗ · (907) 339-1555

$443.3MRegulatory AUM
10Advisory reps
13Employees
18Clients
251-500Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — BRIGHT ROAD WEALTH MANAGEMENT, LLC notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2026 — BRIGHT ROAD WEALTH MANAGEMENT, LLC reported RAUM up 27% ($349.5M -> $443.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
April 2026 — BRIGHT ROAD WEALTH MANAGEMENT, LLC now reports custody of client assets ($93.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
53
January 2026 — BRIGHT ROAD WEALTH MANAGEMENT, LLC added office(s): 5 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
December 2025 — BRIGHT ROAD WEALTH MANAGEMENT, LLC added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
April 2024 — BRIGHT ROAD WEALTH MANAGEMENT, LLC added office(s): 2 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
April 2024 — BRIGHT ROAD WEALTH MANAGEMENT, LLC reported RAUM up 36% ($209.2M -> $284.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
73
April 2024 — BRIGHT ROAD WEALTH MANAGEMENT, LLC reports 251-500 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.